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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTEB icon
451
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
$1.3M 0.04%
25,864
+3,793
+17% +$191K
SPGP icon
452
Invesco S&P 500 GARP ETF
SPGP
$2.32B
$1.3M 0.04%
22,782
+2,975
+15% +$336K
PH icon
453
Parker-Hannifin
PH
$135B
$1.3M 0.04%
1,478
-1,445
-49% -$1.18M
PAUG icon
454
Innovator US Equity Power Buffer ETF August
PAUG
$936M
$1.3M 0.04%
29,999
-3,124
-9% -$134K
ITT icon
455
ITT
ITT
$19.1B
$1.29M 0.04%
7,443
-2,388
-24% -$428K
PSX icon
456
Phillips 66
PSX
$81.4B
$1.29M 0.04%
9,958
+299
+3% +$40.2K
HAWX icon
457
iShares Currency Hedged MSCI ACWI ex US ETF
HAWX
$355M
$1.28M 0.04%
32,531
+3,005
+10% +$117K
VXF icon
458
Vanguard Extended Market ETF
VXF
$31.9B
$1.28M 0.04%
6,158
-418
-6% -$87.8K
KOCT icon
459
Innovator US Small Cap Power Buffer ETF October
KOCT
$131M
$1.27M 0.04%
+37,793
New +$1.26M
COWG icon
460
Pacer US Large Cap Cash Cows Growth Leaders ETF
COWG
$2.27B
$1.27M 0.04%
36,085
-11,133
-24% -$396K
FPEI icon
461
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.95B
$1.26M 0.03%
65,090
-538
-0.8% -$10.4K
SRPT icon
462
Sarepta Therapeutics
SRPT
$1.77B
$1.26M 0.03%
58,545
+36,299
+163% +$765K
SKYY icon
463
First Trust Cloud Computing ETF
SKYY
$3.12B
$1.26M 0.03%
9,670
+71
+0.7% +$9.48K
PSC icon
464
Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC
$2.31B
$1.26M 0.03%
21,317
-427
-2% -$24.4K
IETC icon
465
iShares US Tech Independence Focused ETF
IETC
$717M
$1.25M 0.03%
12,351
+258
+2% +$26.5K
AGNC icon
466
AGNC Investment
AGNC
$12.9B
$1.25M 0.03%
116,970
+176
+0.2% +$1.81K
CENX icon
467
Century Aluminum
CENX
$5.07B
$1.25M 0.03%
+31,870
New +$996K
NXTG icon
468
First Trust Indxx NextG ETF
NXTG
$564M
$1.25M 0.03%
11,585
+547
+5% +$58.5K
HELO icon
469
JPMorgan Hedged Equity Laddered Overlay ETF
HELO
$4.73B
$1.23M 0.03%
18,582
-1,003
-5% -$65.9K
FVAL icon
470
Fidelity Value Factor ETF
FVAL
$1.38B
$1.23M 0.03%
16,996
-3,857
-18% -$272K
POWL icon
471
Powell Industries
POWL
$7.71B
$1.22M 0.03%
11,463
-11,973
-51% -$1.34M
JANW icon
472
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
$350M
$1.22M 0.03%
32,857
+744
+2% +$27.2K
AOR icon
473
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.74B
$1.21M 0.03%
18,668
+2,731
+17% +$177K
ADP icon
474
Automatic Data Processing
ADP
$108B
$1.21M 0.03%
4,717
+83
+2% +$22.1K
OLED icon
475
Universal Display
OLED
$4.19B
$1.21M 0.03%
10,390
+103
+1% +$13.4K
17 18
19
20 21

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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.