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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PVAL icon
251
Putnam Focused Large Cap Value ETF
PVAL
$12.9B
$2.84M 0.08%
66,590
-13,451
-17% -$557K
IWR icon
252
iShares Russell Mid-Cap ETF
IWR
$56.8B
$2.84M 0.08%
29,463
-919
-3% -$87.1K
TMUS icon
253
T-Mobile US
TMUS
$193B
$2.84M 0.08%
11,856
+664
+6% +$161K
XLC icon
254
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$2.79M 0.08%
23,603
-3,676
-13% -$409K
AMLP icon
255
Alerian MLP ETF
AMLP
$13B
$2.79M 0.08%
59,453
-17,811
-23% -$861K
LRCX icon
256
Lam Research
LRCX
$382B
$2.79M 0.08%
20,809
+2,601
+14% +$275K
GD icon
257
General Dynamics
GD
$105B
$2.79M 0.08%
8,171
-195
-2% -$61.5K
MEAR icon
258
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
$2.76M 0.08%
54,649
-1,859
-3% -$93.7K
LMBS icon
259
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$2.74M 0.08%
54,947
-38,868
-41% -$1.92M
KHPI
260
Kensington Hedged Premium Income ETF
KHPI
$405M
$2.74M 0.08%
+107,146
New +$2.74M
XMMO icon
261
Invesco S&P MidCap Momentum ETF
XMMO
$7.39B
$2.73M 0.08%
20,211
+745
+4% +$98.1K
MMM icon
262
3M
MMM
$89B
$2.71M 0.08%
17,461
-1,003
-5% -$155K
PPA icon
263
Invesco Aerospace & Defense ETF
PPA
$8.27B
$2.67M 0.08%
17,188
+2,108
+14% +$310K
QQQM icon
264
Invesco NASDAQ 100 ETF
QQQM
$95.1B
$2.67M 0.08%
10,799
-3,584
-25% -$845K
VTIP icon
265
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.65M 0.08%
52,424
+1,224
+2% +$61.6K
TXN icon
266
Texas Instruments
TXN
$255B
$2.63M 0.07%
14,305
+1,817
+15% +$355K
CION icon
267
CION Investment
CION
$297M
$2.63M 0.07%
277,041
-65,525
-19% -$662K
DYNF icon
268
BlackRock US Equity Factor Rotation ETF
DYNF
$38.1B
$2.62M 0.07%
44,321
+4,872
+12% +$276K
BUFQ icon
269
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
$1.49B
$2.6M 0.07%
74,671
-2,955
-4% -$100K
BINC icon
270
BlackRock Flexible Income ETF
BINC
$16B
$2.58M 0.07%
48,540
+2,319
+5% +$123K
IJJ icon
271
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$2.58M 0.07%
19,908
-352
-2% -$45.1K
DFAT icon
272
Dimensional US Targeted Value ETF
DFAT
$14.5B
$2.56M 0.07%
44,010
+722
+2% +$41.1K
MISL icon
273
First Trust Indxx Aerospace & Defense ETF
MISL
$750M
$2.56M 0.07%
61,729
+42,512
+221% +$1.66M
AVUV icon
274
Avantis US Small Cap Value ETF
AVUV
$29.7B
$2.51M 0.07%
25,209
-1,144
-4% -$111K
STIP icon
275
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$2.49M 0.07%
24,096
+586
+2% +$60.4K
9 10
11
12 13

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SL
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WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
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VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
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WWA
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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.