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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI icon
301
Kinder Morgan
KMI
$73.1B
$1.87M 0.06%
68,070
-3,632
-5% -$94.7K
XLB icon
302
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$1.86M 0.06%
44,330
+1,108
+3% +$51.3K
MGK icon
303
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$1.86M 0.06%
27,145
-1,215
-4% -$81.8K
OEF icon
304
iShares S&P 100 ETF
OEF
$19.8B
$1.84M 0.06%
6,381
-22
-0.3% -$6.29K
MAR icon
305
Marriott International
MAR
$98.7B
$1.84M 0.06%
6,602
-689
-9% -$189K
ANGL icon
306
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$1.84M 0.06%
64,138
-1,722
-3% -$50K
TMSL icon
307
T. Rowe Price Small-Mid Cap ETF
TMSL
$2.7B
$1.83M 0.06%
+56,868
New +$1.89M
XMMO icon
308
Invesco S&P MidCap Momentum ETF
XMMO
$7.39B
$1.82M 0.06%
14,713
+3,969
+37% +$504K
EMLP icon
309
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$1.81M 0.06%
50,875
+454
+0.9% +$16.1K
TMUS icon
310
T-Mobile US
TMUS
$193B
$1.81M 0.06%
8,190
+396
+5% +$90.1K
LVHI icon
311
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.3B
$1.79M 0.06%
58,711
-789
-1% -$24.4K
SPTM icon
312
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$1.79M 0.06%
25,027
-163
-0.6% -$11.7K
LGOV icon
313
First Trust Long Duration Opportunities ETF
LGOV
$622M
$1.78M 0.06%
85,596
-122,077
-59% -$2.61M
JPIE icon
314
JPMorgan Income ETF
JPIE
$10B
$1.78M 0.06%
39,096
-227
-0.6% -$10.4K
CLSE icon
315
Convergence Long/Short Equity ETF
CLSE
$757M
$1.78M 0.06%
77,633
-13,130
-14% -$304K
USXF icon
316
iShares ESG Advanced MSCI USA ETF
USXF
$1.42B
$1.77M 0.06%
35,662
-2,229
-6% -$113K
BND icon
317
Vanguard Total Bond Market
BND
$157B
$1.77M 0.06%
24,592
-2,921
-11% -$214K
ADP icon
318
Automatic Data Processing
ADP
$100B
$1.77M 0.06%
6,041
+313
+5% +$92.5K
CLX icon
319
Clorox
CLX
$11.6B
$1.77M 0.06%
10,874
-9,034
-45% -$1.48M
EFV icon
320
iShares MSCI EAFE Value ETF
EFV
$27.6B
$1.76M 0.06%
33,592
+11,048
+49% +$605K
UPS icon
321
United Parcel Service
UPS
$97.6B
$1.75M 0.06%
13,878
+1,034
+8% +$136K
SHOP icon
322
Shopify
SHOP
$148B
$1.74M 0.05%
16,410
+471
+3% +$45.8K
VCLT icon
323
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.83B
$1.73M 0.05%
23,185
+4,265
+23% +$332K
WMB icon
324
Williams Companies
WMB
$90.5B
$1.72M 0.05%
31,733
+2,811
+10% +$151K
CPRT icon
325
Copart
CPRT
$25.9B
$1.71M 0.05%
29,727
-5,045
-15% -$287K
11 12
13
14 15

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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.