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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
(+16%)
Cap. Flow
+$127M
Cap. Flow
% of AUM
4.31%
Top 10 Holdings %
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$10.7M |
| 2 |
Quanta Services
PWR
|
+$9.65M |
| 3 |
Invesco CurrencyShares Japanese Yen Trust
FXY
|
+$8.25M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$6.57M |
| 5 |
FedEx
FDX
|
+$6.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$16.9M |
| 2 |
SPDR Gold Trust
GLD
|
+$10.6M |
| 3 |
S&P Global
SPGI
|
+$6.46M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$6.35M |
| 5 |
NVIDIA
NVDA
|
+$5.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.39% |
| 2 | Consumer Discretionary | 6% |
| 3 | Healthcare | 4.74% |
| 4 | Industrials | 4.21% |
| 5 | Communication Services | 4.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
American Express
AXP
$229B
| $1.42M | 0.05% |
11,766
-818
| -7% | -$90.6K |
|
352
Veeva Systems
VEEV
$31.6B
| $1.42M | 0.05% |
5,197
+464
| +10% | +$130K |
|
353
Paychex
PAYX
$41.1B
| $1.41M | 0.05% |
15,166
-1,201
| -7% | -$107K |
|
354
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
| $1.41M | 0.05% |
29,319
-2,194
| -7% | -$98.9K |
|
355
First Trust Emerging Markets AlphaDEX Fund
FEM
$746M
| $1.41M | 0.05% |
55,768
-14,924
| -21% | -$344K |
|
356
Kroger
KR
$35.5B
| $1.41M | 0.05% |
44,288
-6,945
| -14% | -$225K |
|
357
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
| $1.41M | 0.05% |
27,983
+3,590
| +15% | +$180K |
|
358
Sprott Physical Silver Trust
PSLV
$12B
| $1.4M | 0.05% |
150,284
+22,720
| +18% | +$195K |
|
359
New Mountain Finance
NMFC
$649M
| $1.4M | 0.05% |
123,364
-6,886
| -5% | -$73.9K |
|
360
BP
BP
$109B
| $1.39M | 0.05% |
67,854
-3,252
| -5% | -$61.3K |
|
361
iShares MSCI Emerging Markets ETF
EEM
$28.6B
| $1.39M | 0.05% |
26,949
+8,527
| +46% | +$410K |
|
|
SFIX
362
Stitch Fix
SFIX
$536M
| $1.39M | 0.05% |
23,642
-64
| -0.3% | -$2.74K |
|
363
Moderna
MRNA
$22.1B
| $1.38M | 0.05% |
13,236
-3,862
| -23% | -$391K |
|
364
Universal Display
OLED
$3.81B
| $1.38M | 0.05% |
6,005
+71
| +1% | +$15.2K |
|
365
Uber
UBER
$139B
| $1.38M | 0.05% |
27,024
-356
| -1% | -$16K |
|
366
iShares MSCI USA Value Factor ETF
VLUE
$9.38B
| $1.37M | 0.05% |
15,712
+1,362
| +9% | +$111K |
|
|
ZTR
367
Virtus Total Return Fund
ZTR
$340M
| $1.37M | 0.05% |
155,546
-1,663
| -1% | -$13.7K |
|
368
Edwards Lifesciences
EW
$47.8B
| $1.36M | 0.05% |
14,899
-519
| -3% | -$43K |
|
369
T-Mobile US
TMUS
$190B
| $1.36M | 0.05% |
10,072
+407
| +4% | +$50.3K |
|
370
VanEck High Yield Muni ETF
HYD
$4.45B
| $1.34M | 0.05% |
21,839
-9,032
| -29% | -$545K |
|
371
Marriott International
MAR
$101B
| $1.34M | 0.05% |
10,164
-479
| -5% | -$54.7K |
|
372
abrdn Physical Gold Shares ETF
SGOL
$6.97B
| $1.34M | 0.05% |
73,361
+8,190
| +13% | +$148K |
|
373
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
| $1.34M | 0.05% |
32,875
+1,444
| +5% | +$57.2K |
|
374
CALL
Pfizer
PFE
$141B
| $1.33M | 0.05% |
+36,200
| New | +$1.33M |
|
375
Invesco S&P 500 Top 50 ETF
XLG
$10.4B
| $1.32M | 0.05% |
46,430
+1,840
| +4% | +$50.1K |
|
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Sigma Planning Corp's Q4 2020 Portfolio in Review
As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.
On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.
- Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
- Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
- Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
- Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
- Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
- Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.
Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.