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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
+$69.6M
Cap. Flow
+$92.5M
Cap. Flow %
6.76%
Top 10 Hldgs %
19.28%
Holding
943
New
91
Increased
412
Reduced
335
Closed
84

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.67M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.36M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.83M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.66M
5
FDMO icon
Fidelity Momentum Factor ETF
FDMO
+$4.71M

Top Sells

Rank Stock Value
1
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.02M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$4.57M
3
CC icon
Chemours
CC
+$4.34M
4
GEM icon
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
+$3.54M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.05M

Sector Composition

Rank Sector Weight
1 Technology 6.21%
2 Financials 5.18%
3 Healthcare 4.6%
4 Industrials 4.53%
5 Consumer Discretionary 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLW icon
476
Corning
GLW
$126B
$433K 0.03%
15,542
+1,755
+13% +$54.1K
FEX icon
477
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$432K 0.03%
7,386
-765
-9% -$45.8K
IXN icon
478
iShares Global Tech ETF
IXN
$8.7B
$430K 0.03%
16,278
+2,838
+21% +$76.5K
OI icon
479
O-I Glass
OI
$1.39B
$430K 0.03%
19,858
-3,720
-16% -$82.4K
TIER
480
DELISTED
TIER REIT, Inc.
TIER
$430K 0.03%
23,284
-779
-3% -$14.8K
IVAL icon
481
Alpha Architect International Quantitative Value ETF
IVAL
$214M
$427K 0.03%
+13,080
New +$436K
X
482
DELISTED
US Steel
X
$426K 0.03%
12,092
+3,201
+36% +$126K
BSJK
483
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$425K 0.03%
17,443
+1,170
+7% +$28.6K
ADSK icon
484
Autodesk
ADSK
$44.3B
$422K 0.03%
+3,362
New +$400K
KKR icon
485
KKR & Co
KKR
$89.2B
$421K 0.03%
20,733
+2,441
+13% +$54.2K
PODD icon
486
Insulet
PODD
$11.3B
$420K 0.03%
+4,850
New +$377K
XMLV icon
487
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
$420K 0.03%
9,369
-936
-9% -$41.9K
HYLD
488
DELISTED
High Yield ETF
HYLD
$420K 0.03%
11,451
-178
-2% -$6.51K
OMC icon
489
Omnicom Group
OMC
$22.7B
$419K 0.03%
5,770
-8
-0.1% -$600
AIVL icon
490
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$416K 0.03%
4,923
+94
+2% +$8.3K
FLR icon
491
Fluor
FLR
$7.29B
$415K 0.03%
7,244
-2,860
-28% -$164K
GOOGL icon
492
CALL
Alphabet (Google) Class A
GOOGL
$3.91T
$415K 0.03%
+8,000
New +$444K
MDIV icon
493
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$413K 0.03%
23,098
+259
+1% +$4.82K
FFC
494
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$768M
$412K 0.03%
21,684
-1,116
-5% -$21.5K
QQQX icon
495
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$411K 0.03%
16,667
+420
+3% +$10.4K
SCHE icon
496
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$411K 0.03%
14,323
+1,869
+15% +$54.8K
IGSB icon
497
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$407K 0.03%
7,832
-2,060
-21% -$107K
PBI icon
498
Pitney Bowes
PBI
$2.42B
$405K 0.03%
37,151
-2,535
-6% -$31.4K
AGN
499
DELISTED
Allergan plc
AGN
$404K 0.03%
2,400
-260
-10% -$43.6K
BSJL
500
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$403K 0.03%
16,352
+1,093
+7% +$27.1K
18 19
20
21 22

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q1 2018 Portfolio in Review

As of Q1 2018, Sigma Planning Corp held 943 positions worth $1.37B, up 5.4% from $1.3B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $92.5M of net new capital in Q1 2018, opening 91 new positions and adding to 412 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity MSCI Consumer Staples Index ETF, an estimated $5.02M trimmed.

  • Sigma Planning Corp's largest Q1 2018 buy was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.
  • Sigma Planning Corp added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2018, an estimated $6.67M increase.
  • Sigma Planning Corp's biggest Q1 2018 reduction was Fidelity MSCI Consumer Staples Index ETF, cutting an estimated $5.02M.
  • Sigma Planning Corp fully exited Chemours in Q1 2018, selling an estimated $4.34M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.37B portfolio in Q1 2018.
  • Sigma Planning Corp opened 91 new positions and closed 84 in Q1 2018.
  • Sigma Planning Corp's portfolio value rose 5.4% quarter-over-quarter to $1.37B.

Based on Sigma Planning Corp's 13F filing for Q1 2018, filed 11 May 2018.