We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MET icon
401
MetLife
MET
$61B
$1.48M 0.04%
23,734
+7,510
+46% +$471K
HSY icon
402
Hershey
HSY
$35.4B
$1.48M 0.04%
7,630
+1,241
+19% +$225K
KR icon
403
Kroger
KR
$34.8B
$1.48M 0.04%
32,580
-202
-0.6% -$8.49K
NIO icon
404
NIO
NIO
$11.3B
$1.47M 0.04%
46,431
-5,987
-11% -$220K
SCHV
405
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$1.47M 0.04%
60,072
+309
+0.5% +$7.32K
SCHM icon
406
Schwab US Mid-Cap ETF
SCHM
$14.6B
$1.47M 0.04%
54,627
+5,316
+11% +$142K
FSTA icon
407
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.4B
$1.45M 0.04%
31,151
+37
+0.1% +$1.63K
CHI
408
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$1.45M 0.04%
96,130
-308
-0.3% -$4.77K
PINS icon
409
Pinterest
PINS
$12.4B
$1.45M 0.04%
39,982
-18,102
-31% -$804K
LULU icon
410
lululemon athletica
LULU
$13B
$1.44M 0.04%
3,690
+797
+28% +$341K
IIPR icon
411
Innovative Industrial Properties
IIPR
$1.78B
$1.44M 0.04%
5,483
-258
-4% -$66.2K
LUV icon
412
Southwest Airlines
LUV
$22.1B
$1.44M 0.04%
33,591
+1,940
+6% +$91.1K
BDX icon
413
Becton Dickinson
BDX
$43.1B
$1.44M 0.04%
5,856
-1,009
-15% -$242K
FNX icon
414
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$1.43M 0.04%
13,935
-5,370
-28% -$550K
VDE icon
415
Vanguard Energy ETF
VDE
$10.1B
$1.43M 0.04%
18,456
+422
+2% +$33.6K
IEI icon
416
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$1.43M 0.04%
11,094
-315
-3% -$40.7K
AMLP icon
417
Alerian MLP ETF
AMLP
$12.9B
$1.43M 0.04%
43,547
-1,683
-4% -$57K
SPHD icon
418
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.37B
$1.42M 0.04%
31,429
+1,295
+4% +$56.4K
AEP icon
419
American Electric Power
AEP
$73.7B
$1.42M 0.04%
15,900
+3,202
+25% +$270K
MDIV icon
420
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$1.42M 0.04%
85,289
+3,037
+4% +$50.3K
PHK
421
PIMCO High Income Fund
PHK
$861M
$1.41M 0.04%
229,716
-95,374
-29% -$595K
IBB icon
422
iShares Biotechnology ETF
IBB
$9.31B
$1.41M 0.04%
9,236
-563
-6% -$87.2K
PSFF icon
423
Pacer Swan SOS Fund of Funds ETF
PSFF
$586M
$1.41M 0.04%
61,738
+22,537
+57% +$507K
AIRR icon
424
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.5B
$1.39M 0.04%
30,689
+9,337
+44% +$415K
NMFC icon
425
New Mountain Finance
NMFC
$646M
$1.38M 0.04%
100,355
-4,897
-5% -$66.9K
15 16
17
18 19

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.