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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
Cap. Flow
+$127M
Cap. Flow %
4.31%
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$10.7M
2
PWR icon
Quanta Services
PWR
+$9.65M
3
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$8.25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.57M
5
FDX icon
FedEx
FDX
+$6.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.9M
2
GLD icon
SPDR Gold Trust
GLD
+$10.6M
3
SPGI icon
S&P Global
SPGI
+$6.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.35M
5
NVDA icon
NVIDIA
NVDA
+$5.76M

Sector Composition

Rank Sector Weight
1 Technology 11.39%
2 Consumer Discretionary 6%
3 Healthcare 4.74%
4 Industrials 4.21%
5 Communication Services 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHI icon
451
CALL
D.R. Horton
DHI
$41.3B
$965K 0.03%
+14,000
New +$1.02M
TWLO icon
452
Twilio
TWLO
$29.5B
$963K 0.03%
2,846
+142
+5% +$44.4K
MPT
453
Medical Properties Trust
MPT
$2.86B
$960K 0.03%
44,059
-448
-1% -$8.73K
AFL icon
454
Aflac
AFL
$64.4B
$959K 0.03%
21,575
-4,413
-17% -$181K
AMLP icon
455
Alerian MLP ETF
AMLP
$12.7B
$958K 0.03%
37,341
+12,948
+53% +$311K
AGZ icon
456
iShares Agency Bond ETF
AGZ
$559M
$957K 0.03%
8,007
+171
+2% +$20.6K
IAGG icon
457
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$957K 0.03%
17,031
-1,760
-9% -$98.3K
LULU icon
458
lululemon athletica
LULU
$13.4B
$957K 0.03%
2,751
+494
+22% +$172K
SPHD icon
459
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$952K 0.03%
25,345
-5,666
-18% -$203K
BNDW icon
460
Vanguard Total World Bond ETF
BNDW
$1.89B
$951K 0.03%
11,565
+1,130
+11% +$92.5K
BSJO
461
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$951K 0.03%
38,170
+2,303
+6% +$56.6K
GH icon
462
Guardant Health
GH
$19.3B
$940K 0.03%
7,296
-7,624
-51% -$877K
LHX icon
463
L3Harris
LHX
$56.5B
$940K 0.03%
4,971
-4
-0.1% -$732
BSJM
464
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$935K 0.03%
40,050
+3,122
+8% +$72.3K
HFRO
465
Highland Opportunities and Income Fund
HFRO
$403M
$931K 0.03%
90,584
-58,770
-39% -$522K
REZ icon
466
iShares Residential and Multisector Real Estate ETF
REZ
$904M
$924K 0.03%
13,618
+10,092
+286% +$660K
PNC icon
467
PNC Financial Services
PNC
$99.6B
$922K 0.03%
6,184
+916
+17% +$117K
BSJL
468
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$912K 0.03%
39,485
+3,217
+9% +$74.2K
DT icon
469
Dynatrace
DT
$12.7B
$906K 0.03%
20,936
+884
+4% +$35.1K
BSJP
470
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
$903K 0.03%
+36,829
New +$886K
SPYV icon
471
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
$898K 0.03%
26,124
+3,352
+15% +$109K
CUE icon
472
Cue Biopharma
CUE
$137M
$895K 0.03%
2,386
+392
+20% +$157K
FTSL icon
473
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$893K 0.03%
18,759
+942
+5% +$44K
USB icon
474
US Bancorp
USB
$98.9B
$890K 0.03%
19,110
+341
+2% +$14.4K
DSI icon
475
iShares MSCI KLD 400 Social ETF
DSI
$5.15B
$886K 0.03%
12,389
-67
-0.5% -$4.54K
17 18
19
20 21

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q4 2020 Portfolio in Review

As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.

  • Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
  • Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
  • Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
  • Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
  • Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
  • Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.