Sigma Planning Corp’s ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN CEFL Stock Holding History

Sigma Planning Corp’s Portfolio CEFL Stock Details CEFL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-23,705	Closed	-$367K	–	765
2015 Q3	$367K	Sell	23,705 -8,023	-25%	-$145K	0.06%	379
2015 Q2	$642K	Buy	31,728 +2,617	+9%	+$57.8K	0.09%	266
2015 Q1	$642K	Buy	29,111 +2,559	+10%	+$56.9K	0.09%	283
2014 Q4	$620K	Buy	+26,552	New	+$668K	0.08%	286

Other funds holding CEFL

ICM

Ionic Capital Management New York $1.37B AUM 48.26% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

AWA

Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return

CFA

Carroll Financial Associates Charlotte, North Carolina $1.88B AUM 20.52% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

BCM

Buckhead Capital Management Atlanta, Georgia $265M AUM 11.84% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

BlackRock Advisors Wilmington, Delaware $98.8B AUM 15.8% 1-Year Est. Return

Sigma Planning Corp's CEFL Position: Q4 2015 in Review

Sigma Planning Corp sold out of ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN (CEFL) in Q4 2015, closing a stake of 23,705 shares — an estimated $367K sold.

Sigma Planning Corp first reported a position in CEFL in Q4 2014 and held it in 4 quarters. The position peaked at $642K in Q2 2015. 16 funds tracked by Wall St. Rank hold CEFL as of Q4 2015.

Sigma Planning Corp reported no remaining ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN position as of Q4 2015 after selling out during the quarter.
Sigma Planning Corp sold 23,705 ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN shares in Q4 2015, an estimated $367K.
Sigma Planning Corp first reported a position in ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN in Q4 2014 and held it in 4 quarters.
Sigma Planning Corp's ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN position peaked at $642K in Q2 2015.
16 funds tracked by Wall St. Rank held ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN as of Q4 2015.

Based on Sigma Planning Corp's 13F filing for Q4 2015, filed 20 Jan 2016.