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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYLD icon
376
Cambria Shareholder Yield ETF
SYLD
$982M
$1.62M 0.05%
23,553
+1,456
+7% +$98.6K
UDEC
377
Innovator US Equity Ultra Buffer ETF December
UDEC
$247M
$1.62M 0.05%
42,099
-1,983
-4% -$74K
LQDA icon
378
Liquidia Corp
LQDA
$7.67B
$1.61M 0.05%
70,935
+1,750
+3% +$38K
FAST icon
379
Fastenal
FAST
$54B
$1.61M 0.05%
32,861
+16,740
+104% +$791K
TMO icon
380
Thermo Fisher Scientific
TMO
$211B
$1.61M 0.05%
3,317
-55
-2% -$25.6K
MPC icon
381
Marathon Petroleum
MPC
$90.3B
$1.61M 0.05%
8,335
-4,391
-35% -$772K
FIXD icon
382
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$1.58M 0.05%
35,645
-21,261
-37% -$935K
DGRW icon
383
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$1.58M 0.04%
17,733
-566
-3% -$49.1K
JPIE icon
384
JPMorgan Income ETF
JPIE
$10B
$1.58M 0.04%
33,942
-17,658
-34% -$818K
BEN icon
385
Franklin Resources
BEN
$16.9B
$1.56M 0.04%
67,570
+191
+0.3% +$4.72K
UPS icon
386
United Parcel Service
UPS
$97.6B
$1.56M 0.04%
18,690
-171
-0.9% -$15.5K
COP icon
387
ConocoPhillips
COP
$147B
$1.56M 0.04%
16,478
-640
-4% -$60.5K
ILCG icon
388
iShares Morningstar Growth ETF
ILCG
$3.1B
$1.56M 0.04%
14,939
+612
+4% +$61.5K
IJUN
389
Innovator International Developed Power Buffer ETF - June
IJUN
$78.6M
$1.55M 0.04%
54,690
-13,923
-20% -$389K
ASML icon
390
ASML
ASML
$675B
$1.55M 0.04%
1,601
+642
+67% +$505K
SPG icon
391
Simon Property Group
SPG
$74.5B
$1.55M 0.04%
8,251
+5,226
+173% +$902K
C icon
392
Citigroup
C
$222B
$1.53M 0.04%
15,117
+1,346
+10% +$128K
FPX icon
393
First Trust US Equity Opportunities ETF
FPX
$1.51B
$1.53M 0.04%
9,225
+4,487
+95% +$683K
ACWI icon
394
iShares MSCI ACWI ETF
ACWI
$32.6B
$1.53M 0.04%
11,045
+6,474
+142% +$860K
KMI icon
395
Kinder Morgan
KMI
$73.1B
$1.52M 0.04%
53,710
-6,178
-10% -$169K
RITM icon
396
Rithm Capital
RITM
$5.09B
$1.52M 0.04%
133,485
+5,368
+4% +$65K
TTWO icon
397
Take-Two Interactive
TTWO
$43B
$1.52M 0.04%
+5,865
New +$1.39M
ASND icon
398
Ascendis Pharma A/S
ASND
$16.7B
$1.51M 0.04%
7,604
+3,500
+85% +$653K
PKST
399
DELISTED
Peakstone Realty Trust
PKST
$1.51M 0.04%
115,011
-32,166
-22% -$428K
DELL icon
400
Dell
DELL
$283B
$1.51M 0.04%
10,639
-651
-6% -$84.5K
14 15
16
17 18

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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.