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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEEV icon
326
Veeva Systems
VEEV
$31.6B
$1.33M 0.05%
4,733
-385
-8% -$101K
WTRG icon
327
Essential Utilities
WTRG
$11.3B
$1.33M 0.05%
32,987
-4,858
-13% -$209K
ESGE icon
328
iShares ESG Aware MSCI EM ETF
ESGE
$6.49B
$1.32M 0.05%
37,136
-4,943
-12% -$175K
FENY icon
329
Fidelity MSCI Energy Index ETF
FENY
$1.97B
$1.32M 0.05%
166,556
-66,228
-28% -$620K
FBT icon
330
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.84B
$1.31M 0.05%
8,347
-32,528
-80% -$5.32M
XMLV icon
331
Invesco S&P MidCap Low Volatility ETF
XMLV
$761M
$1.31M 0.05%
31,513
-10,285
-25% -$438K
FXL icon
332
First Trust Technology AlphaDEX Fund
FXL
$2.46B
$1.31M 0.05%
14,401
-14,579
-50% -$1.28M
PAYX icon
333
Paychex
PAYX
$41.3B
$1.31M 0.05%
16,367
-22
-0.1% -$1.65K
FSKR
334
DELISTED
FS KKR Capital Corp. II
FSKR
$1.3M 0.05%
+88,443
New +$1.26M
VMW
335
DELISTED
VMware, Inc
VMW
$1.29M 0.05%
9,002
+415
+5% +$58.9K
HFRO
336
Highland Opportunities and Income Fund
HFRO
$405M
$1.28M 0.05%
149,354
+58,391
+64% +$492K
IBB icon
337
iShares Biotechnology ETF
IBB
$9.53B
$1.27M 0.05%
9,392
-1,394
-13% -$189K
ARLO icon
338
Arlo Technologies
ARLO
$1.5B
$1.27M 0.05%
241,000
+41,000
+21% +$197K
MAIN icon
339
Main Street Capital
MAIN
$5.01B
$1.26M 0.05%
42,734
-2,795
-6% -$85.6K
AXP icon
340
American Express
AXP
$226B
$1.26M 0.05%
12,584
+2,893
+30% +$285K
NVTA
341
DELISTED
Invitae Corporation
NVTA
$1.25M 0.05%
28,843
-6,495
-18% -$222K
NMFC icon
342
New Mountain Finance
NMFC
$650M
$1.25M 0.05%
130,250
+935
+0.7% +$9.03K
QDEF icon
343
FlexShares Quality Dividend Defensive Index Fund
QDEF
$545M
$1.24M 0.05%
28,133
-17,918
-39% -$790K
CRWD icon
344
CrowdStrike
CRWD
$187B
$1.24M 0.05%
36,220
+16,256
+81% +$474K
BP icon
345
BP
BP
$110B
$1.24M 0.05%
71,106
-7,808
-10% -$169K
EW icon
346
Edwards Lifesciences
EW
$47.4B
$1.23M 0.05%
15,418
+992
+7% +$77.4K
ZTR
347
Virtus Total Return Fund
ZTR
$340M
$1.23M 0.05%
157,209
+20,002
+15% +$161K
MEAR icon
348
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
$1.22M 0.05%
24,393
+7
+0% +$351
IXC icon
349
iShares Global Energy ETF
IXC
$2.73B
$1.21M 0.05%
73,948
+18,902
+34% +$357K
VGSH icon
350
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$1.21M 0.05%
19,534
+16,158
+479% +$1M
12 13
14
15 16

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.