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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FGD icon
426
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.53B
$1.21M 0.04%
49,864
+9,604
+24% +$224K
BLK icon
427
Blackrock
BLK
$165B
$1.2M 0.04%
1,273
+52
+4% +$51K
MDIV icon
428
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$1.2M 0.04%
73,645
+2,167
+3% +$35.5K
JGRO icon
429
JPMorgan Active Growth ETF
JGRO
$9.33B
$1.2M 0.04%
16,308
-1,690
-9% -$136K
AWK icon
430
American Water Works
AWK
$26.3B
$1.2M 0.04%
8,141
+1,308
+19% +$172K
IDCC icon
431
InterDigital
IDCC
$6.7B
$1.2M 0.04%
5,805
-237
-4% -$47.7K
PPC icon
432
Pilgrim's Pride
PPC
$6.94B
$1.2M 0.04%
22,005
-6,582
-23% -$329K
GOF icon
433
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$1.19M 0.04%
76,545
-823
-1% -$12.8K
IBTI icon
434
iShares iBonds Dec 2028 Term Treasury ETF
IBTI
$1.88B
$1.19M 0.04%
+53,436
New +$1.18M
HWM icon
435
Howmet Aerospace
HWM
$115B
$1.19M 0.04%
+9,163
New +$1.16M
IBDT icon
436
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.05B
$1.18M 0.04%
+46,797
New +$1.17M
TJX icon
437
TJX Companies
TJX
$173B
$1.18M 0.04%
9,668
-1,329
-12% -$161K
SLQD icon
438
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.37B
$1.18M 0.04%
23,411
+3,595
+18% +$180K
VIST icon
439
Vista Energy
VIST
$7.42B
$1.18M 0.04%
25,254
-5,185
-17% -$268K
LYB icon
440
LyondellBasell Industries
LYB
$18.9B
$1.17M 0.04%
16,674
+11,064
+197% +$833K
IYY icon
441
iShares Dow Jones US ETF
IYY
$2.93B
$1.17M 0.04%
8,613
-325
-4% -$46.6K
C icon
442
Citigroup
C
$223B
$1.17M 0.04%
16,442
+885
+6% +$67.5K
PSLV icon
443
Sprott Physical Silver Trust
PSLV
$12B
$1.16M 0.04%
100,324
-740
-0.7% -$7.99K
IYF icon
444
iShares US Financials ETF
IYF
$4.68B
$1.16M 0.04%
10,248
+1,655
+19% +$190K
EFG icon
445
iShares MSCI EAFE Growth ETF
EFG
$16.4B
$1.15M 0.04%
11,536
-5,319
-32% -$542K
IBDS icon
446
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.83B
$1.15M 0.04%
+47,468
New +$1.14M
PLD icon
447
Prologis
PLD
$137B
$1.14M 0.04%
10,212
+1,272
+14% +$147K
RITM icon
448
Rithm Capital
RITM
$5.15B
$1.14M 0.04%
99,633
+2,047
+2% +$23.7K
BSCR icon
449
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.58B
$1.14M 0.04%
58,088
+11,001
+23% +$215K
ILCG icon
450
iShares Morningstar Growth ETF
ILCG
$3.09B
$1.13M 0.04%
13,973
+735
+6% +$65.1K
16 17
18
19 20

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Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.