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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QUAL icon
251
iShares MSCI USA Quality Factor ETF
QUAL
$45.9B
$1.93M 0.08%
18,556
-2,996
-14% -$307K
IGOV icon
252
iShares International Treasury Bond ETF
IGOV
$1.34B
$1.92M 0.08%
36,332
-1,517
-4% -$80.1K
IWO icon
253
PUT
iShares Russell 2000 Growth ETF
IWO
$14.3B
$1.91M 0.08%
+8,600
New +$1.88M
FNY icon
254
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$580M
$1.89M 0.07%
35,231
-11,496
-25% -$592K
VOT icon
255
Vanguard Mid-Cap Growth ETF
VOT
$19B
$1.86M 0.07%
10,351
-1,432
-12% -$253K
DOW icon
256
Dow Inc
DOW
$21.6B
$1.85M 0.07%
39,345
-472
-1% -$21.2K
HYD icon
257
VanEck High Yield Muni ETF
HYD
$4.44B
$1.85M 0.07%
30,871
+948
+3% +$56.8K
DD icon
258
DuPont de Nemours
DD
$18.6B
$1.83M 0.07%
26,335
+14,735
+127% +$1.03M
PHK
259
PIMCO High Income Fund
PHK
$861M
$1.83M 0.07%
334,575
-4,022
-1% -$21.4K
LUV icon
260
Southwest Airlines
LUV
$22.1B
$1.8M 0.07%
48,120
-14,470
-23% -$514K
VEU icon
261
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$1.79M 0.07%
35,493
+12,247
+53% +$621K
GSK icon
262
GSK
GSK
$103B
$1.79M 0.07%
38,049
+3,102
+9% +$155K
CME icon
263
CME Group
CME
$92.2B
$1.79M 0.07%
10,687
-205
-2% -$34.5K
IGIB icon
264
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$1.77M 0.07%
29,050
+3,909
+16% +$238K
SHW icon
265
Sherwin-Williams
SHW
$78.3B
$1.75M 0.07%
7,548
+498
+7% +$109K
RSG icon
266
Republic Services
RSG
$66.7B
$1.75M 0.07%
18,745
+829
+5% +$74.2K
ENB icon
267
Enbridge
ENB
$124B
$1.75M 0.07%
59,749
+3,425
+6% +$108K
FEP icon
268
First Trust Europe AlphaDEX Fund
FEP
$513M
$1.74M 0.07%
52,509
-4,295
-8% -$143K
KR icon
269
Kroger
KR
$34.8B
$1.74M 0.07%
51,233
+4,921
+11% +$170K
UNP icon
270
Union Pacific
UNP
$183B
$1.7M 0.07%
8,647
-533
-6% -$99K
WFC icon
271
Wells Fargo
WFC
$261B
$1.7M 0.07%
72,418
-35,471
-33% -$874K
BDX icon
272
Becton Dickinson
BDX
$43.1B
$1.7M 0.07%
7,487
-550
-7% -$135K
NOW icon
273
ServiceNow
NOW
$102B
$1.7M 0.07%
17,490
+3,600
+26% +$322K
JBHT icon
274
JB Hunt Transport Services
JBHT
$27.1B
$1.69M 0.07%
+13,373
New +$1.78M
PGX icon
275
Invesco Preferred ETF
PGX
$3.8B
$1.68M 0.07%
113,918
-62,544
-35% -$917K
9 10
11
12 13

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.