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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PYPL icon
426
PayPal
PYPL
$49.1B
$1.21M 0.04%
14,178
+1,442
+11% +$121K
CLS icon
427
Celestica
CLS
$35.3B
$1.21M 0.04%
13,062
+4,844
+59% +$379K
PGR icon
428
Progressive
PGR
$124B
$1.2M 0.04%
5,026
-736
-13% -$185K
PAVE icon
429
Global X US Infrastructure Development ETF
PAVE
$14.3B
$1.2M 0.04%
29,747
+162
+0.5% +$6.94K
NXTG icon
430
First Trust Indxx NextG ETF
NXTG
$542M
$1.2M 0.04%
14,063
+9
+0.1% +$775
FVAL icon
431
Fidelity Value Factor ETF
FVAL
$1.29B
$1.2M 0.04%
19,494
-944
-5% -$58.9K
NKE icon
432
Nike
NKE
$62.7B
$1.19M 0.04%
15,782
-950
-6% -$74.6K
ED icon
433
Consolidated Edison
ED
$41.2B
$1.19M 0.04%
13,312
+1,273
+11% +$125K
VXUS icon
434
Vanguard Total International Stock ETF
VXUS
$154B
$1.19M 0.04%
20,130
-2,082
-9% -$129K
ILCG icon
435
iShares Morningstar Growth ETF
ILCG
$3.13B
$1.19M 0.04%
13,238
+465
+4% +$41.1K
JPEF icon
436
JPMorgan Equity Focus ETF
JPEF
$1.99B
$1.18M 0.04%
17,615
-527
-3% -$35.7K
GOF icon
437
Guggenheim Strategic Opportunities Fund
GOF
$2.23B
$1.18M 0.04%
77,368
+519
+0.7% +$8.15K
GSK icon
438
GSK
GSK
$104B
$1.18M 0.04%
34,819
+630
+2% +$22.7K
RSG icon
439
Republic Services
RSG
$66.6B
$1.18M 0.04%
5,853
+583
+11% +$121K
HIMS icon
440
Hims & Hers Health
HIMS
$6.75B
$1.18M 0.04%
48,627
-1,901
-4% -$47.1K
VTR icon
441
Ventas
VTR
$48.7B
$1.18M 0.04%
19,952
-4,600
-19% -$289K
IDCC icon
442
InterDigital
IDCC
$6.79B
$1.17M 0.04%
6,042
-526
-8% -$92K
CGXU icon
443
Capital Group International Focus Equity ETF
CGXU
$6.26B
$1.16M 0.04%
46,914
-3,436
-7% -$89.4K
FDVV icon
444
Fidelity High Dividend ETF
FDVV
$10.2B
$1.15M 0.04%
23,126
-389
-2% -$19.9K
MDIV icon
445
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$1.15M 0.04%
71,478
+1,505
+2% +$24.8K
FTXN icon
446
First Trust Nasdaq Oil & Gas ETF
FTXN
$165M
$1.15M 0.04%
+40,084
New +$1.21M
AGNC icon
447
AGNC Investment
AGNC
$12.4B
$1.15M 0.04%
125,045
+3,276
+3% +$32K
JANW icon
448
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
$345M
$1.15M 0.04%
34,078
-221,241
-87% -$7.37M
TECB icon
449
iShares US Tech Breakthrough Multisector ETF
TECB
$459M
$1.14M 0.04%
21,525
+717
+3% +$38.5K
ESS icon
450
Essex Property Trust
ESS
$18.9B
$1.14M 0.04%
3,988
+1,145
+40% +$338K
16 17
18
19 20

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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.