We are live on
!
Find out more
SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
(+16%)
Cap. Flow
+$127M
Cap. Flow
% of AUM
4.31%
Top 10 Holdings %
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$10.7M |
| 2 |
Quanta Services
PWR
|
+$9.65M |
| 3 |
Invesco CurrencyShares Japanese Yen Trust
FXY
|
+$8.25M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$6.57M |
| 5 |
FedEx
FDX
|
+$6.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$16.9M |
| 2 |
SPDR Gold Trust
GLD
|
+$10.6M |
| 3 |
S&P Global
SPGI
|
+$6.46M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$6.35M |
| 5 |
NVIDIA
NVDA
|
+$5.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.39% |
| 2 | Consumer Discretionary | 6% |
| 3 | Healthcare | 4.74% |
| 4 | Industrials | 4.21% |
| 5 | Communication Services | 4.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
Vanguard Health Care ETF
VHT
$18.2B
| $2.58M | 0.09% |
11,507
+20
| +0.2% | +$4.28K |
|
227
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$258M
| $2.57M | 0.09% |
40,471
+10,111
| +33% | +$591K |
|
228
Southwest Airlines
LUV
$22.1B
| $2.57M | 0.09% |
55,159
+7,039
| +15% | +$305K |
|
229
Pathward Financial
CASH
$1.81B
| $2.56M | 0.09% |
69,980
+8,236
| +13% | +$251K |
|
230
Medtronic
MDT
$107B
| $2.54M | 0.09% |
21,687
-3,488
| -14% | -$384K |
|
231
Sherwin-Williams
SHW
$78.3B
| $2.54M | 0.09% |
10,350
+2,802
| +37% | +$665K |
|
232
Eli Lilly
LLY
$1.07T
| $2.54M | 0.09% |
15,014
-3,083
| -17% | -$460K |
|
233
iShares Global Tech ETF
IXN
$8.7B
| $2.52M | 0.09% |
50,448
+3,408
| +7% | +$158K |
|
|
DOCU
234
DocuSign
DOCU
$9.63B
| $2.52M | 0.09% |
11,344
+4,128
| +57% | +$927K |
|
235
DuPont de Nemours
DD
$18.6B
| $2.51M | 0.09% |
28,143
+1,808
| +7% | +$142K |
|
236
Innovator US Equity Buffer ETF October
BOCT
$283M
| $2.51M | 0.09% |
83,491
+10,450
| +14% | +$303K |
|
237
Sarepta Therapeutics
SRPT
$1.66B
| $2.51M | 0.09% |
14,729
-101
| -0.7% | -$15K |
|
238
VanEck Gold Miners ETF
GDX
$23B
| $2.5M | 0.09% |
69,436
-51,058
| -42% | -$1.91M |
|
239
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$287M
| $2.5M | 0.09% |
73,761
+20,427
| +38% | +$648K |
|
240
Vanguard Mid-Cap Growth ETF
VOT
$19B
| $2.49M | 0.08% |
11,733
+1,382
| +13% | +$272K |
|
241
iShares MSCI USA Quality Factor ETF
QUAL
$45.9B
| $2.48M | 0.08% |
21,368
+2,812
| +15% | +$310K |
|
|
BSCL
242
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
| $2.46M | 0.08% |
116,222
+11,487
| +11% | +$244K |
|
243
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
| $2.46M | 0.08% |
18,472
+638
| +4% | +$84.8K |
|
244
Hercules Capital
HTGC
$2.94B
| $2.45M | 0.08% |
170,171
+26,409
| +18% | +$336K |
|
245
iShares Russell Mid-Cap ETF
IWR
$56.8B
| $2.45M | 0.08% |
35,745
+504
| +1% | +$32.1K |
|
|
BSCM
246
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
| $2.44M | 0.08% |
112,318
+11,362
| +11% | +$248K |
|
247
Sysco
SYY
$39.7B
| $2.43M | 0.08% |
32,773
-1,309
| -4% | -$90K |
|
248
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
| $2.43M | 0.08% |
53,491
-5,751
| -10% | -$257K |
|
249
American Tower
AMT
$77.7B
| $2.42M | 0.08% |
10,757
+326
| +3% | +$75.8K |
|
250
Fastly Inc
FSLY
$3.17B
| $2.41M | 0.08% |
27,557
-6,375
| -19% | -$562K |
|
Similar funds
U
SL
WB
SCM
BPS
VPC
ACM
WWA
Sigma Planning Corp's Q4 2020 Portfolio in Review
As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.
On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.
- Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
- Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
- Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
- Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
- Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
- Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.
Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.