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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
+$1.9B
Cap. Flow
+$1.74B
Cap. Flow %
54.58%
Top 10 Hldgs %
24.54%
Holding
1,256
New
411
Increased
763
Reduced
43
Closed
34

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$94.1M
2
AAPL icon
Apple
AAPL
+$92M
3
MSFT icon
Microsoft
MSFT
+$37.4M
4
AMZN icon
Amazon
AMZN
+$37M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$35.8M

Top Sells

Rank Stock Value
1
CEG icon
Constellation Energy
CEG
+$1.81M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$1.79M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$1.54M
4
SMCI icon
Super Micro Computer
SMCI
+$1.09M
5
HTGC icon
Hercules Capital
HTGC
+$833K

Sector Composition

Rank Sector Weight
1 Technology 12.93%
2 Healthcare 4.36%
3 Consumer Discretionary 4.33%
4 Financials 3.96%
5 Industrials 3.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYF icon
401
iShares US Financials ETF
IYF
$4.74B
$1.4M 0.04%
14,634
+4,896
+50% +$436K
GJAN icon
402
FT Vest US Equity Moderate Buffer ETF January
GJAN
$434M
$1.39M 0.04%
+38,839
New +$1.36M
NBIX icon
403
Neurocrine Biosciences
NBIX
$18.4B
$1.39M 0.04%
+10,100
New +$1.38M
ECL icon
404
Ecolab
ECL
$79.6B
$1.39M 0.04%
6,031
+2,966
+97% +$629K
FPEI icon
405
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.93B
$1.39M 0.04%
76,414
+37,624
+97% +$678K
VOT icon
406
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$1.39M 0.04%
5,881
+4,838
+464% +$1.08M
USXF icon
407
iShares ESG Advanced MSCI USA ETF
USXF
$1.4B
$1.39M 0.04%
+30,711
New +$1.3M
CWB icon
408
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.52B
$1.38M 0.04%
18,940
+12,894
+213% +$924K
OKE icon
409
Oneok
OKE
$55.9B
$1.37M 0.04%
17,030
+6,556
+63% +$479K
ARKK icon
410
ARK Innovation ETF
ARKK
$5.74B
$1.37M 0.04%
27,263
+8,385
+44% +$409K
CMG icon
411
Chipotle Mexican Grill
CMG
$43B
$1.37M 0.04%
+23,450
New +$1.2M
TSM icon
412
TSMC
TSM
$2.03T
$1.36M 0.04%
9,962
+6,054
+155% +$752K
DKNG icon
413
DraftKings
DKNG
$12.2B
$1.35M 0.04%
29,828
+11,031
+59% +$449K
ESGU icon
414
iShares ESG Aware MSCI USA ETF
ESGU
$17.8B
$1.35M 0.04%
11,780
+2,763
+31% +$303K
PKST
415
DELISTED
Peakstone Realty Trust
PKST
$1.35M 0.04%
83,905
+53,498
+176% +$821K
BLK icon
416
Blackrock
BLK
$170B
$1.35M 0.04%
1,613
+840
+109% +$675K
FAST icon
417
Fastenal
FAST
$55.2B
$1.33M 0.04%
+34,512
New +$1.22M
URI icon
418
United Rentals
URI
$67.9B
$1.33M 0.04%
1,842
+1,157
+169% +$742K
AGZ icon
419
iShares Agency Bond ETF
AGZ
$559M
$1.33M 0.04%
12,285
+7,408
+152% +$800K
VV icon
420
Vanguard Large-Cap ETF
VV
$52B
$1.32M 0.04%
5,498
+2,870
+109% +$657K
ROK icon
421
Rockwell Automation
ROK
$52.4B
$1.32M 0.04%
4,523
+2,752
+155% +$793K
PGR icon
422
Progressive
PGR
$128B
$1.31M 0.04%
6,335
+4,092
+182% +$759K
AMT icon
423
American Tower
AMT
$79.9B
$1.31M 0.04%
6,607
+3,226
+95% +$643K
JPIB icon
424
JPMorgan International Bond Opportunities ETF
JPIB
$2.09B
$1.3M 0.04%
27,403
+16,265
+146% +$773K
BLV icon
425
Vanguard Long-Term Bond ETF
BLV
$5.81B
$1.3M 0.04%
18,006
+8,509
+90% +$614K
15 16
17
18 19

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VPC
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Sigma Planning Corp's Q1 2024 Portfolio in Review

As of Q1 2024, Sigma Planning Corp held 1,256 positions worth $3.18B, up 149% from $1.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp deployed $1.74B of net new capital in Q1 2024, opening 411 new positions and adding to 763 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Constellation Energy, an estimated $1.81M trimmed.

  • Sigma Planning Corp's largest Q1 2024 buy was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2024, an estimated $94.1M increase.
  • Sigma Planning Corp's biggest Q1 2024 reduction was Constellation Energy, cutting an estimated $1.81M.
  • Sigma Planning Corp fully exited First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q1 2024, selling an estimated $1.54M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.18B portfolio in Q1 2024.
  • Sigma Planning Corp opened 411 new positions and closed 34 in Q1 2024.
  • Sigma Planning Corp's portfolio value rose 149% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q1 2024, filed 2 May 2024.