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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
(-52%)
Cap. Flow
-$1.54B
Cap. Flow
% of AUM
-120.75%
Top 10 Holdings %
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$13.3M |
| 2 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$4.14M |
| 3 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$3.81M |
| 4 |
iShares Global 100 ETF
IOO
|
+$3.78M |
| 5 |
Invesco S&P 500 Top 50 ETF
XLG
|
+$2.03M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$96.4M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$77.7M |
| 3 |
Amazon
AMZN
|
+$31.1M |
| 4 |
Microsoft
MSFT
|
+$30.5M |
| 5 |
FT Vest US Equity Buffer ETF August
FAUG
|
+$25.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.58% |
| 2 | Healthcare | 4.94% |
| 3 | Consumer Discretionary | 4.41% |
| 4 | Financials | 4.22% |
| 5 | Industrials | 3.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
451
Innovator US Equity Buffer ETF August
BAUG
$197M
| $516K | 0.04% |
14,350
-2,293
| -14% | -$78.2K |
|
452
Roper Technologies
ROP
$36.3B
| $513K | 0.04% |
941
-926
| -50% | -$477K |
|
|
XYZ
453
Block Inc
XYZ
$45.9B
| $511K | 0.04% |
6,611
-8,552
| -56% | -$484K |
|
454
NiSource
NI
$22.4B
| $505K | 0.04% |
19,020
-24,185
| -56% | -$622K |
|
455
J.M. Smucker
SJM
$12.6B
| $505K | 0.04% |
3,996
-3,073
| -43% | -$356K |
|
456
Ventas
VTR
$48.9B
| $503K | 0.04% |
10,086
-11,719
| -54% | -$525K |
|
457
Sarepta Therapeutics
SRPT
$1.66B
| $503K | 0.04% |
5,213
-7,192
| -58% | -$690K |
|
458
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
| $500K | 0.04% |
11,783
-17,772
| -60% | -$708K |
|
|
PHK
459
PIMCO High Income Fund
PHK
$861M
| $500K | 0.04% |
100,141
-100,014
| -50% | -$454K |
|
460
Lam Research
LRCX
$382B
| $499K | 0.04% |
6,380
-12,760
| -67% | -$870K |
|
461
Kraft Heinz
KHC
$30.4B
| $499K | 0.04% |
13,481
-20,320
| -60% | -$691K |
|
462
First Trust Mid Cap Value AlphaDEX Fund
FNK
$227M
| $491K | 0.04% |
9,628
-18,762
| -66% | -$857K |
|
463
First Trust Low Duration Strategic Focus ETF
LDSF
$160M
| $483K | 0.04% |
25,606
-22,559
| -47% | -$416K |
|
464
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
| $482K | 0.04% |
18,102
-27,034
| -60% | -$644K |
|
465
Cardinal Health
CAH
$53.4B
| $482K | 0.04% |
4,778
-1,426
| -23% | -$141K |
|
466
Sprott Physical Silver Trust
PSLV
$11.9B
| $481K | 0.04% |
59,468
-34,115
| -36% | -$269K |
|
467
Kroger
KR
$34.8B
| $480K | 0.04% |
10,512
-18,821
| -64% | -$836K |
|
468
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
| $480K | 0.04% |
13,563
-20,331
| -60% | -$691K |
|
469
Carnival Corporation Ltd
CCL
$36.1B
| $479K | 0.04% |
25,817
-7,696
| -23% | -$112K |
|
470
SiteOne Landscape Supply
SITE
$4.43B
| $477K | 0.04% |
2,935
-1,309
| -31% | -$191K |
|
471
Liquidia Corp
LQDA
$7.67B
| $477K | 0.04% |
39,635
-56,005
| -59% | -$403K |
|
472
PNC Financial Services
PNC
$100B
| $474K | 0.04% |
3,063
-4,031
| -57% | -$522K |
|
473
iShares Russell 2000 Growth ETF
IWO
$14.5B
| $473K | 0.04% |
1,876
-5,951
| -76% | -$1.34M |
|
474
Stellus Capital Investment Corp
SCM
$203M
| $469K | 0.04% |
36,473
-5,021
| -12% | -$64.8K |
|
475
SLB Ltd
SLB
$77.8B
| $468K | 0.04% |
8,997
-12,294
| -58% | -$668K |
|
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Sigma Planning Corp's Q4 2023 Portfolio in Review
As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.
- Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
- Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
- Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
- Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
- Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
- Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.
Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.