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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COMT icon
451
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.19B
$1.29M 0.04%
41,821
+260
+0.6% +$9.21K
SUB icon
452
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$1.29M 0.04%
11,977
+3,217
+37% +$345K
KBA icon
453
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$150M
$1.28M 0.04%
29,575
+242
+0.8% +$11.3K
MBB icon
454
iShares MBS ETF
MBB
$39B
$1.28M 0.04%
11,915
-506
-4% -$54.5K
VEEV icon
455
Veeva Systems
VEEV
$30.3B
$1.27M 0.04%
4,958
-438
-8% -$127K
ESGE icon
456
iShares ESG Aware MSCI EM ETF
ESGE
$6.51B
$1.26M 0.04%
31,671
-5,711
-15% -$235K
IWY icon
457
iShares Russell Top 200 Growth ETF
IWY
$16B
$1.25M 0.04%
7,240
-6,737
-48% -$1.12M
OLED icon
458
Universal Display
OLED
$3.71B
$1.25M 0.04%
7,604
+510
+7% +$84.1K
PTLC icon
459
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
$1.25M 0.03%
30,062
-1,015
-3% -$41K
REZ icon
460
iShares Residential and Multisector Real Estate ETF
REZ
$914M
$1.25M 0.03%
12,688
-525
-4% -$48.3K
PNC icon
461
PNC Financial Services
PNC
$100B
$1.24M 0.03%
6,187
-80
-1% -$16.3K
SRPT icon
462
Sarepta Therapeutics
SRPT
$1.66B
$1.24M 0.03%
13,780
+220
+2% +$18.8K
HYS icon
463
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
$1.24M 0.03%
12,511
+2,436
+24% +$241K
FPXI icon
464
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$279M
$1.24M 0.03%
21,473
-105,531
-83% -$6.59M
CMI icon
465
Cummins
CMI
$91.7B
$1.24M 0.03%
5,660
+230
+4% +$52.4K
PPL
466
PPL Corp
PPL
$27.3B
$1.24M 0.03%
41,078
-1,381
-3% -$39.9K
BSJO
467
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$1.23M 0.03%
49,291
+2,826
+6% +$70.4K
DOCN icon
468
DigitalOcean
DOCN
$14.4B
$1.23M 0.03%
15,302
+2,666
+21% +$250K
BSJM
469
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$1.23M 0.03%
52,714
+2,658
+5% +$61.7K
IGIB icon
470
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$1.22M 0.03%
20,500
-347
-2% -$20.7K
MELI icon
471
Mercado Libre
MELI
$91.3B
$1.21M 0.03%
898
+104
+13% +$146K
CASH icon
472
Pathward Financial
CASH
$1.81B
$1.21M 0.03%
20,215
-3,661
-15% -$219K
MGV icon
473
Vanguard Mega Cap Value ETF
MGV
$13.2B
$1.2M 0.03%
11,251
-36
-0.3% -$3.72K
CARZ icon
474
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$45.6M
$1.2M 0.03%
20,002
+658
+3% +$41.1K
SPGI icon
475
S&P Global
SPGI
$126B
$1.19M 0.03%
2,530
+60
+2% +$27.4K
17 18
19
20 21

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.