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Sigma Planning Corp Portfolio holdings
AUM
$3.97B
Turnover
17.8%
1-Year Est. Return
32.34%
This Fund
S&P 500
This Quarter
Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.62B
AUM Growth
+$105M
(+3%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.01%
Top 10 Holdings %
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119
Avg Time Held Equity + Options
4.2
years
Top 10 Avg Time Held Equity + Options
5.9
years
Top 20 Avg Time Held Equity + Options
4.4
years
Avg Time Held Equity only
4.2
years
Top 10 Avg Time Held Equity only
6
years
Top 20 Avg Time Held Equity only
4.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$4.06M |
| 2 |
FT Vest US Equity Buffer ETF October
FOCT
|
+$4.04M |
| 3 |
BlackRock Large Cap Value ETF
BLCV
|
+$4M |
| 4 |
Leuthold Select Industries ETF
LST
|
+$2.86M |
| 5 |
Capital Group Dividend Value ETF
CGDV
|
+$2.34M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Berkshire Hathaway Class B
BRK.B
|
+$4.13M |
| 2 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$3.22M |
| 3 |
Astera Labs
ALAB
|
+$3.17M |
| 4 |
Palantir
PLTR
|
+$2.77M |
| 5 |
MP Materials
MP
|
+$2.34M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.83% |
| 2 | Technology | 15.25% |
| 3 | Consumer Discretionary | 4.18% |
| 4 | Financials | 4.09% |
| 5 | Communication Services | 3.57% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
26
JPMorgan Chase
JPM
$891B
| $18.5M | 0.51% |
57,104
+463
| +0.8% | +$143K |
2014 Q4
44 quarters
|
|
27
Eli Lilly
LLY
$1.12T
| $18.4M | 0.51% |
17,060
+825
| +5% | +$789K |
2014 Q4
44 quarters
|
|
28
iShares Gold Trust
IAU
$61.9B
| $17.9M | 0.5% |
221,105
+5,212
| +2% | +$408K |
2014 Q4
44 quarters
|
|
29
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.9B
| $17.6M | 0.49% |
326,676
+8,767
| +3% | +$474K |
2023 Q4
8 quarters
|
|
30
First Trust Rising Dividend Achievers ETF
RDVY
$25.5B
| $17.5M | 0.48% |
251,078
+15,073
| +6% | +$1.02M |
2018 Q3
29 quarters
|
|
31
iShares Core US Aggregate Bond ETF
AGG
$138B
| $17M | 0.47% |
169,983
+1,914
| +1% | +$192K |
2014 Q4
44 quarters
|
|
32
State Street Technology Select Sector SPDR ETF
XLK
$125B
| $15.7M | 0.43% |
110,748
+7,408
| +7% | +$1.07M |
2014 Q4
44 quarters
|
|
33
iShares Floating Rate Bond ETF
FLOT
$11.3B
| $15.3M | 0.42% |
300,178
-19,864
| -6% | -$1.01M |
2014 Q4
44 quarters
|
|
34
iShares International Select Dividend ETF
IDV
$8.26B
| $15.3M | 0.42% |
386,848
-3,691
| -0.9% | -$140K |
2024 Q1
7 quarters
|
|
35
Pacer US Cash Cows 100 ETF
COWZ
$19.5B
| $15.1M | 0.42% |
250,621
-25,437
| -9% | -$1.5M |
2021 Q1
19 quarters
|
|
36
Vanguard Morningstar Total Stock Market ETF
VTI
$697B
| $14.5M | 0.4% |
43,308
+4,035
| +10% | +$1.34M |
2014 Q4
44 quarters
|
|
37
Schwab US Large- Cap ETF
SCHX
$74.6B
| $14.4M | 0.4% |
533,857
-23,966
| -4% | -$640K |
2016 Q1
39 quarters
|
|
38
iShares Silver Trust
SLV
$27.9B
| $14.4M | 0.4% |
219,910
+22,718
| +12% | +$1.14M |
2014 Q4
44 quarters
|
|
39
Caterpillar
CAT
$338B
| $14.2M | 0.39% |
24,811
+3,858
| +18% | +$2.14M |
2014 Q4
44 quarters
|
|
40
iShares MSCI USA Min Vol Factor ETF
USMV
$24.1B
| $14.2M | 0.39% |
150,453
-2,445
| -2% | -$230K |
2014 Q4
44 quarters
|
|
41
Costco
COST
$433B
| $13.7M | 0.38% |
15,907
+280
| +2% | +$254K |
2014 Q4
44 quarters
|
|
42
AbbVie
ABBV
$501B
| $13.6M | 0.37% |
59,304
+383
| +0.7% | +$87.2K |
2014 Q4
44 quarters
|
|
43
Vanguard Morningstar Value ETF
VTV
$190B
| $13.4M | 0.37% |
70,078
+1,796
| +3% | +$338K |
2014 Q4
44 quarters
|
|
44
IBM
IBM
$221B
| $13.2M | 0.36% |
44,588
+5,202
| +13% | +$1.56M |
2014 Q4
44 quarters
|
|
45
Walmart Inc
WMT
$935B
| $12.5M | 0.35% |
112,116
+2,859
| +3% | +$307K |
2014 Q4
44 quarters
|
|
|
46
Capital Group Dividend Value ETF
CGDV
$39B
| $12.3M | 0.34% |
280,829
+54,493
| +24% | +$2.34M |
2022 Q2
14 quarters
|
|
47
Chevron
CVX
$430B
| $12.3M | 0.34% |
80,592
+3,900
| +5% | +$594K |
2014 Q4
44 quarters
|
|
48
Home Depot
HD
$308B
| $12.2M | 0.34% |
35,861
-87
| -0.2% | -$31.9K |
2014 Q4
44 quarters
|
|
49
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
| $12.2M | 0.34% |
230,375
+10,439
| +5% | +$553K |
2015 Q4
40 quarters
|
|
50
FT Vest Fund of Buffer ETFs
BUFR
$10.8B
| $12.1M | 0.33% |
372,173
-7,465
| -2% | -$252K |
2021 Q2
18 quarters
|
|
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Sigma Planning Corp's Q4 2025 Portfolio in Review
As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 59% a quarter earlier, followed by Technology and Consumer Discretionary.
- Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
- Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
- Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
- Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
- Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
- Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
- Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.
Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.