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Sigma Planning Corp Portfolio holdings
AUM
$3.97B
Turnover
17.8%
1-Year Est. Return
32.34%
This Fund
S&P 500
This Quarter
Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.62B
AUM Growth
+$105M
(+3%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.01%
Top 10 Holdings %
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119
Avg Time Held Equity + Options
4.2
years
Top 10 Avg Time Held Equity + Options
5.9
years
Top 20 Avg Time Held Equity + Options
4.4
years
Avg Time Held Equity only
4.2
years
Top 10 Avg Time Held Equity only
6
years
Top 20 Avg Time Held Equity only
4.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$4.06M |
| 2 |
FT Vest US Equity Buffer ETF October
FOCT
|
+$4.04M |
| 3 |
BlackRock Large Cap Value ETF
BLCV
|
+$4M |
| 4 |
Leuthold Select Industries ETF
LST
|
+$2.86M |
| 5 |
Capital Group Dividend Value ETF
CGDV
|
+$2.34M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Berkshire Hathaway Class B
BRK.B
|
+$4.13M |
| 2 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$3.22M |
| 3 |
Astera Labs
ALAB
|
+$3.17M |
| 4 |
Palantir
PLTR
|
+$2.77M |
| 5 |
MP Materials
MP
|
+$2.34M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.83% |
| 2 | Technology | 15.25% |
| 3 | Consumer Discretionary | 4.18% |
| 4 | Financials | 4.09% |
| 5 | Communication Services | 3.57% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
226
Altria Group
MO
$125B
| $3.41M | 0.09% |
59,063
+1,629
| +3% | +$98.4K |
2014 Q4
44 quarters
|
|
227
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.46B
| $3.4M | 0.09% |
68,044
+13,097
| +24% | +$655K |
2018 Q2
30 quarters
|
|
228
Applovin
APP
$89.1B
| $3.4M | 0.09% |
5,044
+185
| +4% | +$117K |
2024 Q4
4 quarters
|
|
229
iShares Russell Mid-Cap Value ETF
IWS
$15.4B
| $3.39M | 0.09% |
24,017
+1,667
| +7% | +$233K |
2014 Q4
44 quarters
|
|
230
Deere & Co
DE
$173B
| $3.38M | 0.09% |
7,630
-2,292
| -23% | -$1.08M |
2014 Q4
44 quarters
|
|
231
Vanguard FTSE All-World ex-US ETF
VEU
$67B
| $3.38M | 0.09% |
45,925
+528
| +1% | +$38.4K |
2016 Q3
37 quarters
|
|
232
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
| $3.34M | 0.09% |
18,813
+562
| +3% | +$98.4K |
2014 Q4
44 quarters
|
|
233
Ares Capital
ARCC
$13.4B
| $3.31M | 0.09% |
163,477
+15,212
| +10% | +$307K |
2014 Q4
44 quarters
|
|
234
iShares 7-10 Year Treasury Bond ETF
IEF
$41.7B
| $3.3M | 0.09% |
34,335
+2,066
| +6% | +$200K |
2014 Q4
44 quarters
|
|
235
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
| $3.28M | 0.09% |
76,622
+3,385
| +5% | +$145K |
2016 Q1
39 quarters
|
|
236
JPMorgan Ultra-Short Income ETF
JPST
$42.4B
| $3.27M | 0.09% |
64,629
-10,883
| -14% | -$551K |
2019 Q1
27 quarters
|
|
237
Vanguard Russell 1000 ETF
VONE
$8.95B
| $3.24M | 0.09% |
10,499
+403
| +4% | +$124K |
2024 Q1
7 quarters
|
|
238
Weitz Core Plus Bond ETF
WCPB
$235M
| $3.21M | 0.09% |
125,785
+6,627
| +6% | +$170K |
2025 Q3
1 quarter
|
|
239
Applied Materials
AMAT
$325B
| $3.2M | 0.09% |
12,466
+2,968
| +31% | +$712K |
2016 Q2
38 quarters
|
|
240
Vanguard Utilities ETF
VPU
$8.2B
| $3.2M | 0.09% |
28,769
+1,766
| +7% | +$339K |
2014 Q4
44 quarters
|
|
241
iShares 0-5 Year TIPS Bond ETF
STIP
$16.6B
| $3.18M | 0.09% |
31,059
+6,963
| +29% | +$717K |
2014 Q4
44 quarters
|
|
242
Walt Disney
DIS
$191B
| $3.16M | 0.09% |
27,813
-9,266
| -25% | -$1.02M |
2014 Q4
44 quarters
|
|
243
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.88B
| $3.12M | 0.09% |
61,329
+1,648
| +3% | +$84K |
2024 Q1
7 quarters
|
|
244
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.45B
| $3.11M | 0.09% |
61,715
+7,066
| +13% | +$356K |
2019 Q3
25 quarters
|
|
245
iShares Select Dividend ETF
DVY
$23.2B
| $3.1M | 0.09% |
21,958
+1,432
| +7% | +$202K |
2014 Q4
44 quarters
|
|
246
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
$154M
| $3.09M | 0.09% |
150,335
-29,276
| -16% | -$595K |
2025 Q3
1 quarter
|
|
247
iShares Russell Mid-Cap ETF
IWR
$56.1B
| $3.08M | 0.09% |
32,023
+2,560
| +9% | +$246K |
2014 Q4
44 quarters
|
|
248
First Trust Growth Strength ETF
FTGS
$1.28B
| $3.04M | 0.08% |
86,082
-20,556
| -19% | -$730K |
2024 Q2
6 quarters
|
|
249
Fidelity MSCI Utilities Index ETF
FUTY
$2.25B
| $3.02M | 0.08% |
43,008
+11,013
| +34% | +$631K |
2015 Q3
41 quarters
|
|
250
FT Vest Fund of Deep Buffer ETFs
BUFD
$2.15B
| $3.01M | 0.08% |
114,409
-2,187
| -2% | -$61K |
2021 Q2
18 quarters
|
|
Similar funds
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RPGK
Sigma Planning Corp's Q4 2025 Portfolio in Review
As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 59% a quarter earlier, followed by Technology and Consumer Discretionary.
- Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
- Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
- Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
- Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
- Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
- Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
- Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.
Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.