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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-0.52%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
+$69.6M
(+5.4%)
Cap. Flow
+$92.5M
Cap. Flow
% of AUM
6.76%
Top 10 Holdings %
Top 10 Hldgs %
19.28%
Holding
943
New
91
Increased
412
Reduced
335
Closed
84
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$6.67M |
| 2 |
iShares S&P Mid-Cap 400 Growth ETF
IJK
|
+$6.36M |
| 3 |
iShares S&P 500 Growth ETF
IVW
|
+$5.83M |
| 4 |
iShares Core S&P 500 ETF
IVV
|
+$5.66M |
| 5 |
Fidelity Momentum Factor ETF
FDMO
|
+$4.71M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fidelity MSCI Consumer Staples Index ETF
FSTA
|
+$5.02M |
| 2 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$4.57M |
| 3 |
Chemours
CC
|
+$4.34M |
| 4 |
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
|
+$3.54M |
| 5 |
iShares Preferred and Income Securities ETF
PFF
|
+$3.05M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.21% |
| 2 | Financials | 5.18% |
| 3 | Healthcare | 4.6% |
| 4 | Industrials | 4.53% |
| 5 | Consumer Discretionary | 3.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
Goldman Sachs
GS
$313B
| $1.09M | 0.08% |
4,316
+1,883
| +77% | +$490K |
|
252
Ventas
VTR
$48.9B
| $1.08M | 0.08% |
21,888
+149
| +0.7% | +$7.81K |
|
|
WBA
253
DELISTED
Walgreens Boots Alliance
WBA
| $1.08M | 0.08% |
16,561
-550
| -3% | -$39.3K |
|
|
MXIM
254
DELISTED
Maxim Integrated Products
MXIM
| $1.08M | 0.08% |
17,982
-1,311
| -7% | -$77.7K |
|
255
Brookfield Infrastructure Partners
BIP
$18.8B
| $1.08M | 0.08% |
43,606
-539
| -1% | -$13.4K |
|
256
Oracle
ORCL
$331B
| $1.07M | 0.08% |
23,391
-2,261
| -9% | -$112K |
|
257
Constellation Brands
STZ
$22.2B
| $1.05M | 0.08% |
4,620
-2,984
| -39% | -$657K |
|
258
Vanguard Information Technology ETF
VGT
$139B
| $1.05M | 0.08% |
49,152
-4,344
| -8% | -$94.8K |
|
259
ALPS Sector Dividend Dogs ETF
SDOG
$1.41B
| $1.04M | 0.08% |
23,936
-280
| -1% | -$12.9K |
|
260
Intuitive Surgical
ISRG
$121B
| $1.04M | 0.08% |
7,569
+1,239
| +20% | +$173K |
|
|
FSD
261
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
| $1.04M | 0.08% |
69,028
+9,655
| +16% | +$155K |
|
262
Phillips 66
PSX
$82.9B
| $1.03M | 0.08% |
10,692
-758
| -7% | -$73.8K |
|
|
MMP
263
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $1.01M | 0.07% |
17,370
+88
| +0.5% | +$5.91K |
|
264
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
| $1M | 0.07% |
9,711
-1,169
| -11% | -$120K |
|
265
iShares Core Conservative Allocation ETF
AOK
$803M
| $992K | 0.07% |
28,968
-160
| -0.5% | -$5.52K |
|
266
FS KKR Capital
FSK
$2.98B
| $992K | 0.07% |
34,215
-7,176
| -17% | -$214K |
|
267
First Trust Financials AlphaDEX Fund
FXO
$1.12B
| $962K | 0.07% |
30,991
+703
| +2% | +$22.2K |
|
268
Lear
LEA
$7.19B
| $960K | 0.07% |
5,159
-544
| -10% | -$102K |
|
269
Digital Realty Trust
DLR
$73.7B
| $958K | 0.07% |
9,095
+2,086
| +30% | +$220K |
|
270
VanEck Gold Miners ETF
GDX
$23B
| $955K | 0.07% |
43,468
+8,029
| +23% | +$181K |
|
|
271
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.4B
| $947K | 0.07% |
29,851
-151,183
| -84% | -$5.02M |
|
272
Medtronic
MDT
$107B
| $945K | 0.07% |
11,782
+813
| +7% | +$67.1K |
|
273
Oneok
OKE
$58.7B
| $941K | 0.07% |
16,523
+4,904
| +42% | +$281K |
|
274
Paychex
PAYX
$40.4B
| $939K | 0.07% |
15,246
-1,717
| -10% | -$113K |
|
|
PHK
275
PIMCO High Income Fund
PHK
$861M
| $937K | 0.07% |
+123,571
| New | +$937K |
|
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Sigma Planning Corp's Q1 2018 Portfolio in Review
As of Q1 2018, Sigma Planning Corp held 943 positions worth $1.37B, up 5.4% from $1.3B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Sigma Planning Corp deployed $92.5M of net new capital in Q1 2018, opening 91 new positions and adding to 412 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.
By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Fidelity MSCI Consumer Staples Index ETF, an estimated $5.02M trimmed.
- Sigma Planning Corp's largest Q1 2018 buy was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.
- Sigma Planning Corp added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2018, an estimated $6.67M increase.
- Sigma Planning Corp's biggest Q1 2018 reduction was Fidelity MSCI Consumer Staples Index ETF, cutting an estimated $5.02M.
- Sigma Planning Corp fully exited Chemours in Q1 2018, selling an estimated $4.34M.
- Sigma Planning Corp's ten largest holdings make up 19% of its $1.37B portfolio in Q1 2018.
- Sigma Planning Corp opened 91 new positions and closed 84 in Q1 2018.
- Sigma Planning Corp's portfolio value rose 5.4% quarter-over-quarter to $1.37B.
Based on Sigma Planning Corp's 13F filing for Q1 2018, filed 11 May 2018.