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Sigma Planning Corp Portfolio holdings
AUM
$3.97B
Turnover
17.8%
1-Year Est. Return
32.34%
This Fund
S&P 500
This Quarter
Est. Return
-0.07%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.6B
AUM Growth
-$22.2M
(-0.61%)
Cap. Flow
+$45.6M
Cap. Flow
% of AUM
1.27%
Top 10 Holdings %
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118
Avg Time Held Equity + Options
4.3
years
Top 10 Avg Time Held Equity + Options
6.2
years
Top 20 Avg Time Held Equity + Options
4.6
years
Avg Time Held Equity only
4.3
years
Top 10 Avg Time Held Equity only
6.2
years
Top 20 Avg Time Held Equity only
5
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Quality GARP ETF
GARP
|
+$8.76M |
| 2 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$6.61M |
| 3 |
Capital Group Dividend Value ETF
CGDV
|
+$5.82M |
| 4 |
iShares Morningstar Value ETF
ILCV
|
+$5.09M |
| 5 |
Capital Group Global Growth Equity ETF
CGGO
|
+$4.91M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$10.1M |
| 2 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$6.74M |
| 3 |
SPDR Gold Trust
GLD
|
+$5.54M |
| 4 |
Vanguard Total International Bond ETF
BNDX
|
+$4.57M |
| 5 |
iShares Silver Trust
SLV
|
+$4.49M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.89% |
| 2 | Technology | 13.69% |
| 3 | Industrials | 3.86% |
| 4 | Consumer Discretionary | 3.8% |
| 5 | Financials | 3.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
26
Vanguard Morningstar Total Stock Market ETF
VTI
$697B
| $18.3M | 0.51% |
57,145
+13,837
| +32% | +$4.64M |
2014 Q4
45 quarters
|
|
27
First Trust Rising Dividend Achievers ETF
RDVY
$25.5B
| $17.7M | 0.49% |
259,052
+7,974
| +3% | +$568K |
2018 Q3
30 quarters
|
|
|
28
Capital Group Dividend Value ETF
CGDV
$39B
| $17.5M | 0.49% |
411,828
+130,999
| +47% | +$5.82M |
2022 Q2
15 quarters
|
|
29
Eli Lilly
LLY
$1.12T
| $16.9M | 0.47% |
18,320
+1,260
| +7% | +$1.28M |
2014 Q4
45 quarters
|
|
30
JPMorgan Chase
JPM
$891B
| $16M | 0.45% |
54,533
-2,571
| -5% | -$780K |
2014 Q4
45 quarters
|
|
31
Caterpillar
CAT
$338B
| $15.9M | 0.44% |
22,456
-2,355
| -9% | -$1.63M |
2014 Q4
45 quarters
|
|
32
iShares Floating Rate Bond ETF
FLOT
$11.3B
| $15.7M | 0.44% |
308,804
+8,626
| +3% | +$439K |
2014 Q4
45 quarters
|
|
33
Chevron
CVX
$430B
| $15.7M | 0.44% |
75,995
-4,597
| -6% | -$838K |
2014 Q4
45 quarters
|
|
34
Tesla
TSLA
$1.43T
| $15.6M | 0.43% |
42,041
-6,446
| -13% | -$2.66M |
2016 Q4
37 quarters
|
|
35
iShares International Select Dividend ETF
IDV
$8.26B
| $15.5M | 0.43% |
364,752
-22,096
| -6% | -$929K |
2024 Q1
8 quarters
|
|
36
Costco
COST
$433B
| $14.8M | 0.41% |
14,838
-1,069
| -7% | -$1.04M |
2014 Q4
45 quarters
|
|
37
Pacer US Cash Cows 100 ETF
COWZ
$19.5B
| $14.8M | 0.41% |
236,308
-14,313
| -6% | -$899K |
2021 Q1
20 quarters
|
|
38
iShares MSCI USA Min Vol Factor ETF
USMV
$24.1B
| $14.5M | 0.4% |
156,526
+6,073
| +4% | +$577K |
2014 Q4
45 quarters
|
|
39
Walmart Inc
WMT
$935B
| $14.4M | 0.4% |
116,180
+4,064
| +4% | +$499K |
2014 Q4
45 quarters
|
|
40
ExxonMobil
XOM
$718B
| $14.4M | 0.4% |
84,822
-1,369
| -2% | -$200K |
2014 Q4
45 quarters
|
|
41
Vanguard Morningstar Value ETF
VTV
$190B
| $14.2M | 0.39% |
72,215
+2,137
| +3% | +$428K |
2014 Q4
45 quarters
|
|
42
Johnson & Johnson
JNJ
$610B
| $13.8M | 0.38% |
56,291
-665
| -1% | -$155K |
2014 Q4
45 quarters
|
|
43
Schwab US Large- Cap ETF
SCHX
$74.6B
| $13.4M | 0.37% |
522,948
-10,909
| -2% | -$293K |
2016 Q1
40 quarters
|
|
44
Palantir
PLTR
$482B
| $13M | 0.36% |
88,975
-16,559
| -16% | -$2.53M |
2021 Q1
20 quarters
|
|
45
State Street Technology Select Sector SPDR ETF
XLK
$125B
| $12.9M | 0.36% |
97,010
-13,738
| -12% | -$1.94M |
2014 Q4
45 quarters
|
|
46
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
| $12.6M | 0.35% |
239,111
+8,736
| +4% | +$462K |
2015 Q4
41 quarters
|
|
47
iShares Core MSCI EAFE ETF
IEFA
$190B
| $12.6M | 0.35% |
138,820
+12,060
| +10% | +$1.13M |
2014 Q4
45 quarters
|
|
48
AbbVie
ABBV
$501B
| $12.4M | 0.34% |
56,826
-2,478
| -4% | -$550K |
2014 Q4
45 quarters
|
|
49
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11B
| $11.9M | 0.33% |
300,698
+9,016
| +3% | +$366K |
2021 Q1
20 quarters
|
|
50
FT Vest Fund of Buffer ETFs
BUFR
$10.8B
| $11.8M | 0.33% |
349,728
-22,445
| -6% | -$771K |
2021 Q2
19 quarters
|
|
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RPGK
Sigma Planning Corp's Q1 2026 Portfolio in Review
As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Industrials.
- Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
- Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
- Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
- Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
- Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
- Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.
Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.