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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBTG icon
451
iShares iBonds Dec 2026 Term Treasury ETF
IBTG
$2.24B
$1.13M 0.04%
49,325
+3,015
+7% +$68.9K
DD icon
452
DuPont de Nemours
DD
$18.9B
$1.13M 0.04%
12,067
+701
+6% +$68.4K
SN icon
453
SharkNinja
SN
$21.7B
$1.13M 0.04%
+13,500
New +$1.37M
BKLN icon
454
Invesco Senior Loan ETF
BKLN
$6.97B
$1.13M 0.04%
54,387
+11,756
+28% +$247K
BLV icon
455
Vanguard Long-Term Bond ETF
BLV
$5.78B
$1.12M 0.04%
15,943
-489
-3% -$33.9K
BAPR icon
456
Innovator US Equity Buffer ETF April
BAPR
$404M
$1.12M 0.04%
26,433
-2,550
-9% -$113K
VRTX icon
457
Vertex Pharmaceuticals
VRTX
$122B
$1.12M 0.04%
2,314
-17
-0.7% -$7.92K
MBB icon
458
iShares MBS ETF
MBB
$39.1B
$1.12M 0.04%
11,948
-1,273
-10% -$118K
SPYV icon
459
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
$1.11M 0.04%
21,806
-28,550
-57% -$1.48M
CMCSA icon
460
Comcast
CMCSA
$80.9B
$1.11M 0.04%
30,102
-7,919
-21% -$286K
BGLD icon
461
FT Vest Gold Strategy Quarterly Buffer ETF
BGLD
$51.2M
$1.11M 0.04%
52,757
+23,819
+82% +$471K
TECB icon
462
iShares US Tech Breakthrough Multisector ETF
TECB
$454M
$1.11M 0.04%
22,602
+1,077
+5% +$57.4K
NKE icon
463
Nike
NKE
$62.5B
$1.1M 0.04%
17,297
+1,515
+10% +$112K
JANW icon
464
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
$346M
$1.09M 0.03%
32,920
-1,158
-3% -$39.1K
PAVE icon
465
Global X US Infrastructure Development ETF
PAVE
$14.2B
$1.09M 0.03%
28,908
-839
-3% -$34K
CVS icon
466
CVS Health
CVS
$137B
$1.09M 0.03%
16,082
-6,320
-28% -$378K
UL icon
467
Unilever
UL
$132B
$1.09M 0.03%
16,230
-1,390
-8% -$89.7K
AVDV icon
468
Avantis International Small Cap Value ETF
AVDV
$18.9B
$1.09M 0.03%
15,590
+1,387
+10% +$94.2K
SKYY icon
469
First Trust Cloud Computing ETF
SKYY
$2.78B
$1.08M 0.03%
10,587
-5,739
-35% -$683K
FCOM icon
470
Fidelity MSCI Communication Services Index ETF
FCOM
$1.77B
$1.08M 0.03%
19,191
+4,273
+29% +$257K
CGXU icon
471
Capital Group International Focus Equity ETF
CGXU
$6.22B
$1.08M 0.03%
44,047
-2,867
-6% -$73.3K
QCJA
472
FT Vest Nasdaq-100 Conservative Buffer ETF - January
QCJA
$81M
$1.08M 0.03%
+56,131
New +$1.11M
SUN icon
473
Sunoco
SUN
$14B
$1.06M 0.03%
18,301
+309
+2% +$17.5K
MASI
474
DELISTED
Masimo
MASI
$1.06M 0.03%
6,365
+3,000
+89% +$521K
SCHW
475
Charles Schwab
SCHW
$181B
$1.06M 0.03%
13,516
+4,965
+58% +$390K
17 18
19
20 21

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Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.