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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-6.12%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$631M
AUM Growth
-$93.2M
Cap. Flow
-$43.6M
Cap. Flow %
-6.91%
Top 10 Hldgs %
19.2%
Holding
790
New
84
Increased
251
Reduced
320
Closed
119

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.14M
2
GNL icon
Global Net Lease
GNL
+$3.09M
3
SDS icon
ProShares UltraShort S&P500
SDS
+$2.42M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.23M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$2.03M

Top Sells

Rank Stock Value
1
VQT
iPath S&P VEQTOR ETN
VQT
+$3.85M
2
AAPL icon
Apple
AAPL
+$3.73M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.09M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.84M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$2.84M

Sector Composition

Rank Sector Weight
1 Healthcare 6.11%
2 Technology 5.58%
3 Consumer Staples 5.25%
4 Financials 4.57%
5 Industrials 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXMX
376
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$377K 0.06%
31,208
-919
-3% -$11.7K
TTE icon
377
TotalEnergies
TTE
$193B
$375K 0.06%
8,385
-3,034
-27% -$143K
BIP icon
378
Brookfield Infrastructure Partners
BIP
$18.8B
$372K 0.06%
25,470
-4,190
-14% -$67.7K
CEFL
379
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$367K 0.06%
23,705
-8,023
-25% -$145K
DHS icon
380
WisdomTree US High Dividend Fund
DHS
$1.56B
$365K 0.06%
6,563
-378
-5% -$21.9K
ETJ
381
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$361K 0.06%
37,639
+503
+1% +$5.26K
META icon
382
CALL
Meta Platforms (Facebook)
META
$1.51T
$360K 0.06%
+4,000
New +$367K
MGA icon
383
Magna International
MGA
$17.9B
$356K 0.06%
7,420
+1,121
+18% +$58K
SIVR icon
384
abrdn Physical Silver Shares ETF
SIVR
$4.04B
$353K 0.06%
24,787
+5,048
+26% +$74K
TMUS icon
385
T-Mobile US
TMUS
$193B
$352K 0.06%
+8,844
New +$353K
CXP
386
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$352K 0.06%
15,153
-2,807
-16% -$65.8K
ITC
387
DELISTED
ITC HOLDINGS CORP
ITC
$349K 0.06%
+10,457
New +$349K
MORL
388
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
$349K 0.06%
24,300
+8,100
+50% +$129K
BWX icon
389
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$348K 0.06%
13,348
-2,880
-18% -$74.9K
MON
390
DELISTED
Monsanto Co
MON
$348K 0.06%
4,080
+1,520
+59% +$150K
NUE icon
391
Nucor
NUE
$56.4B
$346K 0.05%
9,220
+344
+4% +$14.7K
VGT icon
392
Vanguard Information Technology ETF
VGT
$139B
$346K 0.05%
27,640
-2,320
-8% -$30.5K
CL icon
393
Colgate-Palmolive
CL
$72.6B
$345K 0.05%
5,435
-425
-7% -$27.8K
IMCB icon
394
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$342K 0.05%
9,912
-1,024
-9% -$37.7K
BXLT
395
DELISTED
BAXALTA INC COM STK (DE)
BXLT
$342K 0.05%
+10,864
New +$375K
HACK icon
396
Amplify Cybersecurity ETF
HACK
$2.63B
$341K 0.05%
13,501
+2,276
+20% +$65.7K
AA icon
397
Alcoa
AA
$11.7B
$340K 0.05%
14,628
+2,080
+17% +$48.7K
CWB icon
398
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$340K 0.05%
7,596
-2,623
-26% -$122K
PEG icon
399
Public Service Enterprise Group
PEG
$39.8B
$339K 0.05%
8,029
+1,659
+26% +$67.7K
PWB icon
400
Invesco Large Cap Growth ETF
PWB
$2.29B
$339K 0.05%
11,582
– –
14 15
16
17 18

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Sigma Planning Corp's Q3 2015 Portfolio in Review

As of Q3 2015, Sigma Planning Corp held 790 positions worth $631M, down 13% from $724M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp withdrew a net $43.6M in Q3 2015, closing 119 positions and reducing 320 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $2.72M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.1% of assets, down from 6.5% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Sigma Planning Corp opened a new position in Global Net Lease worth $3.33M.

  • Sigma Planning Corp's largest Q3 2015 buy was Global Net Lease: 120,845 shares worth $3.33M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $7.14M increase.
  • Sigma Planning Corp's biggest Q3 2015 reduction was iPath S&P VEQTOR ETN, cutting an estimated $3.85M.
  • Sigma Planning Corp fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $631M portfolio in Q3 2015.
  • Sigma Planning Corp opened 84 new positions and closed 119 in Q3 2015.
  • Sigma Planning Corp's portfolio value fell 13% quarter-over-quarter to $631M.

Based on Sigma Planning Corp's 13F filing for Q3 2015, filed 2 Nov 2015.