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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMH icon
251
VanEck Semiconductor ETF
SMH
$67.6B
$2.42M 0.08%
18,372
+10,814
+143% +$1.3M
ALTL icon
252
Pacer Lunt Large Cap Alternator ETF
ALTL
$92.8M
$2.4M 0.08%
63,186
+52,091
+469% +$2.03M
VEU icon
253
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$2.4M 0.08%
44,801
-613
-1% -$32.5K
IUSG icon
254
iShares Core S&P US Growth ETF
IUSG
$31.1B
$2.39M 0.08%
26,967
+3,882
+17% +$331K
ADBE icon
255
Adobe
ADBE
$89.5B
$2.38M 0.08%
6,180
-334
-5% -$119K
BND icon
256
Vanguard Total Bond Market
BND
$157B
$2.37M 0.08%
32,037
-1,232
-4% -$90.1K
FXR icon
257
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$2.37M 0.08%
42,576
-10,025
-19% -$554K
IYW icon
258
iShares US Technology ETF
IYW
$23.7B
$2.36M 0.08%
25,452
-2,300
-8% -$193K
AI icon
259
C3.ai
AI
$1.27B
$2.35M 0.08%
+69,944
New +$1.43M
HTGC icon
260
Hercules Capital
HTGC
$2.94B
$2.35M 0.08%
182,042
+7,770
+4% +$109K
GSK icon
261
GSK
GSK
$103B
$2.34M 0.08%
65,831
+2,164
+3% +$75.7K
FNX icon
262
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$2.34M 0.08%
25,979
+271
+1% +$25.1K
PRF icon
263
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$2.33M 0.08%
74,365
+1,170
+2% +$37.1K
SHYG icon
264
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$2.33M 0.08%
55,945
+11,711
+26% +$485K
SUB icon
265
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$2.33M 0.08%
22,264
-1,304
-6% -$136K
DVN icon
266
Devon Energy
DVN
$51.9B
$2.32M 0.08%
45,920
+6,206
+16% +$353K
AIRR icon
267
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.5B
$2.32M 0.08%
48,225
+26,329
+120% +$1.26M
AVDV icon
268
Avantis International Small Cap Value ETF
AVDV
$18.9B
$2.31M 0.08%
39,437
+9,095
+30% +$530K
APD icon
269
Air Products & Chemicals
APD
$66.3B
$2.28M 0.08%
7,926
+915
+13% +$267K
DHR icon
270
Danaher
DHR
$135B
$2.27M 0.08%
10,136
+412
+4% +$93.7K
ADM icon
271
Archer Daniels Midland
ADM
$41.4B
$2.25M 0.07%
28,214
-1,781
-6% -$145K
XLB icon
272
State Street Materials Select Sector SPDR ETF
XLB
$8.64B
$2.24M 0.07%
55,658
-6,698
-11% -$271K
PRVB
273
DELISTED
Provention Bio, Inc. Common Stock
PRVB
$2.23M 0.07%
92,500
-61,290
-40% -$769K
SCHP icon
274
Schwab US TIPS ETF
SCHP
$16.3B
$2.22M 0.07%
82,810
-6,768
-8% -$178K
FTGC icon
275
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.02B
$2.21M 0.07%
93,880
-147,991
-61% -$3.52M
9 10
11
12 13

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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.