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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYY icon
351
iShares Dow Jones US ETF
IYY
$2.92B
$1.81M 0.05%
15,400
+832
+6% +$95.5K
IWV icon
352
iShares Russell 3000 ETF
IWV
$19.5B
$1.81M 0.05%
6,511
+171
+3% +$46.3K
K
353
DELISTED
Kellanova
K
$1.8M 0.05%
29,734
+1,383
+5% +$81.6K
ED icon
354
Consolidated Edison
ED
$41.6B
$1.79M 0.05%
21,013
-615
-3% -$48.3K
IWN icon
355
iShares Russell 2000 Value ETF
IWN
$14.4B
$1.78M 0.05%
10,725
+1,438
+15% +$240K
BP icon
356
BP
BP
$113B
$1.78M 0.05%
66,704
+6,394
+11% +$177K
HRL icon
357
Hormel Foods
HRL
$13.9B
$1.77M 0.05%
36,361
+2,826
+8% +$124K
NXTG icon
358
First Trust Indxx NextG ETF
NXTG
$537M
$1.77M 0.05%
21,429
+729
+4% +$58K
EMB icon
359
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$1.76M 0.05%
16,112
+2,602
+19% +$284K
FCOM icon
360
Fidelity MSCI Communication Services Index ETF
FCOM
$1.74B
$1.74M 0.05%
33,912
+3,500
+12% +$184K
TPLC icon
361
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$307M
$1.74M 0.05%
44,842
+341
+0.8% +$12.6K
CSX icon
362
CSX Corp
CSX
$98.6B
$1.73M 0.05%
45,915
+1,756
+4% +$61.9K
PRU icon
363
Prudential Financial
PRU
$41.7B
$1.72M 0.05%
15,918
+661
+4% +$71.8K
TREX icon
364
Trex
TREX
$4.51B
$1.72M 0.05%
12,742
+3,669
+40% +$440K
SUN icon
365
Sunoco
SUN
$14.2B
$1.71M 0.05%
41,931
+535
+1% +$21.2K
STZ icon
366
Constellation Brands
STZ
$22.2B
$1.71M 0.05%
6,802
+23
+0.3% +$5.24K
NUS icon
367
Nu Skin
NUS
$247M
$1.69M 0.05%
33,366
+17
+0.1% +$756
ROK icon
368
Rockwell Automation
ROK
$51.4B
$1.68M 0.05%
4,809
+250
+5% +$82.8K
IYH icon
369
iShares US Healthcare ETF
IYH
$3.11B
$1.68M 0.05%
27,915
-1,085
-4% -$62K
HUBS icon
370
HubSpot
HUBS
$10.5B
$1.67M 0.05%
2,533
-1,713
-40% -$1.3M
ARKW icon
371
ARK Web x.0 ETF
ARKW
$1.64B
$1.67M 0.05%
14,054
-613
-4% -$86.7K
BAB icon
372
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$1.66M 0.05%
50,496
-1,493
-3% -$49.3K
EEM icon
373
iShares MSCI Emerging Markets ETF
EEM
$28B
$1.66M 0.05%
34,008
+321
+1% +$16.2K
FMAT icon
374
Fidelity MSCI Materials Index ETF
FMAT
$585M
$1.66M 0.05%
32,877
+1,433
+5% +$69K
IPAY icon
375
Amplify Mobile Payments ETF
IPAY
$154M
$1.63M 0.05%
28,090
+2,658
+10% +$167K
13 14
15
16 17

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.