RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.27B
AUM Growth
-$76.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
242
New
Increased
Reduced
Closed

Top Buys

1
+$15.9M
2
+$7.97M
3
+$5.7M
4
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$5.3M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.9M

Top Sells

1
+$23.9M
2
+$10.9M
3
+$8.51M
4
RA
Brookfield Real Assets Income Fund
RA
+$8.21M
5
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$8.18M

Sector Composition

1 Financials 2.71%
2 Consumer Discretionary 1.01%
3 Technology 0.75%
4 Healthcare 0.67%
5 Communication Services 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
201
$44K ﹤0.01%
60,000
202
$43K ﹤0.01%
120,000
203
$41K ﹤0.01%
125,000
204
$38K ﹤0.01%
+96,000
205
$35K ﹤0.01%
100,000
206
$34K ﹤0.01%
+90,041
207
$33K ﹤0.01%
26,667
208
$32K ﹤0.01%
75,001
209
$23K ﹤0.01%
62,500
210
– –
-475,494
211
– –
-17,116
212
– –
-383,818
213
– –
-169,147
214
– –
-293,440
215
– –
-178,003
216
– –
-93,500
217
– –
-21,924
218
– –
-94,481
219
– –
-37,556
220
– –
-121,316
221
– –
-27,437
222
– –
-404,451
223
– –
-388,789
224
– –
-103,646
225
– –
-281,056
6 7 8
9
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