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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
326
Comcast
CMCSA
$79.1B
$2.01M 0.06%
39,950
-2,325
-5% -$121K
OEF icon
327
iShares S&P 100 ETF
OEF
$19.8B
$2M 0.06%
9,148
+69
+0.8% +$14.6K
SUSA icon
328
iShares ESG Optimized MSCI USA ETF
SUSA
$3.98B
$2M 0.06%
18,776
+991
+6% +$102K
MU icon
329
Micron Technology
MU
$1.04T
$1.99M 0.06%
21,360
-5,156
-19% -$403K
EW icon
330
Edwards Lifesciences
EW
$47.6B
$1.95M 0.05%
15,055
-3,953
-21% -$461K
RBLX icon
331
Roblox
RBLX
$34B
$1.91M 0.05%
18,519
+9,140
+97% +$888K
AFGR
332
First Trust Active Factor Large Cap Growth ETF
AFGR
$90.5M
$1.9M 0.05%
70,003
-12,149
-15% -$339K
C icon
333
Citigroup
C
$222B
$1.9M 0.05%
31,418
+10,214
+48% +$679K
VTIP icon
334
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.9M 0.05%
36,884
+4,351
+13% +$226K
WBA
335
DELISTED
Walgreens Boots Alliance
WBA
$1.9M 0.05%
36,332
+517
+1% +$25K
XMLV icon
336
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
$1.89M 0.05%
32,325
-3
-0% -$168
FSK icon
337
FS KKR Capital
FSK
$2.98B
$1.88M 0.05%
89,875
+354
+0.4% +$7.65K
GDXJ icon
338
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$1.87M 0.05%
44,611
+11,463
+35% +$491K
CROX icon
339
Crocs
CROX
$6.69B
$1.86M 0.05%
14,525
-45,942
-76% -$7.08M
BLK icon
340
Blackrock
BLK
$164B
$1.85M 0.05%
2,016
+156
+8% +$142K
VV icon
341
Vanguard Large-Cap ETF
VV
$51.9B
$1.85M 0.05%
8,357
-59
-0.7% -$12.7K
FNCL icon
342
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
$1.85M 0.05%
33,004
+3,731
+13% +$211K
IYE icon
343
iShares US Energy ETF
IYE
$1.74B
$1.85M 0.05%
61,326
+9,270
+18% +$285K
CARR icon
344
Carrier Global
CARR
$57.2B
$1.84M 0.05%
33,913
+1,013
+3% +$54.7K
PAVE icon
345
Global X US Infrastructure Development ETF
PAVE
$14.3B
$1.84M 0.05%
63,878
+16,012
+33% +$445K
FIW icon
346
First Trust Water ETF
FIW
$1.84B
$1.84M 0.05%
19,388
+1,670
+9% +$152K
MAIN icon
347
Main Street Capital
MAIN
$4.97B
$1.83M 0.05%
40,743
-1,332
-3% -$58.6K
XT icon
348
iShares Future Exponential Technologies ETF
XT
$3.77B
$1.82M 0.05%
27,626
+82
+0.3% +$5.34K
VLU icon
349
State Street SPDR S&P 1500 Value Tilt ETF
VLU
$745M
$1.82M 0.05%
11,685
-137
-1% -$20.8K
VT icon
350
Vanguard Total World Stock ETF
VT
$76.3B
$1.82M 0.05%
16,929
+1,737
+11% +$185K
12 13
14
15 16

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WB
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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.