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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNDF icon
326
Schwab Fundamental International Large Company Index ETF
FNDF
$24.5B
$1.7M 0.05%
46,984
-28,921
-38% -$1.02M
FE icon
327
FirstEnergy
FE
$28.8B
$1.69M 0.05%
41,768
-424
-1% -$16.9K
AFL icon
328
Aflac
AFL
$64.5B
$1.68M 0.05%
15,142
+728
+5% +$77.2K
BUFZ icon
329
FT Vest Laddered Moderate Buffer ETF
BUFZ
$1.01B
$1.68M 0.05%
+71,404
New +$1.71M
DLR icon
330
Digital Realty Trust
DLR
$71.8B
$1.68M 0.05%
11,693
-3,833
-25% -$623K
ADBE icon
331
Adobe
ADBE
$94.1B
$1.67M 0.05%
4,367
-238
-5% -$102K
MPC icon
332
Marathon Petroleum
MPC
$89.4B
$1.67M 0.05%
11,488
+2
+0% +$296
FTA icon
333
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$1.67M 0.05%
21,769
+4,369
+25% +$339K
SPTM icon
334
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$1.67M 0.05%
24,542
-485
-2% -$34.7K
RSG icon
335
Republic Services
RSG
$67.5B
$1.66M 0.05%
6,858
+1,005
+17% +$225K
TSPA icon
336
T. Rowe Price US Equity Research ETF
TSPA
$4.16B
$1.65M 0.05%
46,947
-5,262
-10% -$195K
HELO icon
337
JPMorgan Hedged Equity Laddered Overlay ETF
HELO
$4.54B
$1.65M 0.05%
27,635
+11,678
+73% +$724K
MGK icon
338
Vanguard Mega Cap Growth ETF
MGK
$31.7B
$1.63M 0.05%
26,420
-725
-3% -$48.9K
OUNZ icon
339
VanEck Merk Gold Trust
OUNZ
$2.52B
$1.63M 0.05%
54,136
+10,632
+24% +$294K
ORLY icon
340
O'Reilly Automotive
ORLY
$74.9B
$1.63M 0.05%
17,070
-3,765
-18% -$328K
ED icon
341
Consolidated Edison
ED
$41.7B
$1.63M 0.05%
14,731
+1,419
+11% +$139K
IWO icon
342
iShares Russell 2000 Growth ETF
IWO
$14.3B
$1.62M 0.05%
6,350
-744
-10% -$210K
TEM
343
Tempus AI
TEM
$7.69B
$1.62M 0.05%
33,515
-123
-0.4% -$6.64K
RDVI icon
344
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.53B
$1.61M 0.05%
67,909
-19,712
-22% -$487K
FNCL icon
345
Fidelity MSCI Financials Index ETF
FNCL
$2.38B
$1.6M 0.05%
23,038
+10,036
+77% +$711K
K
346
DELISTED
Kellanova
K
$1.6M 0.05%
19,384
-6,142
-24% -$504K
CLX icon
347
Clorox
CLX
$11.8B
$1.59M 0.05%
10,815
-59
-0.5% -$9.01K
XONE icon
348
BondBloxx Bloomberg One Year Target Duration US Treasury ETF
XONE
$835M
$1.59M 0.05%
31,960
+1,735
+6% +$86.1K
MCK icon
349
McKesson
MCK
$100B
$1.58M 0.05%
2,353
+41
+2% +$25.3K
VDE icon
350
Vanguard Energy ETF
VDE
$9.9B
$1.55M 0.05%
11,935
+606
+5% +$76.5K
12 13
14
15 16

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Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.