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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$76.3M
Cap. Flow %
2.44%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Technology 10.1%
2 Consumer Discretionary 6.28%
3 Financials 4.79%
4 Healthcare 4.54%
5 Communication Services 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHW icon
251
Sherwin-Williams
SHW
$78.3B
$2.78M 0.09%
11,316
+966
+9% +$230K
DOW icon
252
Dow Inc
DOW
$21.6B
$2.77M 0.09%
43,360
+3,681
+9% +$220K
DLN icon
253
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
$2.74M 0.09%
47,826
+6,188
+15% +$340K
TDIV icon
254
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$2.72M 0.09%
50,425
+33,970
+206% +$1.76M
VOT icon
255
Vanguard Mid-Cap Growth ETF
VOT
$19B
$2.7M 0.09%
12,574
+841
+7% +$182K
LUV icon
256
Southwest Airlines
LUV
$22.1B
$2.69M 0.09%
44,140
-11,019
-20% -$586K
DD icon
257
DuPont de Nemours
DD
$18.6B
$2.67M 0.09%
27,482
-661
-2% -$63.4K
VCSH icon
258
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$2.66M 0.08%
32,213
+4,879
+18% +$404K
VEU icon
259
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$2.64M 0.08%
43,537
+4,599
+12% +$280K
BOCT icon
260
Innovator US Equity Buffer ETF October
BOCT
$283M
$2.64M 0.08%
84,471
+980
+1% +$29.9K
AGGY icon
261
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$924M
$2.61M 0.08%
50,911
+6,658
+15% +$349K
QUAL icon
262
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$2.61M 0.08%
21,410
+42
+0.2% +$4.96K
BSCL
263
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$2.56M 0.08%
121,083
+4,861
+4% +$103K
HTGC icon
264
Hercules Capital
HTGC
$2.94B
$2.54M 0.08%
158,757
-11,414
-7% -$177K
SMMV icon
265
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$287M
$2.52M 0.08%
68,435
-5,326
-7% -$193K
BSCM
266
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$2.52M 0.08%
116,360
+4,042
+4% +$87.7K
GM icon
267
General Motors
GM
$74.7B
$2.49M 0.08%
43,386
+25,166
+138% +$1.34M
O icon
268
Realty Income
O
$61.2B
$2.48M 0.08%
40,371
+1,286
+3% +$76.2K
SYY icon
269
Sysco
SYY
$39.7B
$2.48M 0.08%
31,436
-1,337
-4% -$104K
VHT icon
270
Vanguard Health Care ETF
VHT
$18.2B
$2.47M 0.08%
10,778
-729
-6% -$167K
EMQQ icon
271
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$258M
$2.46M 0.08%
38,535
-1,936
-5% -$136K
VAW icon
272
Vanguard Materials ETF
VAW
$3B
$2.44M 0.08%
14,118
+643
+5% +$106K
SDY icon
273
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$2.44M 0.08%
20,671
-983
-5% -$110K
ENB icon
274
Enbridge
ENB
$124B
$2.44M 0.08%
66,966
+4,399
+7% +$155K
BSCO
275
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$2.42M 0.08%
109,263
+4,567
+4% +$102K
9 10
11
12 13

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q1 2021 filing shows 237 new, 632 increased, 426 reduced and 107 closed positions. Its largest new stake was Tapestry: 215,385 shares worth $8.88M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.