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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOF icon
226
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$2.76M 0.09%
170,963
+12,501
+8% +$206K
ORCL icon
227
Oracle
ORCL
$331B
$2.76M 0.09%
29,748
+171
+0.6% +$15K
FNK icon
228
First Trust Mid Cap Value AlphaDEX Fund
FNK
$227M
$2.76M 0.09%
63,244
+14,351
+29% +$657K
ABT icon
229
Abbott
ABT
$180B
$2.73M 0.09%
27,004
-1,948
-7% -$206K
SPSB icon
230
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$2.73M 0.09%
92,052
+11,914
+15% +$351K
VGSH icon
231
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$2.72M 0.09%
46,430
+11,622
+33% +$675K
NOC icon
232
Northrop Grumman
NOC
$77B
$2.72M 0.09%
5,882
-6,696
-53% -$3.11M
PFF icon
233
iShares Preferred and Income Securities ETF
PFF
$13.2B
$2.71M 0.09%
86,900
-3,273
-4% -$105K
VHT icon
234
Vanguard Health Care ETF
VHT
$18.2B
$2.71M 0.09%
11,347
-41
-0.4% -$9.87K
VTIP icon
235
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.7M 0.09%
56,500
-1,479
-3% -$69.6K
LDSF icon
236
First Trust Low Duration Strategic Focus ETF
LDSF
$160M
$2.69M 0.09%
144,576
+110,521
+325% +$2.06M
UL icon
237
Unilever
UL
$131B
$2.69M 0.09%
46,054
-1,739
-4% -$98.8K
RPV icon
238
Invesco S&P 500 Pure Value ETF
RPV
$1.61B
$2.68M 0.09%
35,256
+4,735
+16% +$384K
EFA icon
239
iShares MSCI EAFE ETF
EFA
$76.4B
$2.66M 0.09%
37,198
-74,019
-67% -$5.18M
IYH icon
240
iShares US Healthcare ETF
IYH
$3.11B
$2.62M 0.09%
48,030
+6,350
+15% +$348K
NKE icon
241
Nike
NKE
$61.9B
$2.62M 0.09%
21,373
+304
+1% +$37.4K
DAL icon
242
Delta Air Lines
DAL
$55.9B
$2.62M 0.09%
75,005
-2,427
-3% -$90K
AMLP icon
243
Alerian MLP ETF
AMLP
$13B
$2.58M 0.09%
66,875
+2,353
+4% +$92.2K
PDI icon
244
PIMCO Dynamic Income Fund
PDI
$7.4B
$2.56M 0.08%
141,849
-1,538
-1% -$30.1K
PDEC icon
245
Innovator US Equity Power Buffer ETF December
PDEC
$977M
$2.48M 0.08%
78,883
+5,159
+7% +$159K
PYPL icon
246
PayPal
PYPL
$49.5B
$2.47M 0.08%
32,494
-1,049
-3% -$80.8K
SYY icon
247
Sysco
SYY
$39.7B
$2.45M 0.08%
31,698
+712
+2% +$54.6K
D icon
248
Dominion Energy
D
$62.5B
$2.44M 0.08%
43,601
-4,139
-9% -$242K
IXUS icon
249
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$2.42M 0.08%
39,097
-1,045
-3% -$64K
FDN icon
250
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$2.42M 0.08%
16,380
-1,124
-6% -$155K
8 9
10
11 12

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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.