RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+0.02%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.88B
AUM Growth
-$193M
Cap. Flow
-$188M
Cap. Flow %
-9.96%
Top 10 Hldgs %
26.86%
Holding
449
New
40
Increased
54
Reduced
68
Closed
89

Top Buys

1
NQP icon
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
+$6.57M
2
FGMCU
FG Merger II Corp. Unit
FGMCU
+$6.28M
3
BINC icon
BlackRock Flexible Income ETF
BINC
+$5.69M
4
PMX
PIMCO Municipal Income Fund III
PMX
+$5.68M
5
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$5.2M

Top Sells

1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$25.6M
2
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$21.6M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$21.5M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$17.8M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$14.8M

Sector Composition

1 Financials 11.18%
2 Industrials 0.19%
3 Consumer Discretionary 0.15%
4 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NDMO icon
176
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$621M
$1.43M 0.08%
139,862
-386,961
-73% -$3.97M
GDST
177
DELISTED
Goldenstone Acquisition Limited Common Stock
GDST
$1.35M 0.07%
119,167
– –
DTF
178
DTF Tax-Free Income 2028 Term Fund
DTF
$79.7M
$1.3M 0.07%
116,351
-98,997
-46% -$1.11M
NETD icon
179
Nabors Energy Transition Corp II
NETD
$241M
$1.3M 0.07%
118,992
– –
PXH icon
180
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.64B
$1.21M 0.06%
55,600
– –
HYI
181
Western Asset High Yield Opportunity Fund Inc.
HYI
$272M
$1.17M 0.06%
+98,577
New +$1.17M
MXE
182
Mexico Equity and Income Fund
MXE
$50.8M
$1.15M 0.06%
+132,187
New +$1.15M
PYN
183
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$1.13M 0.06%
199,844
+154,748
+343% +$873K
VFL
184
abrdn National Municipal Income Fund
VFL
$125M
$1.02M 0.05%
100,181
– –
HNW
185
Pioneer Diversified High Income Fund
HNW
$107M
$997K 0.05%
+83,499
New +$997K
RFAI
186
RF Acquisition Corp II Ordinary Shares
RFAI
$159M
$970K 0.05%
93,513
– –
SPKL
187
Spark I Acquisition Corp
SPKL
$95.2M
$959K 0.05%
89,186
– –
CHY
188
Calamos Convertible and High Income Fund
CHY
$883M
$953K 0.05%
+94,353
New +$953K
FORL icon
189
Four Leaf Acquisition Corp
FORL
$927K 0.05%
81,934
– –
PMM
190
Putnam Managed Municipal Income
PMM
$260M
$917K 0.05%
149,544
+18,132
+14% +$111K
FLC
191
Flaherty & Crumrine Total Return Fund
FLC
$182M
$885K 0.05%
52,726
+2,410
+5% +$40.4K
FGB
192
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$763K 0.04%
177,521
-84,754
-32% -$364K
RAC.U
193
Rithm Acquisition Corp Units, each consists of one Class A Ordinary Share and one-third of one redeemable Warrant
RAC.U
$246M
$758K 0.04%
+75,000
New +$758K
KIO
194
KKR Income Opportunities Fund
KIO
$516M
$738K 0.04%
+60,042
New +$738K
PFD
195
Flaherty & Crumrine Preferred and Income Fund
PFD
$151M
$735K 0.04%
+65,467
New +$735K
VTN icon
196
Invesco Trust for Investment Grade New York Municipals
VTN
$153M
$713K 0.04%
68,254
-195,794
-74% -$2.04M
PNF
197
DELISTED
PIMCO New York Municipal Income Fund
PNF
$677K 0.04%
+90,447
New +$677K
HYAC icon
198
Haymaker Acquisition Corp 4
HYAC
$328M
$589K 0.03%
53,552
– –
BFZ icon
199
BlackRock CA Municipal Income Trust
BFZ
$328M
$556K 0.03%
50,601
– –
SWZ
200
Swiss Helvetia Fund
SWZ
$79.1M
$413K 0.02%
+44,833
New +$413K
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8
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