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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
+$1.9B
Cap. Flow
+$1.74B
Cap. Flow %
54.58%
Top 10 Hldgs %
24.54%
Holding
1,256
New
411
Increased
763
Reduced
43
Closed
34

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$94.1M
2
AAPL icon
Apple
AAPL
+$92M
3
MSFT icon
Microsoft
MSFT
+$37.4M
4
AMZN icon
Amazon
AMZN
+$37M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$35.8M

Top Sells

Rank Stock Value
1
CEG icon
Constellation Energy
CEG
+$1.81M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$1.79M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$1.54M
4
SMCI icon
Super Micro Computer
SMCI
+$1.09M
5
HTGC icon
Hercules Capital
HTGC
+$833K

Sector Composition

Rank Sector Weight
1 Technology 12.93%
2 Healthcare 4.36%
3 Consumer Discretionary 4.33%
4 Financials 3.96%
5 Industrials 3.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWJ icon
251
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.09B
$2.51M 0.08%
58,579
+30,622
+110% +$1.25M
CMS icon
252
CMS Energy
CMS
$23B
$2.51M 0.08%
41,531
-4,783
-10% -$277K
GDXJ icon
253
VanEck Junior Gold Miners ETF
GDXJ
$6.99B
$2.5M 0.08%
64,438
+27,987
+77% +$967K
VHT icon
254
Vanguard Health Care ETF
VHT
$18.6B
$2.47M 0.08%
9,145
+5,910
+183% +$1.55M
AXP icon
255
American Express
AXP
$227B
$2.47M 0.08%
10,854
+5,115
+89% +$1.06M
CMCSA icon
256
Comcast
CMCSA
$85.8B
$2.46M 0.08%
56,800
+31,623
+126% +$1.36M
KMB icon
257
Kimberly-Clark
KMB
$37.5B
$2.43M 0.08%
18,770
+9,649
+106% +$1.18M
SUB icon
258
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$2.41M 0.08%
23,048
+10,655
+86% +$1.12M
TRV icon
259
Travelers Companies
TRV
$82.9B
$2.41M 0.08%
10,471
+6,812
+186% +$1.46M
PM icon
260
Philip Morris
PM
$312B
$2.4M 0.08%
26,183
+15,480
+145% +$1.43M
LGOV icon
261
First Trust Long Duration Opportunities ETF
LGOV
$625M
$2.4M 0.08%
112,155
+72,366
+182% +$1.55M
IWO icon
262
iShares Russell 2000 Growth ETF
IWO
$14.4B
$2.39M 0.08%
8,843
+6,967
+371% +$1.78M
NEAR icon
263
iShares Short Maturity Bond ETF
NEAR
$4.82B
$2.39M 0.08%
47,450
+7,935
+20% +$400K
CME icon
264
CME Group
CME
$93.5B
$2.37M 0.07%
11,012
+9,407
+586% +$1.98M
IWR icon
265
iShares Russell Mid-Cap ETF
IWR
$56.5B
$2.36M 0.07%
28,083
+16,589
+144% +$1.31M
SHYG icon
266
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$2.35M 0.07%
55,322
+31,521
+132% +$1.33M
COP icon
267
ConocoPhillips
COP
$139B
$2.35M 0.07%
18,460
+8,501
+85% +$970K
FICO icon
268
Fair Isaac
FICO
$31B
$2.33M 0.07%
+1,865
New +$2.33M
IBTF
269
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
$2.33M 0.07%
100,218
+41,823
+72% +$972K
PULS icon
270
PGIM Ultra Short Bond ETF
PULS
$17.7B
$2.33M 0.07%
46,807
+29,855
+176% +$1.48M
VRSN icon
271
VeriSign
VRSN
$25.4B
$2.31M 0.07%
12,199
+10,364
+565% +$2.04M
SYY icon
272
Sysco
SYY
$40.7B
$2.31M 0.07%
28,434
+12,031
+73% +$948K
GSK icon
273
GSK
GSK
$108B
$2.31M 0.07%
53,776
+27,528
+105% +$1.14M
BX icon
274
Blackstone
BX
$107B
$2.29M 0.07%
17,424
+10,199
+141% +$1.27M
RWK icon
275
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.33B
$2.27M 0.07%
19,711
+13,403
+212% +$1.43M
9 10
11
12 13

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VPC
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Sigma Planning Corp's Q1 2024 Portfolio in Review

As of Q1 2024, Sigma Planning Corp held 1,256 positions worth $3.18B, up 149% from $1.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp deployed $1.74B of net new capital in Q1 2024, opening 411 new positions and adding to 763 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Constellation Energy, an estimated $1.81M trimmed.

  • Sigma Planning Corp's largest Q1 2024 buy was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2024, an estimated $94.1M increase.
  • Sigma Planning Corp's biggest Q1 2024 reduction was Constellation Energy, cutting an estimated $1.81M.
  • Sigma Planning Corp fully exited First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q1 2024, selling an estimated $1.54M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.18B portfolio in Q1 2024.
  • Sigma Planning Corp opened 411 new positions and closed 34 in Q1 2024.
  • Sigma Planning Corp's portfolio value rose 149% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q1 2024, filed 2 May 2024.