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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.3B
AUM Growth
+$85.5M
Cap. Flow
+$30.3M
Cap. Flow %
2.34%
Top 10 Hldgs %
19.03%
Holding
922
New
75
Increased
425
Reduced
333
Closed
70

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$5.75M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.51M
3
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.22M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.77M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.74M

Top Sells

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
3
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$4.19M
4
SWKS icon
Skyworks Solutions
SWKS
+$2.67M
5
IYR icon
iShares US Real Estate ETF
IYR
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 5.96%
2 Financials 5.11%
3 Industrials 4.91%
4 Healthcare 4.64%
5 Consumer Staples 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWP icon
251
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$1.09M 0.08%
18,044
+1,810
+11% +$106K
CELG
252
DELISTED
Celgene Corp
CELG
$1.09M 0.08%
10,418
-9,416
-47% -$1.06M
FTSL icon
253
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$1.09M 0.08%
22,612
-233
-1% -$11.2K
IYM icon
254
iShares US Basic Materials ETF
IYM
$1.16B
$1.08M 0.08%
10,558
+5,169
+96% +$513K
VLO icon
255
Valero Energy
VLO
$89.8B
$1.07M 0.08%
11,615
+98
+0.9% +$8.09K
ILTB icon
256
iShares Core 10+ Year USD Bond ETF
ILTB
$596M
$1.07M 0.08%
16,464
+12,919
+364% +$827K
NKE icon
257
Nike
NKE
$61.9B
$1.07M 0.08%
17,048
-2,512
-13% -$144K
RJA
258
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$1.05M 0.08%
+175,444
New +$1.06M
EPD icon
259
Enterprise Products Partners
EPD
$83.8B
$1.03M 0.08%
39,040
+463
+1% +$11.7K
BIV icon
260
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$1.02M 0.08%
12,225
+523
+4% +$44.1K
TROW icon
261
T. Rowe Price
TROW
$25B
$1.01M 0.08%
9,644
+79
+0.8% +$7.71K
AOK icon
262
iShares Core Conservative Allocation ETF
AOK
$803M
$1.01M 0.08%
29,128
+11,276
+63% +$390K
MXIM
263
DELISTED
Maxim Integrated Products
MXIM
$1.01M 0.08%
19,293
+164
+0.9% +$8.52K
LEA icon
264
Lear
LEA
$7.19B
$1.01M 0.08%
5,703
+410
+8% +$71.9K
VUG icon
265
Vanguard Growth ETF
VUG
$216B
$1M 0.08%
42,780
-14,112
-25% -$324K
ADM icon
266
Archer Daniels Midland
ADM
$41.4B
$1M 0.08%
24,966
-937
-4% -$38.5K
ETP
267
DELISTED
Energy Transfer Partners, L.P.
ETP
$997K 0.08%
55,643
-1,058
-2% -$18.3K
GNL icon
268
Global Net Lease
GNL
$1.87B
$994K 0.08%
48,294
-8,328
-15% -$179K
FSD
269
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$983K 0.08%
59,373
+20,310
+52% +$337K
IEUR icon
270
iShares Core MSCI Europe ETF
IEUR
$8.66B
$976K 0.08%
19,459
+1,945
+11% +$96.7K
WPC icon
271
W.P. Carey
WPC
$17.1B
$971K 0.07%
14,392
+1,138
+9% +$77.9K
DE icon
272
Deere & Co
DE
$170B
$968K 0.07%
6,187
+1,347
+28% +$188K
FXO icon
273
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$949K 0.07%
30,288
+4,061
+15% +$124K
KIO
274
KKR Income Opportunities Fund
KIO
$450M
$947K 0.07%
58,975
+16,316
+38% +$269K
MBB icon
275
iShares MBS ETF
MBB
$39B
$939K 0.07%
8,808
-735
-8% -$78.4K
9 10
11
12 13

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WB
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BPS
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VPC
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Sigma Planning Corp's Q4 2017 Portfolio in Review

As of Q4 2017, Sigma Planning Corp held 922 positions worth $1.3B, up 7.1% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2017 filing shows 75 new, 425 increased, 333 reduced and 70 closed positions. Its largest new stake was DuPont de Nemours: 31,933 shares worth $5.76M. The largest sale was iShares Core S&P US Value ETF, an estimated $12.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

  • Sigma Planning Corp's largest Q4 2017 buy was DuPont de Nemours: 31,933 shares worth $5.76M.
  • Sigma Planning Corp added most to iShares S&P 500 Value ETF in Q4 2017, an estimated $5.51M increase.
  • Sigma Planning Corp's biggest Q4 2017 reduction was iShares Core S&P US Value ETF, cutting an estimated $12.4M.
  • Sigma Planning Corp fully exited Newmont in Q4 2017, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.3B portfolio in Q4 2017.
  • Sigma Planning Corp opened 75 new positions and closed 70 in Q4 2017.
  • Sigma Planning Corp's portfolio value rose 7.1% quarter-over-quarter to $1.3B.

Based on Sigma Planning Corp's 13F filing for Q4 2017, filed 7 Feb 2018.