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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.8%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$724M
AUM Growth
-$30.4M
Cap. Flow
-$19.5M
Cap. Flow %
-2.69%
Top 10 Hldgs %
17.17%
Holding
812
New
60
Increased
296
Reduced
325
Closed
105

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.3M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$4.03M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$3.46M
4
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$3.26M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.68M

Top Sells

Rank Stock Value
1
VQT
iPath S&P VEQTOR ETN
VQT
+$5.22M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.78M
3
IYR icon
iShares US Real Estate ETF
IYR
+$3.82M
4
NRF
NorthStar Realty Finance Corp.
NRF
+$2.15M
5
GYLD icon
Arrow Dow Jones Global Yield ETF
GYLD
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 6.76%
2 Healthcare 6.45%
3 Energy 4.81%
4 Consumer Staples 4.58%
5 Financials 4.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSJF
326
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$520K 0.07%
19,987
-1,374
-6% -$35.9K
AFL icon
327
Aflac
AFL
$63.9B
$517K 0.07%
16,610
-6,728
-29% -$213K
STIP icon
328
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$514K 0.07%
5,148
-70
-1% -$6.99K
IEMG icon
329
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$509K 0.07%
10,603
+1,319
+14% +$66.8K
RAI
330
DELISTED
Reynolds American Inc
RAI
$509K 0.07%
13,646
+2,732
+25% +$102K
DOC icon
331
Healthpeak Properties
DOC
$15.4B
$508K 0.07%
15,303
+492
+3% +$17.9K
EXC icon
332
Exelon
EXC
$48.6B
$508K 0.07%
22,680
-14,623
-39% -$350K
ED icon
333
Consolidated Edison
ED
$41.6B
$507K 0.07%
8,753
-63
-0.7% -$3.8K
ISTB icon
334
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$503K 0.07%
10,030
-272
-3% -$13.7K
SHW icon
335
Sherwin-Williams
SHW
$78.3B
$496K 0.07%
5,403
+12
+0.2% +$1.14K
FSK icon
336
FS KKR Capital
FSK
$2.98B
$494K 0.07%
12,539
+1,017
+9% +$42K
PCL
337
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$494K 0.07%
12,170
-42,961
-78% -$1.8M
OI icon
338
O-I Glass
OI
$1.39B
$490K 0.07%
21,342
-1,120
-5% -$27.2K
BIV icon
339
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$488K 0.07%
5,815
-1,119
-16% -$95.1K
CLMT icon
340
Calumet Specialty Products
CLMT
$3.63B
$486K 0.07%
19,085
-1,118
-6% -$29.6K
CWB icon
341
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$486K 0.07%
+10,219
New +$496K
EMLP icon
342
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$485K 0.07%
19,111
+39
+0.2% +$1.05K
PFX icon
343
PhenixFIN
PFX
$474K 0.07%
2,658
-120
-4% -$22.1K
NIB
344
DELISTED
iPath Bloomberg Cocoa Subindex Total Return ETN due June 24, 2038
NIB
$473K 0.07%
+11,137
New +$439K
FEX icon
345
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$472K 0.07%
10,298
-253
-2% -$11.9K
PCY icon
346
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$471K 0.07%
16,993
-1,036
-6% -$29.4K
IGE icon
347
iShares North American Natural Resources ETF
IGE
$747M
$470K 0.06%
12,957
-2,791
-18% -$108K
RPAI
348
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$470K 0.06%
33,713
-923
-3% -$14K
BPT
349
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$469K 0.06%
7,605
+199
+3% +$13.2K
AET
350
DELISTED
Aetna Inc
AET
$467K 0.06%
3,665
-198
-5% -$22.6K
12 13
14
15 16

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Sigma Planning Corp's Q2 2015 Portfolio in Review

As of Q2 2015, Sigma Planning Corp held 812 positions worth $724M, down 4% from $755M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp's Q2 2015 filing shows 60 new, 296 increased, 325 reduced and 105 closed positions. Its largest new stake was CyberArk: 29,510 shares worth $1.85M. The largest sale was iPath S&P VEQTOR ETN, an estimated $5.22M.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Energy.

  • Sigma Planning Corp's largest Q2 2015 buy was CyberArk: 29,510 shares worth $1.85M.
  • Sigma Planning Corp added most to iShares Core S&P Mid-Cap ETF in Q2 2015, an estimated $6.3M increase.
  • Sigma Planning Corp's biggest Q2 2015 reduction was iPath S&P VEQTOR ETN, cutting an estimated $5.22M.
  • Sigma Planning Corp fully exited Arrow Dow Jones Global Yield ETF in Q2 2015, selling an estimated $2.09M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $724M portfolio in Q2 2015.
  • Sigma Planning Corp opened 60 new positions and closed 105 in Q2 2015.
  • Sigma Planning Corp's portfolio value fell 4% quarter-over-quarter to $724M.

Based on Sigma Planning Corp's 13F filing for Q2 2015, filed 14 Jul 2015.