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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
(-52%)
Cap. Flow
-$1.54B
Cap. Flow
% of AUM
-120.75%
Top 10 Holdings %
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$13.3M |
| 2 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$4.14M |
| 3 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$3.81M |
| 4 |
iShares Global 100 ETF
IOO
|
+$3.78M |
| 5 |
Invesco S&P 500 Top 50 ETF
XLG
|
+$2.03M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$96.4M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$77.7M |
| 3 |
Amazon
AMZN
|
+$31.1M |
| 4 |
Microsoft
MSFT
|
+$30.5M |
| 5 |
FT Vest US Equity Buffer ETF August
FAUG
|
+$25.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.58% |
| 2 | Healthcare | 4.94% |
| 3 | Consumer Discretionary | 4.41% |
| 4 | Financials | 4.22% |
| 5 | Industrials | 3.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Alphabet (Google) Class C
GOOG
$3.9T
| $7.49M | 0.59% |
53,115
-110,958
| -68% | -$15.1M |
|
27
iShares National Muni Bond ETF
MUB
$45.1B
| $7.36M | 0.58% |
67,934
-57,874
| -46% | -$6.05M |
|
28
State Street Technology Select Sector SPDR ETF
XLK
$115B
| $6.93M | 0.54% |
71,992
-63,376
| -47% | -$5.64M |
|
29
Tesla
TSLA
$1.24T
| $6.88M | 0.54% |
27,670
-34,306
| -55% | -$8.15M |
|
30
Costco
COST
$415B
| $6.2M | 0.49% |
9,393
-7,165
| -43% | -$4.25M |
|
|
31
iShares Global 100 ETF
IOO
$8.56B
| $6M | 0.47% |
74,456
+49,485
| +198% | +$3.78M |
|
32
JPMorgan Equity Premium Income ETF
JEPI
$45.3B
| $5.91M | 0.46% |
107,407
-131,429
| -55% | -$7.09M |
|
33
Home Depot
HD
$332B
| $5.77M | 0.45% |
16,635
-18,342
| -52% | -$5.68M |
|
34
JPMorgan Chase
JPM
$939B
| $5.75M | 0.45% |
33,779
-45,339
| -57% | -$6.87M |
|
35
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
| $5.61M | 0.44% |
93,976
-116,510
| -55% | -$6.95M |
|
36
Vanguard Total Stock Market ETF
VTI
$654B
| $5.52M | 0.43% |
23,272
-17,291
| -43% | -$3.82M |
|
37
Meta Platforms (Facebook)
META
$1.51T
| $5.49M | 0.43% |
15,516
-14,097
| -48% | -$4.59M |
|
38
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
| $5.43M | 0.42% |
36,893
-20,699
| -36% | -$2.87M |
|
39
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $5.34M | 0.42% |
68,405
-114,949
| -63% | -$8.58M |
|
40
First Trust Capital Strength ETF
FTCS
$7.88B
| $5.25M | 0.41% |
65,585
-86,136
| -57% | -$6.55M |
|
41
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
| $5.2M | 0.41% |
124,066
-185,062
| -60% | -$7.91M |
|
42
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $5.19M | 0.41% |
63,314
-110,666
| -64% | -$9M |
|
43
Vanguard Value ETF
VTV
$189B
| $5.1M | 0.4% |
34,089
-34,492
| -50% | -$4.85M |
|
44
Abbott
ABT
$180B
| $5.08M | 0.4% |
46,185
-11,352
| -20% | -$1.13M |
|
45
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
| $4.99M | 0.39% |
111,846
-140,025
| -56% | -$5.96M |
|
46
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
| $4.94M | 0.39% |
46,940
-86,840
| -65% | -$8.51M |
|
47
ExxonMobil
XOM
$651B
| $4.72M | 0.37% |
47,201
-89,961
| -66% | -$9.46M |
|
48
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
| $4.67M | 0.37% |
92,801
-90,381
| -49% | -$4.55M |
|
49
First Trust Value Line Dividend Fund
FVD
$8.29B
| $4.6M | 0.36% |
113,452
-120,902
| -52% | -$4.64M |
|
50
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
| $4.59M | 0.36% |
88,887
-94,333
| -51% | -$4.46M |
|
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Sigma Planning Corp's Q4 2023 Portfolio in Review
As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.
- Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
- Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
- Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
- Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
- Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
- Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.
Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.