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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-11.6%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
-$326M
(-19%)
Cap. Flow
-$109M
Cap. Flow
% of AUM
-7.95%
Top 10 Holdings %
Top 10 Hldgs %
20.72%
Holding
1,027
New
79
Increased
349
Reduced
397
Closed
176
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$9.3M |
| 2 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$6.09M |
| 3 |
Fidelity MSCI Utilities Index ETF
FUTY
|
+$4.48M |
| 4 |
NextEra Energy
NEE
|
+$3.58M |
| 5 |
Fidelity MSCI Real Estate Index ETF
FREL
|
+$3.46M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$9.25M |
| 2 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$8.45M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$8.33M |
| 4 |
iShares S&P 500 Growth ETF
IVW
|
+$7.91M |
| 5 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$5.87M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.61% |
| 2 | Financials | 4.8% |
| 3 | Healthcare | 4.66% |
| 4 | Industrials | 4.14% |
| 5 | Consumer Discretionary | 4.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
Roku
ROKU
$21.1B
| $728K | 0.05% |
23,756
+18,599
| +361% | +$877K |
|
327
iShares Silver Trust
SLV
$28.1B
| $725K | 0.05% |
49,901
-4,351
| -8% | -$59.5K |
|
328
Nutanix
NTNX
$14.9B
| $723K | 0.05% |
17,395
-2,035
| -10% | -$84K |
|
|
CHI
329
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
| $713K | 0.05% |
80,515
-26,518
| -25% | -$264K |
|
330
Prospect Capital
PSEC
$1.06B
| $713K | 0.05% |
112,945
-8,529
| -7% | -$57.6K |
|
331
Cullen/Frost Bankers
CFR
$10.3B
| $712K | 0.05% |
8,096
-179
| -2% | -$17.4K |
|
332
Schwab International Equity ETF
SCHF
$65.6B
| $712K | 0.05% |
50,220
+5,134
| +11% | +$78.6K |
|
333
Fidelity High Dividend ETF
FDVV
$10.1B
| $702K | 0.05% |
25,731
+18,687
| +265% | +$548K |
|
334
HSBC
HSBC
$355B
| $701K | 0.05% |
17,678
+1,727
| +11% | +$69.1K |
|
335
Illumina
ILMN
$29.4B
| $698K | 0.05% |
2,393
+218
| +10% | +$67.5K |
|
336
Rockwell Automation
ROK
$51.4B
| $697K | 0.05% |
4,630
+1,195
| +35% | +$199K |
|
337
Welltower
WELL
$178B
| $697K | 0.05% |
10,048
+149
| +2% | +$10.1K |
|
338
Dollar General
DG
$25.9B
| $696K | 0.05% |
6,437
+1,582
| +33% | +$171K |
|
339
CALL
iShares Russell 2000 ETF
IWM
$80.9B
| $696K | 0.05% |
+5,200
| New | +$776K |
|
340
CALL
Apple
AAPL
$4.89T
| $694K | 0.05% |
17,600
+9,600
| +120% | +$465K |
|
|
MMP
341
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $694K | 0.05% |
12,165
+360
| +3% | +$22.2K |
|
|
AXAS
342
DELISTED
Abraxas Petroleum Corp
AXAS
| $693K | 0.05% |
31,810
-100
| -0.3% | -$3.49K |
|
343
PIMCO Dynamic Income Fund
PDI
$7.4B
| $690K | 0.05% |
+23,632
| New | +$733K |
|
344
Corning
GLW
$126B
| $688K | 0.05% |
22,781
+5,451
| +31% | +$174K |
|
345
Archer Daniels Midland
ADM
$41.4B
| $686K | 0.05% |
16,753
+5,986
| +56% | +$279K |
|
346
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.24B
| $682K | 0.05% |
16,992
-5,900
| -26% | -$265K |
|
347
Exelon
EXC
$48.6B
| $680K | 0.05% |
21,138
+72
| +0.3% | +$2.3K |
|
348
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
| $680K | 0.05% |
12,976
+1,738
| +15% | +$90.9K |
|
349
Oneok
OKE
$58.7B
| $678K | 0.05% |
12,570
-2,252
| -15% | -$140K |
|
350
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
| $671K | 0.05% |
8,251
+835
| +11% | +$66.9K |
|
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Sigma Planning Corp's Q4 2018 Portfolio in Review
As of Q4 2018, Sigma Planning Corp held 1,027 positions worth $1.37B, down 19% from $1.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Sigma Planning Corp withdrew a net $109M in Q4 2018, closing 176 positions and reducing 397 holdings. Its most notable exit was VictoryShares US Small Cap Volatility Wtd ETF, an estimated $4.21M position sold in full.
By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Sigma Planning Corp opened a new position in State Street SPDR Bloomberg 1-3 Month T-Bill ETF worth $2.31M.
- Sigma Planning Corp's largest Q4 2018 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 25,302 shares worth $2.31M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $9.3M increase.
- Sigma Planning Corp's biggest Q4 2018 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $9.25M.
- Sigma Planning Corp fully exited VictoryShares US Small Cap Volatility Wtd ETF in Q4 2018, selling an estimated $4.21M.
- Sigma Planning Corp's ten largest holdings make up 21% of its $1.37B portfolio in Q4 2018.
- Sigma Planning Corp opened 79 new positions and closed 176 in Q4 2018.
- Sigma Planning Corp's portfolio value fell 19% quarter-over-quarter to $1.37B.
Based on Sigma Planning Corp's 13F filing for Q4 2018, filed 31 Jan 2019.