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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.78B
AUM Growth
-$224M
Cap. Flow
-$352M
Cap. Flow %
-12.63%
Top 10 Hldgs %
22.87%
Holding
1,382
New
87
Increased
311
Reduced
775
Closed
179

Top Buys

Rank Stock Value
1
FAUG icon
FT Vest US Equity Buffer ETF August
FAUG
+$23.6M
2
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$6.13M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.56M
4
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.92M
5
LGOV icon
First Trust Long Duration Opportunities ETF
LGOV
+$3.11M

Top Sells

Rank Stock Value
1
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$13M
2
AAPL icon
Apple
AAPL
+$12M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$11.8M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$11.5M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 11.77%
2 Consumer Discretionary 4.93%
3 Healthcare 4.39%
4 Financials 4.02%
5 Industrials 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYK icon
226
Stryker
SYK
$127B
$2.74M 0.1%
8,984
-13,360
-60% -$3.86M
AIRR icon
227
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.5B
$2.72M 0.1%
50,239
+2,014
+4% +$97.4K
MDY icon
228
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$2.64M 0.09%
5,513
+2,117
+62% +$964K
NUE icon
229
Nucor
NUE
$56.4B
$2.63M 0.09%
16,055
-3,182
-17% -$465K
PDI icon
230
PIMCO Dynamic Income Fund
PDI
$7.4B
$2.63M 0.09%
140,093
-1,756
-1% -$31.9K
KMB icon
231
Kimberly-Clark
KMB
$36.4B
$2.61M 0.09%
18,928
-1,706
-8% -$238K
JVAL icon
232
JPMorgan US Value Factor ETF
JVAL
$820M
$2.61M 0.09%
73,042
-52,214
-42% -$1.78M
DLN icon
233
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
$2.6M 0.09%
40,936
-9,696
-19% -$602K
ADBE icon
234
Adobe
ADBE
$89.5B
$2.58M 0.09%
5,273
-907
-15% -$365K
IWM icon
235
iShares Russell 2000 ETF
IWM
$80.9B
$2.58M 0.09%
13,753
-4,090
-23% -$729K
AMLP icon
236
Alerian MLP ETF
AMLP
$13B
$2.56M 0.09%
65,279
-1,596
-2% -$61.9K
IGV icon
237
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$2.55M 0.09%
36,905
+1,455
+4% +$91.4K
VHT icon
238
Vanguard Health Care ETF
VHT
$18.2B
$2.55M 0.09%
10,397
-950
-8% -$231K
AI icon
239
C3.ai
AI
$1.27B
$2.54M 0.09%
69,756
-188
-0.3% -$5.29K
HTGC icon
240
Hercules Capital
HTGC
$2.94B
$2.54M 0.09%
171,604
-10,438
-6% -$143K
DG icon
241
Dollar General
DG
$25.9B
$2.52M 0.09%
14,860
+70
+0.5% +$13.8K
SDVY icon
242
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.4B
$2.51M 0.09%
88,783
+15,899
+22% +$422K
UL icon
243
Unilever
UL
$131B
$2.51M 0.09%
42,739
-3,315
-7% -$197K
SUB icon
244
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$2.49M 0.09%
23,952
+1,688
+8% +$176K
RWJ icon
245
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.03B
$2.49M 0.09%
65,901
-11,124
-14% -$406K
AVDV icon
246
Avantis International Small Cap Value ETF
AVDV
$18.9B
$2.49M 0.09%
43,252
+3,815
+10% +$223K
LVHI icon
247
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.3B
$2.47M 0.09%
90,978
+50,619
+125% +$1.38M
PDEC icon
248
Innovator US Equity Power Buffer ETF December
PDEC
$977M
$2.47M 0.09%
74,096
-4,787
-6% -$153K
PRF icon
249
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$2.46M 0.09%
75,165
+800
+1% +$25.2K
IBDP
250
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$2.42M 0.09%
98,478
+14,339
+17% +$353K
8 9
10
11 12

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Sigma Planning Corp's Q2 2023 Portfolio in Review

As of Q2 2023, Sigma Planning Corp held 1,382 positions worth $2.78B, down 7.5% from $3.01B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sigma Planning Corp withdrew a net $352M in Q2 2023, closing 179 positions and reducing 775 holdings. Its most notable exit was Invesco S&P 500 Pure Value ETF, an estimated $2.68M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Sigma Planning Corp opened a new position in Pacer Swan SOS Fund of Funds ETF worth $5.12M.

  • Sigma Planning Corp's largest Q2 2023 buy was Pacer Swan SOS Fund of Funds ETF: 210,328 shares worth $5.12M.
  • Sigma Planning Corp added most to FT Vest US Equity Buffer ETF August in Q2 2023, an estimated $23.6M increase.
  • Sigma Planning Corp's biggest Q2 2023 reduction was First Trust Morningstar Dividend Leaders Index Fund, cutting an estimated $13M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q2 2023, selling an estimated $2.68M.
  • Sigma Planning Corp's ten largest holdings make up 23% of its $2.78B portfolio in Q2 2023.
  • Sigma Planning Corp opened 87 new positions and closed 179 in Q2 2023.
  • Sigma Planning Corp's portfolio value fell 7.5% quarter-over-quarter to $2.78B.

Based on Sigma Planning Corp's 13F filing for Q2 2023, filed 2 Aug 2023.