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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
26
JPMorgan Chase
JPM
$950B
$18.5M 0.51%
57,104
+463
+0.8% +$143K
LLY icon
27
Eli Lilly
LLY
$1.06T
$18.4M 0.51%
17,060
+825
+5% +$789K
IAU icon
28
iShares Gold Trust
IAU
$64.4B
$17.9M 0.5%
221,105
+5,212
+2% +$408K
IGIB icon
29
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$17.6M 0.49%
326,676
+8,767
+3% +$474K
RDVY icon
30
First Trust Rising Dividend Achievers ETF
RDVY
$25.6B
$17.5M 0.48%
251,078
+15,073
+6% +$1.02M
AGG icon
31
iShares Core US Aggregate Bond ETF
AGG
$138B
$17M 0.47%
169,983
+1,914
+1% +$192K
XLK icon
32
State Street Technology Select Sector SPDR ETF
XLK
$123B
$15.7M 0.43%
110,748
+7,408
+7% +$1.07M
FLOT icon
33
iShares Floating Rate Bond ETF
FLOT
$10.5B
$15.3M 0.42%
300,178
-19,864
-6% -$1.01M
IDV icon
34
iShares International Select Dividend ETF
IDV
$8.57B
$15.3M 0.42%
386,848
-3,691
-0.9% -$140K
COWZ icon
35
Pacer US Cash Cows 100 ETF
COWZ
$19.4B
$15.1M 0.42%
250,621
-25,437
-9% -$1.5M
VTI icon
36
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$14.5M 0.4%
43,308
+4,035
+10% +$1.34M
SCHX icon
37
Schwab US Large- Cap ETF
SCHX
$74.6B
$14.4M 0.4%
533,857
-23,966
-4% -$640K
SLV icon
38
iShares Silver Trust
SLV
$30.9B
$14.4M 0.4%
219,910
+22,718
+12% +$1.14M
CAT icon
39
Caterpillar
CAT
$387B
$14.2M 0.39%
24,811
+3,858
+18% +$2.14M
USMV icon
40
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$14.2M 0.39%
150,453
-2,445
-2% -$230K
COST icon
41
Costco
COST
$420B
$13.7M 0.38%
15,907
+280
+2% +$254K
ABBV icon
42
AbbVie
ABBV
$435B
$13.6M 0.37%
59,304
+383
+0.7% +$87.2K
VTV icon
43
Vanguard Morningstar Value ETF
VTV
$192B
$13.4M 0.37%
70,078
+1,796
+3% +$338K
IBM icon
44
IBM
IBM
$224B
$13.2M 0.36%
44,588
+5,202
+13% +$1.56M
WMT icon
45
Walmart Inc
WMT
$890B
$12.5M 0.35%
112,116
+2,859
+3% +$307K
CGDV icon
46
Capital Group Dividend Value ETF
CGDV
$38.9B
$12.3M 0.34%
280,829
+54,493
+24% +$2.34M
CVX icon
47
Chevron
CVX
$366B
$12.3M 0.34%
80,592
+3,900
+5% +$594K
HD icon
48
Home Depot
HD
$355B
$12.2M 0.34%
35,861
-87
-0.2% -$31.9K
IGSB icon
49
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$12.2M 0.34%
230,375
+10,439
+5% +$553K
BUFR icon
50
FT Vest Fund of Buffer ETFs
BUFR
$10.4B
$12.1M 0.33%
372,173
-7,465
-2% -$252K
1
2
3 4 5

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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.