We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GH icon
276
Guardant Health
GH
$19.5B
$1.67M 0.07%
14,920
+3,861
+35% +$353K
BF.B icon
277
Brown-Forman Class B
BF.B
$12B
$1.67M 0.07%
22,134
+291
+1% +$20.8K
HTGC icon
278
Hercules Capital
HTGC
$2.94B
$1.66M 0.07%
143,762
+6,646
+5% +$73.9K
AEP icon
279
American Electric Power
AEP
$73.7B
$1.65M 0.07%
20,234
-735
-4% -$60.5K
EDV icon
280
Vanguard World Funds Extended Duration ETF
EDV
$3.3B
$1.65M 0.07%
9,974
-4,319
-30% -$729K
DLR icon
281
Digital Realty Trust
DLR
$73.7B
$1.65M 0.07%
11,216
+132
+1% +$19.8K
FNOV icon
282
FT Vest US Equity Buffer ETF November
FNOV
$1.2B
$1.63M 0.06%
49,995
-1,220
-2% -$39.2K
BAB icon
283
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$1.62M 0.06%
48,587
+22,753
+88% +$760K
TFFP
284
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
$1.61M 0.06%
3,484
-282
-7% -$79.6K
PTNQ icon
285
Pacer Trendpilot 100 ETF
PTNQ
$1.2B
$1.6M 0.06%
33,345
+6,747
+25% +$316K
CMI icon
286
Cummins
CMI
$91.7B
$1.6M 0.06%
7,585
-268
-3% -$53.4K
MDLZ icon
287
Mondelez International
MDLZ
$77.7B
$1.59M 0.06%
27,750
+725
+3% +$40.4K
ACN icon
288
Accenture
ACN
$89.9B
$1.59M 0.06%
7,032
+461
+7% +$106K
BOND icon
289
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$1.59M 0.06%
14,107
+2,346
+20% +$264K
EMQQ icon
290
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$258M
$1.59M 0.06%
+30,360
New +$1.57M
GDXJ icon
291
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$1.58M 0.06%
28,628
-14,445
-34% -$833K
ZTS icon
292
Zoetis
ZTS
$31.6B
$1.58M 0.06%
9,548
+913
+11% +$140K
IYW icon
293
iShares US Technology ETF
IYW
$23.7B
$1.57M 0.06%
20,816
+2,444
+13% +$178K
CG icon
294
Carlyle Group
CG
$16.3B
$1.56M 0.06%
63,187
-15,408
-20% -$416K
SMMV icon
295
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$287M
$1.56M 0.06%
53,334
+10,956
+26% +$327K
GOF icon
296
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$1.55M 0.06%
88,332
-15,549
-15% -$274K
DOCU
297
DocuSign
DOCU
$9.63B
$1.55M 0.06%
7,216
+1,648
+30% +$342K
EMR icon
298
Emerson Electric
EMR
$82.9B
$1.55M 0.06%
23,661
+367
+2% +$24.2K
DHR icon
299
Danaher
DHR
$135B
$1.55M 0.06%
8,122
-751
-8% -$134K
APTO
300
DELISTED
Aptose Biosciences, Inc.
APTO
$1.55M 0.06%
573
+22
+4% +$54.9K
10 11
12
13 14

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.