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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$76.3M
Cap. Flow %
2.44%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Technology 10.1%
2 Consumer Discretionary 6.28%
3 Financials 4.79%
4 Healthcare 4.54%
5 Communication Services 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
326
Comcast
CMCSA
$79.1B
$1.89M 0.06%
34,829
-205
-0.6% -$10.8K
GOF icon
327
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$1.88M 0.06%
89,560
+9,414
+12% +$194K
ZM icon
328
Zoom
ZM
$25.8B
$1.87M 0.06%
5,809
+593
+11% +$218K
IWS icon
329
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$1.86M 0.06%
17,056
-1,398
-8% -$146K
FEM icon
330
First Trust Emerging Markets AlphaDEX Fund
FEM
$745M
$1.84M 0.06%
69,859
+14,091
+25% +$374K
EFV icon
331
iShares MSCI EAFE Value ETF
EFV
$27.6B
$1.84M 0.06%
+36,109
New +$1.8M
SCZ icon
332
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.2B
$1.84M 0.06%
25,608
+954
+4% +$67.7K
GSK icon
333
GSK
GSK
$103B
$1.83M 0.06%
41,043
+6,145
+18% +$279K
PZA icon
334
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
$1.83M 0.06%
68,431
-1,341
-2% -$36.2K
FE icon
335
FirstEnergy
FE
$28.9B
$1.83M 0.06%
52,681
-6,332
-11% -$207K
CASH icon
336
Pathward Financial
CASH
$1.81B
$1.83M 0.06%
40,309
-29,671
-42% -$1.27M
BDX icon
337
Becton Dickinson
BDX
$43.1B
$1.82M 0.06%
7,689
-471
-6% -$115K
NIO icon
338
NIO
NIO
$11.3B
$1.81M 0.06%
46,422
+5,459
+13% +$278K
EEM icon
339
iShares MSCI Emerging Markets ETF
EEM
$28.5B
$1.81M 0.06%
33,886
+6,937
+26% +$380K
MRVL icon
340
Marvell Technology
MRVL
$174B
$1.81M 0.06%
36,862
+5,072
+16% +$249K
IXN icon
341
iShares Global Tech ETF
IXN
$8.7B
$1.8M 0.06%
35,190
-15,258
-30% -$781K
WORK
342
DELISTED
Slack Technologies, Inc.
WORK
$1.8M 0.06%
44,297
-21,674
-33% -$907K
DHR icon
343
Danaher
DHR
$135B
$1.79M 0.06%
8,985
+472
+6% +$95.9K
IUSG icon
344
iShares Core S&P US Growth ETF
IUSG
$31.1B
$1.79M 0.06%
19,707
-9,696
-33% -$874K
PENN icon
345
PENN Entertainment
PENN
$2.74B
$1.79M 0.06%
17,050
+400
+2% +$44.3K
TPLC icon
346
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$307M
$1.77M 0.06%
53,889
+2,046
+4% +$65.2K
ALL icon
347
Allstate
ALL
$66.9B
$1.75M 0.06%
15,210
+495
+3% +$54.5K
QTEC icon
348
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
$1.75M 0.06%
12,124
+557
+5% +$80.1K
PVH icon
349
PVH
PVH
$3.71B
$1.75M 0.06%
16,523
+178
+1% +$17.6K
SCHP icon
350
Schwab US TIPS ETF
SCHP
$16.3B
$1.73M 0.06%
56,510
+9,304
+20% +$287K
12 13
14
15 16

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q1 2021 filing shows 237 new, 632 increased, 426 reduced and 107 closed positions. Its largest new stake was Tapestry: 215,385 shares worth $8.88M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.