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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MO icon
226
Altria Group
MO
$114B
$3.41M 0.09%
59,063
+1,629
+3% +$98.4K
LMBS icon
227
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.39B
$3.4M 0.09%
68,044
+13,097
+24% +$655K
APP icon
228
Applovin
APP
$116B
$3.4M 0.09%
5,044
+185
+4% +$117K
IWS icon
229
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$3.39M 0.09%
24,017
+1,667
+7% +$233K
DE icon
230
Deere & Co
DE
$168B
$3.38M 0.09%
7,630
-2,292
-23% -$1.08M
VEU icon
231
Vanguard FTSE All-World ex-US ETF
VEU
$70.2B
$3.38M 0.09%
45,925
+528
+1% +$38.4K
VOE icon
232
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$3.34M 0.09%
18,813
+562
+3% +$98.4K
ARCC icon
233
Ares Capital
ARCC
$14.4B
$3.31M 0.09%
163,477
+15,212
+10% +$307K
IEF icon
234
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$3.3M 0.09%
34,335
+2,066
+6% +$200K
SHYG icon
235
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$3.28M 0.09%
76,622
+3,385
+5% +$145K
JPST icon
236
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$3.27M 0.09%
64,629
-10,883
-14% -$551K
VONE icon
237
Vanguard Russell 1000 ETF
VONE
$8.68B
$3.24M 0.09%
10,499
+403
+4% +$124K
WCPB
238
Weitz Core Plus Bond ETF
WCPB
$238M
$3.21M 0.09%
125,785
+6,627
+6% +$170K
AMAT icon
239
Applied Materials
AMAT
$428B
$3.2M 0.09%
12,466
+2,968
+31% +$712K
VPU
240
Vanguard Utilities ETF
VPU
$8.44B
$3.2M 0.09%
28,769
+1,766
+7% +$339K
STIP icon
241
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$3.18M 0.09%
31,059
+6,963
+29% +$717K
DIS icon
242
Walt Disney
DIS
$181B
$3.16M 0.09%
27,813
-9,266
-25% -$1.02M
JMST icon
243
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.15B
$3.12M 0.09%
61,329
+1,648
+3% +$84K
MEAR icon
244
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.37B
$3.11M 0.09%
61,715
+7,066
+13% +$356K
DVY icon
245
iShares Select Dividend ETF
DVY
$23.6B
$3.1M 0.09%
21,958
+1,432
+7% +$202K
DDFL
246
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
$150M
$3.09M 0.09%
150,335
-29,276
-16% -$595K
IWR icon
247
iShares Russell Mid-Cap ETF
IWR
$57.5B
$3.08M 0.09%
32,023
+2,560
+9% +$246K
FTGS icon
248
First Trust Growth Strength ETF
FTGS
$1.35B
$3.04M 0.08%
86,082
-20,556
-19% -$730K
FUTY icon
249
Fidelity MSCI Utilities Index ETF
FUTY
$2.29B
$3.02M 0.08%
43,008
+11,013
+34% +$631K
BUFD icon
250
FT Vest Fund of Deep Buffer ETFs
BUFD
$2B
$3.01M 0.08%
114,409
-2,187
-2% -$61K
8 9
10
11 12

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MAM
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LWCA
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BCP
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JSW
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.