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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$107M
Cap. Flow %
3.41%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.87%
2 Technology 10.14%
3 Consumer Discretionary 6.28%
4 Financials 4.83%
5 Healthcare 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
326
Comcast
CMCSA
$82.1B
$1.89M 0.06%
34,829
-205
-0.6% -$10.8K
GOF icon
327
Guggenheim Strategic Opportunities Fund
GOF
$1.93B
$1.88M 0.06%
89,560
+9,414
+12% +$194K
ZM icon
328
Zoom
ZM
$27B
$1.87M 0.06%
5,809
+593
+11% +$218K
IWS icon
329
iShares Russell Mid-Cap Value ETF
IWS
$15.2B
$1.86M 0.06%
17,056
-1,398
-8% -$146K
FEM icon
330
First Trust Emerging Markets AlphaDEX Fund
FEM
$818M
$1.84M 0.06%
69,859
+14,091
+25% +$374K
EFV icon
331
iShares MSCI EAFE Value ETF
EFV
$31.8B
$1.84M 0.06%
+36,109
New +$1.8M
SCZ icon
332
iShares MSCI EAFE Small-Cap ETF
SCZ
$13B
$1.84M 0.06%
25,608
+954
+4% +$67.7K
GSK icon
333
GSK
GSK
$102B
$1.83M 0.06%
41,043
+6,145
+18% +$279K
PZA icon
334
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.14B
$1.83M 0.06%
68,431
-1,341
-2% -$36.2K
FE icon
335
FirstEnergy
FE
$26.4B
$1.83M 0.06%
52,681
-6,332
-11% -$207K
CASH icon
336
Pathward Financial
CASH
$1.62B
$1.83M 0.06%
40,309
-29,671
-42% -$1.27M
BDX icon
337
Becton Dickinson
BDX
$50B
$1.82M 0.06%
7,689
-471
-6% -$115K
NIO icon
338
NIO
NIO
$9.1B
$1.81M 0.06%
46,422
+5,459
+13% +$278K
EEM icon
339
iShares MSCI Emerging Markets ETF
EEM
$31.2B
$1.81M 0.06%
33,886
+6,937
+26% +$380K
MRVL icon
340
Marvell Technology
MRVL
$218B
$1.81M 0.06%
36,862
+5,072
+16% +$249K
IXN icon
341
iShares Global Tech ETF
IXN
$9.42B
$1.8M 0.06%
35,190
-15,258
-30% -$781K
WORK
342
DELISTED
Slack Technologies, Inc.
WORK
$1.8M 0.06%
44,297
-21,674
-33% -$907K
DHR icon
343
Danaher
DHR
$149B
$1.79M 0.06%
8,985
+472
+6% +$95.9K
IUSG icon
344
iShares Core S&P US Growth ETF
IUSG
$33.2B
$1.79M 0.06%
19,707
-9,696
-33% -$874K
PENN icon
345
PENN Entertainment
PENN
$2.37B
$1.79M 0.06%
17,050
+400
+2% +$44.3K
TPLC icon
346
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$311M
$1.77M 0.06%
53,889
+2,046
+4% +$65.2K
ALL icon
347
Allstate
ALL
$63.9B
$1.75M 0.06%
15,210
+495
+3% +$54.5K
QTEC icon
348
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.58B
$1.75M 0.06%
12,124
+557
+5% +$80.1K
PVH icon
349
PVH
PVH
$3.42B
$1.75M 0.06%
16,523
+178
+1% +$17.6K
SCHP icon
350
Schwab US TIPS ETF
SCHP
$15.9B
$1.73M 0.06%
56,510
+9,304
+20% +$287K
12 13
14
15 16

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $107M of net new capital in Q1 2021, opening 237 new positions and adding to 632 existing holdings. Its largest new stake was Tapestry: 215,385 shares worth $8.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 58% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M trimmed.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.