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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.42%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.27B
AUM Growth
-$76.3M
Cap. Flow
-$57.3M
Cap. Flow %
-4.51%
Top 10 Hldgs %
30.69%
Holding
242
New
61
Increased
46
Reduced
49
Closed
33

Top Buys

Rank Stock Value
1
BBDC icon
Barings BDC
BBDC
+$15.9M
2
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$7.98M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$5.96M
4
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$5.53M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.88M

Top Sells

Rank Stock Value
1
USA icon
Liberty All-Star Equity Fund
USA
+$23.8M
2
DSU icon
BlackRock Debt Strategies Fund
DSU
+$11.1M
3
FSK icon
FS KKR Capital
FSK
+$8.51M
4
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$8.28M
5
RA
Brookfield Real Assets Income Fund
RA
+$8.15M

Sector Composition

Rank Sector Weight
1 Financials 2.71%
2 Technology 1.07%
3 Consumer Discretionary 1.01%
4 Healthcare 0.5%
5 Communication Services 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOTAW
201
DELISTED
Draper Oakwood Technology Acquisition, Inc. Warrant
DOTAW
$44K ﹤0.01%
60,000
– –
CNACW
202
DELISTED
Constellation Alpha Capital Corp. Warrant
CNACW
$43K ﹤0.01%
120,000
– –
BCACR
203
DELISTED
Bison Capital Acquistion Corp Rights
BCACR
$41K ﹤0.01%
125,000
– –
TMCXW
204
DELISTED
Trinity Merger Corp. Warrant
TMCXW
$38K ﹤0.01%
+96,000
New +$39.1K
BRACR
205
DELISTED
Black Ridge Acquisition Corp. Right
BRACR
$35K ﹤0.01%
100,000
– –
NRXPW
206
DELISTED
NRX Pharmaceuticals Warrant
NRXPW
$34K ﹤0.01%
+90,041
New +$41.2K
GTYHW
207
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
$33K ﹤0.01%
26,667
– –
HUNTW
208
DELISTED
Hunter Maritime Acquisition Corp. Warrant
HUNTW
$32K ﹤0.01%
75,001
– –
BCACW
209
DELISTED
Bison Capital Acquistion Corp Warrant
BCACW
$23K ﹤0.01%
62,500
– –
ARCC icon
210
Ares Capital
ARCC
$14.4B
– –
-475,494
Closed -$7.55M
BCX icon
211
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
– –
-17,116
Closed -$152K
BGB
212
Blackstone Strategic Credit 2027 Term Fund
BGB
$503M
– –
-383,818
Closed -$6.09M
EVN
213
Eaton Vance Municipal Income Trust
EVN
$426M
– –
-169,147
Closed -$1.98M
FSK icon
214
FS KKR Capital
FSK
$3.44B
– –
-293,440
Closed -$8.51M
GAB icon
215
Gabelli Equity Trust
GAB
$1.79B
– –
-178,003
Closed -$1.06M
IGR
216
CBRE Global Real Estate Income Fund
IGR
$713M
– –
-93,500
Closed -$683K
IYR icon
217
iShares US Real Estate ETF
IYR
$4.57B
– –
-21,924
Closed -$1.66M
JPC icon
218
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
– –
-94,481
Closed -$946K
JPI
219
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
– –
-37,556
Closed -$890K
NIE
220
Virtus Equity & Convertible Income Fund
NIE
$732M
– –
-121,316
Closed -$2.51M
NRO
221
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
– –
-27,437
Closed -$125K
NUV icon
222
Nuveen Municipal Value Fund
NUV
$1.91B
– –
-404,451
Closed -$3.83M
PHK
223
PIMCO High Income Fund
PHK
$880M
– –
-388,789
Closed -$2.95M
PMF
224
DELISTED
PIMCO Municipal Income Fund
PMF
– –
-103,646
Closed -$1.3M
RCS
225
PIMCO Strategic Income Fund
RCS
$250M
– –
-281,056
Closed -$2.61M
6 7 8
9
10

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Rivernorth Capital Management's Q2 2018 Portfolio in Review

As of Q2 2018, Rivernorth Capital Management held 242 positions worth $1.27B, down 5.7% from $1.35B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management withdrew a net $57.3M in Q2 2018, closing 33 positions and reducing 49 holdings. Its most notable exit was FS KKR Capital, an estimated $8.51M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2.7% of assets, up from 2.5% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Rivernorth Capital Management opened a new position in Barings BDC worth $15.9M.

  • Rivernorth Capital Management's largest Q2 2018 buy was Barings BDC: 1,384,049 shares worth $15.9M.
  • Rivernorth Capital Management added most to Western Asset Emerging Markets Debt Fund in Q2 2018, an estimated $5.96M increase.
  • Rivernorth Capital Management's biggest Q2 2018 reduction was Liberty All-Star Equity Fund, cutting an estimated $23.8M.
  • Rivernorth Capital Management fully exited FS KKR Capital in Q2 2018, selling an estimated $8.51M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.27B portfolio in Q2 2018.
  • Rivernorth Capital Management opened 61 new positions and closed 33 in Q2 2018.
  • Rivernorth Capital Management's portfolio value fell 5.7% quarter-over-quarter to $1.27B.

Based on Rivernorth Capital Management's 13F filing for Q2 2018, filed 14 Aug 2018.