Carroll Financial Associates’s ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN CEFL Stock Holding History

Carroll Financial Associates’s Portfolio CEFL Stock Details CEFL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-2,000	Closed	-$28K	–	1796
2019 Q3	$28K	Sell	2,000 -5,000	-71%	-$71.3K	﹤0.01%	743
2019 Q2	$101K	Sell	7,000 -6,000	-46%	-$85.6K	0.01%	498
2019 Q1	$183K	Sell	13,000 -5,000	-28%	-$68.8K	0.02%	338
2018 Q4	$235K	Buy	18,000 +14,000	+350%	+$191K	0.03%	249
2018 Q3	$62K	Hold	4,000	–	–	0.01%	467
2018 Q2	$61K	Buy	+4,000	New	+$63.4K	0.01%	461
2016 Q4	–	Sell	-4,190	Closed	-$75K	–	1283
2016 Q3	$75K	Sell	4,190 -9,400	-69%	-$169K	0.01%	392
2016 Q2	$228K	Sell	13,590 -9,910	-42%	-$163K	0.04%	215
2016 Q1	$376K	Sell	23,500 -1,500	-6%	-$21.2K	0.07%	157
2015 Q4	$383K	Buy	25,000 +500	+2%	+$8.15K	0.08%	142
2015 Q3	$421K	Buy	24,500 +2,700	+12%	+$48.9K	0.09%	129
2015 Q2	$441K	Buy	+21,800	New	+$482K	0.1%	124
2014 Q4	–	Sell	-13,600	Closed	-$351K	–	997
2014 Q3	$351K	Buy	13,600 +12,800	+1,600%	+$366K	0.11%	115
2014 Q2	$24K	Buy	+800	New	+$22.8K	0.01%	447

Other funds holding CEFL

Claybrook Capital Wellesley, Massachusetts $175M AUM 10.74% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $346M AUM 25.25% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

HAP Trading New York $1.42B AUM 41.92% 1-Year Est. Return

FIM

Frontier Investment Management Dallas, Texas $1.62B AUM 1.86% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

OIA

Optimum Investment Advisors Chicago, Illinois $252M AUM 26.44% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Carroll Financial Associates's CEFL Position: Q4 2019 in Review

Carroll Financial Associates sold out of ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN (CEFL) in Q4 2019, closing a stake of 2,000 shares — an estimated $28K sold.

Carroll Financial Associates first reported a position in CEFL in Q2 2014 and held it in 14 quarters. The position peaked at $441K in Q2 2015. 10 funds tracked by Wall St. Rank hold CEFL as of Q4 2019.

Carroll Financial Associates reported no remaining ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN position as of Q4 2019 after selling out during the quarter.
Carroll Financial Associates sold 2,000 ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN shares in Q4 2019, an estimated $28K.
Carroll Financial Associates first reported a position in ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN in Q2 2014 and held it in 14 quarters.
Carroll Financial Associates's ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN position peaked at $441K in Q2 2015.
10 funds tracked by Wall St. Rank held ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN as of Q4 2019.

Based on Carroll Financial Associates's 13F filing for Q4 2019, filed 8 Jan 2020.