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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNRC icon
276
Generac Holdings
GNRC
$11.9B
$2.6M 0.07%
7,384
+2,267
+44% +$940K
KBWB icon
277
Invesco KBW Bank ETF
KBWB
$7.08B
$2.52M 0.07%
37,136
+1,900
+5% +$133K
SMMV icon
278
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$287M
$2.51M 0.07%
64,192
+11
+0% +$421
D icon
279
Dominion Energy
D
$62.5B
$2.5M 0.07%
31,868
-1,254
-4% -$94.4K
SYY icon
280
Sysco
SYY
$39.7B
$2.5M 0.07%
31,832
-3,247
-9% -$250K
ADP icon
281
Automatic Data Processing
ADP
$100B
$2.5M 0.07%
10,120
+77
+0.8% +$17.4K
IYR icon
282
iShares US Real Estate ETF
IYR
$4.59B
$2.48M 0.07%
21,327
-8,618
-29% -$944K
AMAT icon
283
Applied Materials
AMAT
$426B
$2.47M 0.07%
15,682
+309
+2% +$44.8K
CME icon
284
CME Group
CME
$92.2B
$2.46M 0.07%
10,780
+513
+5% +$113K
XLC icon
285
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$2.46M 0.07%
31,608
-1,109
-3% -$87.7K
QYLD icon
286
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.97B
$2.45M 0.07%
110,456
+24,268
+28% +$548K
FALN icon
287
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$2.45M 0.07%
81,694
+17,006
+26% +$509K
OIH icon
288
VanEck Oil Services ETF
OIH
$2.06B
$2.44M 0.07%
13,228
+136
+1% +$27.4K
UNP icon
289
Union Pacific
UNP
$183B
$2.44M 0.07%
9,669
-388
-4% -$91.9K
DHR icon
290
Danaher
DHR
$135B
$2.43M 0.07%
8,337
-1,314
-14% -$362K
AMT icon
291
American Tower
AMT
$77.7B
$2.43M 0.07%
8,308
-663
-7% -$181K
IGSB icon
292
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$2.4M 0.07%
44,546
-56,769
-56% -$3.07M
FE icon
293
FirstEnergy
FE
$28.9B
$2.4M 0.07%
57,681
-776
-1% -$29.9K
AWK icon
294
American Water Works
AWK
$26.3B
$2.4M 0.07%
12,681
+39
+0.3% +$6.81K
PZA icon
295
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
$2.38M 0.07%
87,613
+5,187
+6% +$140K
CALF icon
296
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.59B
$2.32M 0.06%
54,302
+1,792
+3% +$78.8K
ARCC icon
297
Ares Capital
ARCC
$13.5B
$2.3M 0.06%
108,610
+14,199
+15% +$295K
FTGC icon
298
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.99B
$2.3M 0.06%
99,736
-62,949
-39% -$1.55M
ENB icon
299
Enbridge
ENB
$124B
$2.29M 0.06%
58,522
-65
-0.1% -$2.61K
KRE icon
300
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$2.28M 0.06%
32,221
+517
+2% +$37K
10 11
12
13 14

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.