RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-1.42%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.27B
AUM Growth
-$76.3M
Cap. Flow
-$58.1M
Cap. Flow %
-4.57%
Top 10 Hldgs %
30.69%
Holding
242
New
61
Increased
46
Reduced
49
Closed
33

Top Buys

1
BBDC icon
Barings BDC
BBDC
+$15.9M
2
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$7.98M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$5.7M
4
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$5.3M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$3.9M

Top Sells

1
USA icon
Liberty All-Star Equity Fund
USA
+$23.9M
2
DSU icon
BlackRock Debt Strategies Fund
DSU
+$10.9M
3
FSK icon
FS KKR Capital
FSK
+$8.51M
4
RA
Brookfield Real Assets Income Fund
RA
+$8.21M
5
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$8.18M

Sector Composition

1 Financials 2.24%
2 Consumer Discretionary 1.01%
3 Technology 0.75%
4 Healthcare 0.67%
5 Communication Services 0.56%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DOTAW
201
DELISTED
Draper Oakwood Technology Acquisition, Inc. Warrant
DOTAW
$44K ﹤0.01%
60,000
– –
CNACW
202
DELISTED
Constellation Alpha Capital Corp. Warrant
CNACW
$43K ﹤0.01%
120,000
– –
BCACR
203
DELISTED
Bison Capital Acquistion Corp Rights
BCACR
$41K ﹤0.01%
125,000
– –
TMCXW
204
DELISTED
Trinity Merger Corp. Warrant
TMCXW
$38K ﹤0.01%
+96,000
New +$38K
BRACR
205
DELISTED
Black Ridge Acquisition Corp. Right
BRACR
$35K ﹤0.01%
100,000
– –
NRXPW icon
206
NRX Pharmaceuticals, Inc. Warrant
NRXPW
$1.2M
$34K ﹤0.01%
+90,041
New +$34K
GTYHW
207
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
$33K ﹤0.01%
26,667
– –
HUNTW
208
DELISTED
Hunter Maritime Acquisition Corp. Warrant
HUNTW
$32K ﹤0.01%
75,001
– –
BCACW
209
DELISTED
Bison Capital Acquistion Corp Warrant
BCACW
$23K ﹤0.01%
62,500
– –
ARCC icon
210
Ares Capital
ARCC
$15.7B
– –
-475,494
Closed -$7.55M
BCX icon
211
BlackRock Resources & Commodities Strategy Trust
BCX
$773M
– –
-17,116
Closed -$152K
BGB
212
Blackstone Strategic Credit 2027 Term Fund
BGB
$556M
– –
-383,818
Closed -$6.1M
EVN
213
Eaton Vance Municipal Income Trust
EVN
$434M
– –
-169,147
Closed -$1.98M
FSK icon
214
FS KKR Capital
FSK
$4.92B
– –
-293,440
Closed -$8.51M
GAB icon
215
Gabelli Equity Trust
GAB
$1.95B
– –
-178,003
Closed -$1.07M
IGR
216
CBRE Global Real Estate Income Fund
IGR
$778M
– –
-93,500
Closed -$683K
IYR icon
217
iShares US Real Estate ETF
IYR
$3.66B
– –
-21,924
Closed -$1.66M
JPC icon
218
Nuveen Preferred & Income Opportunities Fund
JPC
$2.65B
– –
-94,481
Closed -$946K
JPI icon
219
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$292M
– –
-37,556
Closed -$890K
NIE
220
Virtus Equity & Convertible Income Fund
NIE
$689M
– –
-121,316
Closed -$2.51M
NRO
221
Neuberger Berman Real Estate Securities Income Fund
NRO
$210M
– –
-27,437
Closed -$125K
NUV icon
222
Nuveen Municipal Value Fund
NUV
$1.85B
– –
-404,451
Closed -$3.83M
PHK
223
PIMCO High Income Fund
PHK
$847M
– –
-388,789
Closed -$2.95M
PMF
224
DELISTED
PIMCO Municipal Income Fund
PMF
– –
-103,646
Closed -$1.3M
RCS
225
PIMCO Strategic Income Fund
RCS
$342M
– –
-281,056
Closed -$2.61M
6 7 8
9
10