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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+3.67%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.94B
AUM Growth
+$180M
Cap. Flow
+$124M
Cap. Flow %
6.4%
Top 10 Hldgs %
20.35%
Holding
1,072
New
132
Increased
502
Reduced
333
Closed
83

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.07M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.35M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.68M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.71M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.32M

Top Sells

Rank Stock Value
1
SOXX icon
iShares Semiconductor ETF
SOXX
+$5.42M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.17M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.16M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$3.41M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.03M

Sector Composition

Rank Sector Weight
1 Technology 7.37%
2 Financials 4.66%
3 Healthcare 4.23%
4 Consumer Discretionary 4.19%
5 Industrials 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDCC icon
426
InterDigital
IDCC
$6.68B
$739K 0.04%
11,477
-253
-2% -$16.9K
ETSY icon
427
Etsy
ETSY
$7.65B
$737K 0.04%
12,003
+7,235
+152% +$472K
FXH icon
428
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$736K 0.04%
9,501
-675
-7% -$50.2K
RCL icon
429
Royal Caribbean
RCL
$78.7B
$733K 0.04%
6,044
+161
+3% +$19.6K
IBB icon
430
iShares Biotechnology ETF
IBB
$9.31B
$732K 0.04%
6,706
+1,324
+25% +$141K
LMBS icon
431
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$731K 0.04%
14,136
+4,043
+40% +$208K
FEP icon
432
First Trust Europe AlphaDEX Fund
FEP
$513M
$725K 0.04%
20,542
+14,792
+257% +$519K
ELV icon
433
Elevance Health
ELV
$81.9B
$724K 0.04%
2,563
-8,999
-78% -$2.46M
BAB icon
434
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$721K 0.04%
22,936
+2,235
+11% +$68.6K
IYH icon
435
iShares US Healthcare ETF
IYH
$3.11B
$720K 0.04%
18,440
+1,530
+9% +$57.9K
KHC icon
436
Kraft Heinz
KHC
$30.4B
$719K 0.04%
23,170
-7,110
-23% -$224K
NNN icon
437
NNN REIT
NNN
$9.39B
$718K 0.04%
13,540
+26
+0.2% +$1.39K
MSI icon
438
Motorola Solutions
MSI
$69.4B
$713K 0.04%
4,273
+591
+16% +$89K
MDIV icon
439
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$710K 0.04%
38,391
+9,241
+32% +$171K
PRF icon
440
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$710K 0.04%
30,435
-2,510
-8% -$57.7K
GNL icon
441
Global Net Lease
GNL
$1.87B
$709K 0.04%
36,141
-1,146
-3% -$21.8K
DVYE icon
442
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$708K 0.04%
17,367
+292
+2% +$11.7K
HYLD
443
DELISTED
High Yield ETF
HYLD
$707K 0.04%
20,594
+3,563
+21% +$124K
GSY icon
444
Invesco Ultra Short Duration ETF
GSY
$3.82B
$706K 0.04%
14,019
-2,387
-15% -$120K
KBWB icon
445
Invesco KBW Bank ETF
KBWB
$7.08B
$706K 0.04%
13,990
+7,865
+128% +$395K
PSA icon
446
Public Storage
PSA
$60.2B
$702K 0.04%
2,947
+493
+20% +$113K
CWB icon
447
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$701K 0.04%
13,266
-13,696
-51% -$717K
PRVB
448
DELISTED
Provention Bio, Inc. Common Stock
PRVB
$701K 0.04%
+57,950
New +$315K
NUE icon
449
Nucor
NUE
$56.4B
$700K 0.04%
12,701
+738
+6% +$40.6K
SLYG icon
450
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.02B
$699K 0.04%
11,468
+4,663
+69% +$280K
16 17
18
19 20

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SCM
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BPS
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VPC
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WWA
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Sigma Planning Corp's Q2 2019 Portfolio in Review

As of Q2 2019, Sigma Planning Corp held 1,072 positions worth $1.94B, up 10% from $1.76B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q2 2019, opening 132 new positions and adding to 502 existing holdings. Its largest new stake was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares S&P 500 Value ETF, an estimated $5.17M trimmed.

  • Sigma Planning Corp's largest Q2 2019 buy was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q2 2019, an estimated $9.07M increase.
  • Sigma Planning Corp's biggest Q2 2019 reduction was iShares S&P 500 Value ETF, cutting an estimated $5.17M.
  • Sigma Planning Corp fully exited iShares Semiconductor ETF in Q2 2019, selling an estimated $5.42M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.94B portfolio in Q2 2019.
  • Sigma Planning Corp opened 132 new positions and closed 83 in Q2 2019.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $1.94B.

Based on Sigma Planning Corp's 13F filing for Q2 2019, filed 1 Aug 2019.