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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFLO icon
401
VictoryShares Free Cash Flow ETF
VFLO
$8.44B
$1.5M 0.04%
39,987
+1,850
+5% +$67.1K
CSX icon
402
CSX Corp
CSX
$98.6B
$1.5M 0.04%
42,180
-1,848
-4% -$63.1K
TJX icon
403
TJX Companies
TJX
$170B
$1.49M 0.04%
10,309
+772
+8% +$103K
XONE icon
404
BondBloxx Bloomberg One Year Target Duration US Treasury ETF
XONE
$784M
$1.49M 0.04%
29,993
+891
+3% +$44.1K
UCON icon
405
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$1.48M 0.04%
58,677
-61,942
-51% -$1.55M
OLED icon
406
Universal Display
OLED
$3.71B
$1.48M 0.04%
10,287
-105
-1% -$15.3K
WELL icon
407
Welltower
WELL
$178B
$1.48M 0.04%
8,289
-1,402
-14% -$230K
ADBE icon
408
Adobe
ADBE
$89.5B
$1.47M 0.04%
4,176
-142
-3% -$50.9K
ADM icon
409
Archer Daniels Midland
ADM
$41.4B
$1.46M 0.04%
24,522
-2,965
-11% -$173K
GRPM icon
410
Invesco S&P MidCap 400 GARP ETF
GRPM
$481M
$1.46M 0.04%
12,119
-7,133
-37% -$832K
PAVE icon
411
Global X US Infrastructure Development ETF
PAVE
$14.3B
$1.46M 0.04%
30,645
+1,737
+6% +$79.9K
CLX icon
412
Clorox
CLX
$11.6B
$1.44M 0.04%
11,654
+1,663
+17% +$206K
FVAL icon
413
Fidelity Value Factor ETF
FVAL
$1.28B
$1.44M 0.04%
20,853
-2,969
-12% -$197K
ONC
414
BeOne Medicines Ltd
ONC
$33.8B
$1.44M 0.04%
+4,213
New +$1.28M
VV icon
415
Vanguard Large-Cap ETF
VV
$51.9B
$1.44M 0.04%
4,662
-479
-9% -$142K
NVS icon
416
Novartis
NVS
$295B
$1.43M 0.04%
11,168
+6,011
+117% +$733K
QYLD icon
417
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.97B
$1.43M 0.04%
84,155
-1,703
-2% -$28.6K
CDNS icon
418
Cadence Design Systems
CDNS
$90B
$1.43M 0.04%
4,059
+1,959
+93% +$674K
PAUG icon
419
Innovator US Equity Power Buffer ETF August
PAUG
$858M
$1.41M 0.04%
33,123
+21,895
+195% +$910K
WTV icon
420
WisdomTree US Value Fund
WTV
$3.11B
$1.4M 0.04%
15,382
+4,088
+36% +$364K
SCHF icon
421
Schwab International Equity ETF
SCHF
$65.6B
$1.39M 0.04%
59,692
+1,562
+3% +$35.3K
HOOD icon
422
Robinhood
HOOD
$85.2B
$1.39M 0.04%
9,699
+5,869
+153% +$640K
SDY icon
423
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$1.38M 0.04%
9,868
+119
+1% +$16.6K
VXF icon
424
Vanguard Extended Market ETF
VXF
$30.3B
$1.38M 0.04%
6,576
+3,348
+104% +$677K
GSK icon
425
GSK
GSK
$103B
$1.38M 0.04%
31,875
-1,014
-3% -$39.6K
15 16
17
18 19

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WWA
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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.