We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
Cap. Flow
+$124M
Cap. Flow %
7.28%
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$14M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.41M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$7.5M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$7.44M
5
AMZN icon
Amazon
AMZN
+$6.37M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$7.04M
2
USO icon
United States Oil Fund
USO
+$4.36M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.28M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.74M
5
CPRT icon
Copart
CPRT
+$3.33M

Sector Composition

Rank Sector Weight
1 Technology 8.09%
2 Financials 4.85%
3 Healthcare 4.83%
4 Consumer Discretionary 4.56%
5 Industrials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGT icon
251
Vanguard Information Technology ETF
VGT
$139B
$1.29M 0.08%
50,864
-2,008
-4% -$48.8K
GILD icon
252
Gilead Sciences
GILD
$161B
$1.28M 0.08%
16,555
-7,503
-31% -$567K
HRL icon
253
Hormel Foods
HRL
$13.9B
$1.28M 0.08%
32,377
+12,950
+67% +$496K
DE icon
254
Deere & Co
DE
$170B
$1.27M 0.07%
8,423
-262
-3% -$37.6K
IGV icon
255
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$1.26M 0.07%
30,710
+4,210
+16% +$165K
EMR icon
256
Emerson Electric
EMR
$82.9B
$1.24M 0.07%
16,164
+415
+3% +$30.6K
BSJJ
257
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$1.23M 0.07%
50,782
+752
+2% +$18.2K
FTCS icon
258
First Trust Capital Strength ETF
FTCS
$7.88B
$1.23M 0.07%
22,177
+156
+0.7% +$8.37K
ORCL icon
259
Oracle
ORCL
$331B
$1.22M 0.07%
23,681
-136
-0.6% -$6.61K
C icon
260
Citigroup
C
$222B
$1.22M 0.07%
16,989
-1,576
-8% -$111K
META icon
261
CALL
Meta Platforms (Facebook)
META
$1.51T
$1.22M 0.07%
+7,400
New +$1.34M
MDT icon
262
Medtronic
MDT
$107B
$1.22M 0.07%
12,361
+852
+7% +$78.8K
GSK icon
263
GSK
GSK
$103B
$1.21M 0.07%
24,133
-1,217
-5% -$61.8K
BNDX icon
264
Vanguard Total International Bond ETF
BNDX
$82B
$1.2M 0.07%
22,066
+4,867
+28% +$266K
KBA icon
265
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$150M
$1.2M 0.07%
41,505
+56
+0.1% +$1.58K
AMD icon
266
Advanced Micro Devices
AMD
$851B
$1.2M 0.07%
38,775
+14,985
+63% +$338K
FYC icon
267
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.24B
$1.2M 0.07%
+22,892
New +$1.17M
GOOG icon
268
CALL
Alphabet (Google) Class C
GOOG
$3.9T
$1.19M 0.07%
+20,000
New +$1.2M
AOK icon
269
iShares Core Conservative Allocation ETF
AOK
$803M
$1.19M 0.07%
34,872
+6,631
+23% +$226K
TQQQ icon
270
ProShares UltraPro QQQ
TQQQ
$31.1B
$1.19M 0.07%
133,888
-7,992
-6% -$66.1K
XEL icon
271
Xcel Energy
XEL
$51B
$1.16M 0.07%
24,500
+709
+3% +$33.5K
PDP icon
272
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$1.15M 0.07%
19,273
+2,333
+14% +$135K
IAU icon
273
iShares Gold Trust
IAU
$63B
$1.15M 0.07%
50,159
+5,675
+13% +$132K
PGX icon
274
Invesco Preferred ETF
PGX
$3.84B
$1.15M 0.07%
80,068
-55,242
-41% -$802K
BX icon
275
Blackstone
BX
$104B
$1.15M 0.07%
30,065
+2,897
+11% +$105K
9 10
11
12 13

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q3 2018 Portfolio in Review

As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.

  • Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
  • Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
  • Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
  • Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
  • Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.

Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.