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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+2.31%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$915M
AUM Growth
+$71.4M
(+8.5%)
Cap. Flow
+$59.7M
Cap. Flow
% of AUM
6.52%
Top 10 Holdings %
Top 10 Hldgs %
17.37%
Holding
832
New
89
Increased
316
Reduced
308
Closed
97
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P US Value ETF
IUSV
|
+$8.45M |
| 2 |
iShares Core Dividend Growth ETF
DGRO
|
+$7.41M |
| 3 |
HDV
iShares Core High Dividend ETF
HDV
|
+$7.4M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$6.26M |
| 5 |
iShares Core S&P US Growth ETF
IUSG
|
+$5.04M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$4.63M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$3.97M |
| 3 |
iShares MSCI Global Gold Miners ETF
RING
|
+$3.6M |
| 4 |
iShares US Real Estate ETF
IYR
|
+$1.86M |
| 5 |
iShares S&P Mid-Cap 400 Value ETF
IJJ
|
+$1.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.02% |
| 2 | Consumer Staples | 4.87% |
| 3 | Financials | 4.78% |
| 4 | Industrials | 4.53% |
| 5 | Healthcare | 4.28% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
GE Aerospace
GE
$367B
| $6.71M | 0.73% |
44,307
+1,054
| +2% | +$153K |
|
27
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
| $6.63M | 0.72% |
56,590
-3,258
| -5% | -$387K |
|
28
iShares Select Dividend ETF
DVY
$24B
| $6.5M | 0.71% |
73,377
+6,497
| +10% | +$560K |
|
29
ExxonMobil
XOM
$651B
| $6.44M | 0.7% |
71,315
+3,419
| +5% | +$299K |
|
30
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
| $6.42M | 0.7% |
128,323
+119
| +0.1% | +$5.97K |
|
31
Chevron
CVX
$388B
| $6.3M | 0.69% |
53,558
+4,234
| +9% | +$461K |
|
32
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
| $6.03M | 0.66% |
279,355
+16,300
| +6% | +$347K |
|
33
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
| $5.83M | 0.64% |
19,318
+3,127
| +19% | +$904K |
|
34
Procter & Gamble
PG
$343B
| $5.81M | 0.63% |
69,049
+8,896
| +15% | +$758K |
|
35
Ford
F
$57.3B
| $5.6M | 0.61% |
461,959
-29,198
| -6% | -$354K |
|
36
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
| $5.43M | 0.59% |
77,622
-854
| -1% | -$55.9K |
|
37
Berkshire Hathaway Class B
BRK.B
$1.07T
| $5.43M | 0.59% |
33,327
-499
| -1% | -$76.8K |
|
38
iShares S&P 500 Value ETF
IVE
$48.9B
| $5.31M | 0.58% |
52,413
+14,851
| +40% | +$1.45M |
|
39
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
| $5.24M | 0.57% |
247,530
+74,230
| +43% | +$1.55M |
|
40
Meta Platforms (Facebook)
META
$1.51T
| $5.23M | 0.57% |
45,428
+2,601
| +6% | +$319K |
|
41
Verizon
VZ
$194B
| $5.14M | 0.56% |
96,221
+2,664
| +3% | +$133K |
|
42
First Trust Value Line Dividend Fund
FVD
$8.29B
| $4.86M | 0.53% |
173,207
+92,937
| +116% | +$2.53M |
|
43
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
| $4.85M | 0.53% |
64,618
+7,222
| +13% | +$509K |
|
44
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $4.72M | 0.52% |
55,950
-5,793
| -9% | -$490K |
|
45
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
| $4.56M | 0.5% |
52,682
+26,549
| +102% | +$2.24M |
|
46
Pfizer
PFE
$140B
| $3.96M | 0.43% |
128,653
+17,527
| +16% | +$535K |
|
47
JPMorgan Chase
JPM
$939B
| $3.88M | 0.42% |
44,945
+4,221
| +10% | +$322K |
|
48
Walt Disney
DIS
$165B
| $3.81M | 0.42% |
36,581
-7,057
| -16% | -$688K |
|
49
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.1M
| $3.71M | 0.41% |
70,218
+2,305
| +3% | +$108K |
|
50
Bank of America
BAC
$435B
| $3.62M | 0.4% |
163,830
+9,607
| +6% | +$185K |
|
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Sigma Planning Corp's Q4 2016 Portfolio in Review
As of Q4 2016, Sigma Planning Corp held 832 positions worth $915M, up 8.5% from $843M the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Sigma Planning Corp deployed $59.7M of net new capital in Q4 2016, opening 89 new positions and adding to 316 existing holdings. Its largest new stake was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.9% a quarter earlier, followed by Consumer Staples and Financials.
On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $4.63M trimmed.
- Sigma Planning Corp's largest Q4 2016 buy was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
- Sigma Planning Corp added most to iShares Core S&P US Value ETF in Q4 2016, an estimated $8.45M increase.
- Sigma Planning Corp's biggest Q4 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $4.63M.
- Sigma Planning Corp fully exited Guggenheim BulletShares 2016 High Yield Corporate Bond ETF in Q4 2016, selling an estimated $1.25M.
- Sigma Planning Corp's ten largest holdings make up 17% of its $915M portfolio in Q4 2016.
- Sigma Planning Corp opened 89 new positions and closed 97 in Q4 2016.
- Sigma Planning Corp's portfolio value rose 8.5% quarter-over-quarter to $915M.
Based on Sigma Planning Corp's 13F filing for Q4 2016, filed 23 Jan 2017.