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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWS icon
301
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$1.53M 0.06%
18,935
+443
+2% +$35.9K
FEM icon
302
First Trust Emerging Markets AlphaDEX Fund
FEM
$742M
$1.53M 0.06%
70,692
-645
-0.9% -$14.7K
DE icon
303
Deere & Co
DE
$166B
$1.52M 0.06%
6,869
-382
-5% -$73.8K
VAW icon
304
Vanguard Materials ETF
VAW
$2.99B
$1.52M 0.06%
11,294
+803
+8% +$106K
MGC icon
305
Vanguard Mega Cap 300 Index ETF
MGC
$9.84B
$1.51M 0.06%
+12,598
New +$1.49M
NSC icon
306
Norfolk Southern
NSC
$77.6B
$1.5M 0.06%
7,003
+159
+2% +$31.9K
IYF icon
307
iShares US Financials ETF
IYF
$4.67B
$1.49M 0.06%
26,266
+3,990
+18% +$229K
XEL icon
308
Xcel Energy
XEL
$50.6B
$1.49M 0.06%
21,556
-1,172
-5% -$80K
KBA icon
309
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$151M
$1.48M 0.06%
37,527
+5,966
+19% +$235K
OHI icon
310
Omega Healthcare
OHI
$15.3B
$1.47M 0.06%
49,133
-1,133
-2% -$35.4K
ALL icon
311
Allstate
ALL
$67.4B
$1.47M 0.06%
15,575
-457
-3% -$42.6K
XT icon
312
iShares Future Exponential Technologies ETF
XT
$3.77B
$1.47M 0.06%
30,173
-21,771
-42% -$1.04M
ADP icon
313
Automatic Data Processing
ADP
$103B
$1.46M 0.06%
10,483
-2,464
-19% -$345K
EFA icon
314
iShares MSCI EAFE ETF
EFA
$76.5B
$1.44M 0.06%
22,548
-8,499
-27% -$544K
IJJ icon
315
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.84B
$1.43M 0.06%
21,272
-2,302
-10% -$159K
IYC icon
316
iShares US Consumer Discretionary ETF
IYC
$1.14B
$1.43M 0.06%
22,800
+17,008
+294% +$1.03M
PENN icon
317
PENN Entertainment
PENN
$2.83B
$1.42M 0.06%
+19,580
New +$961K
DFEB icon
318
FT Vest US Equity Deep Buffer ETF February
DFEB
$458M
$1.41M 0.06%
+45,683
New +$1.4M
CCI icon
319
Crown Castle
CCI
$32.7B
$1.4M 0.06%
8,418
+2,204
+35% +$364K
BIL icon
320
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$1.4M 0.06%
15,268
-3,188
-17% -$292K
ITW icon
321
Illinois Tool Works
ITW
$82.1B
$1.39M 0.05%
7,183
-759
-10% -$144K
TPLC icon
322
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$308M
$1.36M 0.05%
50,850
+530
+1% +$14K
AAAU icon
323
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.47B
$1.34M 0.05%
71,316
+57,484
+416% +$1.1M
IYY icon
324
iShares Dow Jones US ETF
IYY
$2.92B
$1.34M 0.05%
16,058
+3,810
+31% +$313K
ARCC icon
325
Ares Capital
ARCC
$13.6B
$1.33M 0.05%
95,553
+1,120
+1% +$15.9K
11 12
13
14 15

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.