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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$149M
Cap. Flow %
6.27%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Technology 7.36%
2 Financials 4.5%
3 Healthcare 4.01%
4 Industrials 3.83%
5 Consumer Discretionary 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXP icon
301
American Express
AXP
$223B
$1.57M 0.07%
12,621
-116
-0.9% -$13.9K
CWB icon
302
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$1.57M 0.07%
28,245
+16,053
+132% +$864K
XT icon
303
iShares Future Exponential Technologies ETF
XT
$3.77B
$1.57M 0.07%
36,673
-2,299
-6% -$93.6K
VAW icon
304
Vanguard Materials ETF
VAW
$3B
$1.54M 0.06%
11,475
+904
+9% +$117K
SCZ icon
305
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$1.53M 0.06%
24,607
+3,777
+18% +$227K
TMO icon
306
Thermo Fisher Scientific
TMO
$211B
$1.53M 0.06%
4,714
+732
+18% +$222K
SLV icon
307
iShares Silver Trust
SLV
$28.1B
$1.53M 0.06%
91,707
+27,188
+42% +$440K
CSX icon
308
CSX Corp
CSX
$98.6B
$1.52M 0.06%
62,853
+11,229
+22% +$266K
FEP icon
309
First Trust Europe AlphaDEX Fund
FEP
$513M
$1.51M 0.06%
40,110
+12,664
+46% +$455K
BSCM
310
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$1.5M 0.06%
69,914
+3,450
+5% +$74.1K
SOXX icon
311
iShares Semiconductor ETF
SOXX
$44.2B
$1.5M 0.06%
+17,940
New +$1.38M
AMLP icon
312
Alerian MLP ETF
AMLP
$13B
$1.49M 0.06%
35,090
+2,814
+9% +$118K
WTRG icon
313
Essential Utilities
WTRG
$11.2B
$1.49M 0.06%
31,762
+4,945
+18% +$223K
BSCN
314
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$1.49M 0.06%
69,947
+1,479
+2% +$31.5K
ADSK icon
315
Autodesk
ADSK
$44.3B
$1.48M 0.06%
8,058
+631
+8% +$102K
BXMT icon
316
Blackstone Mortgage Trust
BXMT
$2.82B
$1.47M 0.06%
39,485
+861
+2% +$31.3K
HRL icon
317
Hormel Foods
HRL
$13.9B
$1.46M 0.06%
32,396
-62
-0.2% -$2.67K
FTSL icon
318
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$1.46M 0.06%
30,402
-1,922
-6% -$91.2K
BSCK
319
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$1.45M 0.06%
68,262
+4,023
+6% +$85.7K
FIXD icon
320
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$1.44M 0.06%
27,870
+12,018
+76% +$630K
BSCL
321
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$1.43M 0.06%
67,360
+3,784
+6% +$80.4K
XEL icon
322
Xcel Energy
XEL
$51B
$1.43M 0.06%
22,529
-55
-0.2% -$3.44K
IGM icon
323
iShares Expanded Tech Sector ETF
IGM
$9.94B
$1.42M 0.06%
35,058
+28,530
+437% +$1.09M
IWV icon
324
iShares Russell 3000 ETF
IWV
$19.5B
$1.41M 0.06%
7,504
+5,104
+213% +$920K
EA icon
325
Electronic Arts
EA
$52.4B
$1.4M 0.06%
12,987
+5,753
+80% +$571K
11 12
13
14 15

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Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.