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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBEF icon
426
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
$1.37M 0.04%
34,887
-959
-3% -$37.2K
SPYV icon
427
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$1.37M 0.04%
32,516
+1,056
+3% +$43.1K
ACWI icon
428
iShares MSCI ACWI ETF
ACWI
$32.6B
$1.36M 0.04%
12,879
-1,079
-8% -$113K
PVLA
429
Palvella Therapeutics
PVLA
$1.98B
$1.36M 0.04%
4,490
-66
-1% -$21.1K
FDT icon
430
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$1.35M 0.04%
22,189
+3,671
+20% +$225K
ANET icon
431
Arista Networks
ANET
$219B
$1.34M 0.04%
37,324
+26,092
+232% +$779K
ZTR
432
Virtus Total Return Fund
ZTR
$340M
$1.34M 0.04%
140,795
-35,126
-20% -$333K
KMI icon
433
Kinder Morgan
KMI
$73.1B
$1.33M 0.04%
83,989
+17,629
+27% +$293K
SHYG icon
434
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$1.33M 0.04%
29,390
-391
-1% -$17.7K
SMDV icon
435
ProShares Russell 2000 Dividend Growers ETF
SMDV
$699M
$1.33M 0.04%
19,905
+6,316
+46% +$411K
FV icon
436
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$1.33M 0.04%
27,010
-317
-1% -$15.5K
NFLX icon
437
CALL
Netflix
NFLX
$292B
$1.32M 0.04%
22,000
+12,000
+120% +$767K
FDL icon
438
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$1.32M 0.04%
37,226
+6,513
+21% +$222K
EMLP icon
439
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$1.32M 0.04%
52,999
+1,202
+2% +$29.7K
HYLD
440
DELISTED
High Yield ETF
HYLD
$1.32M 0.04%
41,917
+4,380
+12% +$140K
TLT icon
441
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$1.32M 0.04%
8,906
-25,381
-74% -$3.74M
ZS icon
442
Zscaler
ZS
$23B
$1.32M 0.04%
4,096
+1,297
+46% +$408K
XLRE icon
443
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$1.31M 0.04%
25,349
-7,322
-22% -$352K
BSJN
444
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$1.31M 0.04%
51,674
+3,444
+7% +$87K
CLF icon
445
Cleveland-Cliffs
CLF
$6.81B
$1.31M 0.04%
60,011
-47,741
-44% -$1.03M
COP icon
446
ConocoPhillips
COP
$147B
$1.3M 0.04%
18,029
+1,260
+8% +$91.8K
BIBL icon
447
Inspire 100 ETF
BIBL
$495M
$1.3M 0.04%
33,008
+5,007
+18% +$218K
FTXO icon
448
First Trust Nasdaq Bank ETF
FTXO
$305M
$1.3M 0.04%
39,497
+8,946
+29% +$303K
SPEM icon
449
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$1.29M 0.04%
31,181
+2,156
+7% +$92.2K
ADSK icon
450
Autodesk
ADSK
$44.3B
$1.29M 0.04%
4,594
+50
+1% +$14.6K
16 17
18
19 20

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.