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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
+$1.9B
Cap. Flow
+$1.74B
Cap. Flow %
54.58%
Top 10 Hldgs %
24.54%
Holding
1,256
New
411
Increased
763
Reduced
43
Closed
34

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$94.1M
2
AAPL icon
Apple
AAPL
+$92M
3
MSFT icon
Microsoft
MSFT
+$37.4M
4
AMZN icon
Amazon
AMZN
+$37M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$35.8M

Top Sells

Rank Stock Value
1
CEG icon
Constellation Energy
CEG
+$1.81M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$1.79M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$1.54M
4
SMCI icon
Super Micro Computer
SMCI
+$1.09M
5
HTGC icon
Hercules Capital
HTGC
+$833K

Sector Composition

Rank Sector Weight
1 Technology 12.93%
2 Healthcare 4.36%
3 Consumer Discretionary 4.33%
4 Financials 3.96%
5 Industrials 3.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAUG icon
301
Innovator US Equity Power Buffer ETF August
PAUG
$860M
$2.11M 0.07%
59,552
+16,417
+38% +$564K
HEFA icon
302
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.51B
$2.1M 0.07%
60,282
+42,427
+238% +$1.4M
EFV icon
303
iShares MSCI EAFE Value ETF
EFV
$28.4B
$2.1M 0.07%
38,579
+20,720
+116% +$1.08M
UPS icon
304
United Parcel Service
UPS
$89.7B
$2.1M 0.07%
14,095
+7,603
+117% +$1.16M
RDVI icon
305
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.57B
$2.09M 0.07%
85,303
+53,191
+166% +$1.23M
QQQM icon
306
Invesco NASDAQ 100 ETF
QQQM
$94.9B
$2.08M 0.07%
11,399
+7,390
+184% +$1.3M
CGMS icon
307
Capital Group US Multi-Sector Income ETF
CGMS
$5.21B
$2.08M 0.07%
76,921
+50,346
+189% +$1.36M
FSIG icon
308
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
$1.51B
$2.08M 0.07%
110,587
+26,479
+31% +$499K
OEF icon
309
iShares S&P 100 ETF
OEF
$19.8B
$2.07M 0.07%
8,386
+4,709
+128% +$1.11M
EMXC icon
310
iShares MSCI Emerging Markets ex China ETF
EMXC
$22.8B
$2.07M 0.07%
35,938
+25,303
+238% +$1.41M
GS icon
311
Goldman Sachs
GS
$305B
$2.07M 0.06%
4,946
+2,718
+122% +$1.05M
MGK icon
312
Vanguard Mega Cap Growth ETF
MGK
$31.8B
$2.06M 0.06%
35,995
+24,520
+214% +$1.35M
VGSH icon
313
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$2.06M 0.06%
35,527
+23,187
+188% +$1.35M
VTIP icon
314
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.06M 0.06%
43,066
+27,762
+181% +$1.32M
SHOP icon
315
Shopify
SHOP
$169B
$2.06M 0.06%
26,708
+10,813
+68% +$854K
XLB icon
316
State Street Materials Select Sector SPDR ETF
XLB
$8.82B
$2.04M 0.06%
43,984
+23,458
+114% +$1.01M
CPRT icon
317
Copart
CPRT
$28.4B
$2.04M 0.06%
35,166
+20,512
+140% +$1.05M
JEPQ icon
318
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$38.6B
$2.02M 0.06%
37,264
+23,608
+173% +$1.23M
SDY icon
319
State Street SPDR S&P Dividend ETF
SDY
$22.3B
$2.02M 0.06%
15,397
+114
+0.7% +$14.3K
VRIG icon
320
Invesco Variable Rate Investment Grade ETF
VRIG
$1.8B
$2.02M 0.06%
80,517
+49,597
+160% +$1.24M
IWS icon
321
iShares Russell Mid-Cap Value ETF
IWS
$15.8B
$1.98M 0.06%
15,805
+9,017
+133% +$1.06M
FMB icon
322
First Trust Managed Municipal ETF
FMB
$2.04B
$1.97M 0.06%
38,378
+23,309
+155% +$1.2M
BND icon
323
Vanguard Total Bond Market
BND
$158B
$1.97M 0.06%
27,071
+15,038
+125% +$1.09M
PFF icon
324
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.95M 0.06%
60,570
+22,955
+61% +$732K
QQQE icon
325
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
$1.94M 0.06%
21,726
+13,937
+179% +$1.21M
11 12
13
14 15

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SL
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SCM
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BPS
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VPC
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ACM
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WWA
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GCM
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Sigma Planning Corp's Q1 2024 Portfolio in Review

As of Q1 2024, Sigma Planning Corp held 1,256 positions worth $3.18B, up 149% from $1.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp deployed $1.74B of net new capital in Q1 2024, opening 411 new positions and adding to 763 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Constellation Energy, an estimated $1.81M trimmed.

  • Sigma Planning Corp's largest Q1 2024 buy was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2024, an estimated $94.1M increase.
  • Sigma Planning Corp's biggest Q1 2024 reduction was Constellation Energy, cutting an estimated $1.81M.
  • Sigma Planning Corp fully exited First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q1 2024, selling an estimated $1.54M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.18B portfolio in Q1 2024.
  • Sigma Planning Corp opened 411 new positions and closed 34 in Q1 2024.
  • Sigma Planning Corp's portfolio value rose 149% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q1 2024, filed 2 May 2024.