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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$755M
AUM Growth
-$1.57M
Cap. Flow
-$8.75M
Cap. Flow %
-1.16%
Top 10 Hldgs %
17.02%
Holding
817
New
100
Increased
305
Reduced
321
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.56M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.33M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.97M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$2.74M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.73M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$9.97M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$4.82M
3
ETP
Energy Transfer Partners, L.P.
ETP
+$4.39M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$4.18M
5
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$4.04M

Sector Composition

Rank Sector Weight
1 Technology 6.63%
2 Healthcare 6.21%
3 Energy 5.64%
4 Industrials 4.87%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTE icon
326
TotalEnergies
TTE
$193B
$528K 0.07%
10,636
+858
+9% +$44K
OI icon
327
O-I Glass
OI
$1.39B
$524K 0.07%
22,462
+7,415
+49% +$182K
BBEP
328
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$524K 0.07%
95,647
-271,956
-74% -$1.83M
IYY icon
329
iShares Dow Jones US ETF
IYY
$2.92B
$522K 0.07%
9,950
-736
-7% -$38.3K
PTY icon
330
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$522K 0.07%
33,085
+2,562
+8% +$41.7K
ISTB icon
331
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$520K 0.07%
10,302
+2,406
+30% +$121K
RPM icon
332
RPM International
RPM
$13.7B
$519K 0.07%
10,822
-1,378
-11% -$66.6K
STIP icon
333
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$519K 0.07%
5,218
-302
-5% -$30K
DHS icon
334
WisdomTree US High Dividend Fund
DHS
$1.56B
$512K 0.07%
8,444
-1
-0% -$61
EMLP icon
335
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$512K 0.07%
+19,072
New +$523K
PCY icon
336
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$512K 0.07%
18,029
+7,757
+76% +$220K
SHW icon
337
Sherwin-Williams
SHW
$78.3B
$511K 0.07%
5,391
+30
+0.6% +$2.8K
PFX icon
338
PhenixFIN
PFX
$508K 0.07%
2,778
-91
-3% -$16.9K
MANH icon
339
Manhattan Associates
MANH
$8.97B
$506K 0.07%
10,000
+400
+4% +$19.3K
CHY
340
Calamos Convertible and High Income Fund
CHY
$1.03B
$503K 0.07%
35,482
+6,889
+24% +$98.3K
GRUB
341
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$501K 0.07%
+5,524
New +$445K
AXP icon
342
American Express
AXP
$223B
$500K 0.07%
6,397
+917
+17% +$76.2K
BWX icon
343
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$500K 0.07%
18,832
-3,096
-14% -$83.5K
FCX icon
344
Freeport-McMoran
FCX
$90B
$500K 0.07%
26,400
+380
+1% +$7.52K
LSI
345
DELISTED
Life Storage, Inc.
LSI
$495K 0.07%
7,901
-34
-0.4% -$2.11K
BSJG
346
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$493K 0.07%
18,715
+316
+2% +$8.28K
VNR
347
DELISTED
Vanguard Natural Resources, LLC
VNR
$493K 0.07%
35,241
+9,210
+35% +$143K
FEX icon
348
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$491K 0.07%
10,551
-90,603
-90% -$4.18M
EMR icon
349
Emerson Electric
EMR
$82.9B
$490K 0.06%
8,647
-1,029
-11% -$59.8K
CLMT icon
350
Calumet Specialty Products
CLMT
$3.63B
$486K 0.06%
20,203
+3,531
+21% +$89.3K
12 13
14
15 16

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Sigma Planning Corp's Q1 2015 Portfolio in Review

As of Q1 2015, Sigma Planning Corp held 817 positions worth $755M, down 0.21% from $756M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp's Q1 2015 filing shows 100 new, 305 increased, 321 reduced and 66 closed positions. Its largest new stake was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $9.97M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 7% a quarter earlier, followed by Healthcare and Energy.

  • Sigma Planning Corp's largest Q1 2015 buy was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $4.56M increase.
  • Sigma Planning Corp's biggest Q1 2015 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $9.97M.
  • Sigma Planning Corp fully exited Energy Transfer Partners, L.P. in Q1 2015, selling an estimated $4.39M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $755M portfolio in Q1 2015.
  • Sigma Planning Corp opened 100 new positions and closed 66 in Q1 2015.
  • Sigma Planning Corp's portfolio value fell 0.21% quarter-over-quarter to $755M.

Based on Sigma Planning Corp's 13F filing for Q1 2015, filed 23 Apr 2015.